Joint State of Charge and State of Health Estimation of Lithium-ion Battery Using Improved Adaptive Dual Extended Kalman Filter Based on Piecewise Forgetting Factor Recursive Least Squares

Yawen Liang, Shunli Wang, Yongcun Fan, Xiao Yang, Yanxin Xie, C. Fernandez
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Abstract

This work aims to improve the accuracy of state of charge estimation for lithium-ion battery, as well as to accurately estimate state of health. This study presents a piecewise forgetting factor recursive least squares method based on integral separation with a second-order resistor-capacitor model and uses a novel adaptive filter based on error covariance correction on the conventional dual extended Kalman filter. The experiments show that the error of SOC estimation is less than 0.61% and the error of SOH is less than 0.09% under different complex conditions, the proposed method can effectively improve the estimation accuracy and robustness.
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基于分段遗忘因子递归最小二乘改进自适应双扩展卡尔曼滤波的锂离子电池充电状态与健康状态联合估计
本工作旨在提高锂离子电池充电状态估计的准确性,并准确估计健康状态。提出了一种基于二阶电阻-电容模型积分分离的分段遗忘因子递推最小二乘法,并在传统的对偶扩展卡尔曼滤波的基础上采用了一种基于误差协方差修正的自适应滤波。实验表明,在不同复杂条件下,SOC估计误差小于0.61%,SOH估计误差小于0.09%,该方法可有效提高估计精度和鲁棒性。
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