Exploration Research on the Model of Government Regulation Based on Compliance Management System

Abstract

Compliance regulation is a model of government regulation based on compliance management system, that is government encouraging and guiding enterprises to carry out effective compliance management, promoting enterprise selfdiscipline and operation in good faith management. Government supervises enterprises through the exposed problems and evidence of retained compliance evidence, helps enterprises find the vulnerabilities of its compliance management system, and guides enterprises gradually improve its compliance management. The compliance management method was introduced into government regulation in this paper to regulatory challenges facing by the government. The supervision mode of combination the external supervision with enterprise self-discipline is formed by introduced compliance management in enterprises. The compliance management system provided the technical support for government supervision.