Data blanks by design: Intellectual property and restrictions on genetic diversity assessments of the maize standing crop in the USA Upper Midwest

Cathleen McCluskey, William F. Tracy
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Abstract

All US commercial maize (Zea mays) is a single race, “Corn Belt Dent,” and its genetic base has been in decline for at least 40 years. Independent genotyping can only be conducted after patent and licensing restrictions have expired, a period of 20 years. These restrictions also impede a molecular based assessment of the standing crop by the United States Department of Agriculture (USDA) as recommended by experts. Data blanks about landscape vulnerability put farmers at risk of crop failure and the public at risk of food insecurity. Understanding maize diversity experts' perspectives and analysis helps describe the contours of these data blanks and inform policy recommendations. Recommendations by the Maize Crop Germplasm Committee to the United States Department of Agriculture (USDA) for a molecular based vulnerability assessment on the US standing maize (Zea mays) crop have not been acted on because of intellectual property and licensing restrictions. This research explores maize diversity experts' access to data and perceptions and analysis of the standing crop. The data come from semi‐structured interviews conducted with 44 maize diversity experts in the public and private sectors. Experts explain that genetic data blanks restrict non‐industry research, describe public sector concerns that standing diversity is narrow(ing), and find historic sources of pedigree data in Plant Variety Protection and patent records are no longer reliable. Some interviewees perceive that industry monitoring of standing diversity is in their best financial interest. Industry participants describe concentration in US maize allows them to control diversity over time, while public researchers discuss efficiency of scale narrowing genetic diversity and global concentration spreading this trend. Knowledge gaps about genetic diversity in US commercial maize are designed through patents, contracts, non‐disclosure agreements, and confidentiality agreements by patent holders who do not want their inbred lines genotyped by competitors. This restricts research and knowledge flow about genetic information into public networks. The Maize Crop Germplasm Committee is a node for knowledge flow; however, the lack of mechanisms for action suggests it is performative. We recommend all protections used on seed include exemptions for research, breeding, and seed saving; an independent assessment of how industry monitors standing diversity; and a molecular analysis of the standing crop conducted by the USDA.
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设计数据空白:美国上中西部玉米常作品种遗传多样性评估的知识产权与限制
美国所有的商品玉米(Zea mays)都是单一品种,即 "Corn Belt Dent",其遗传基础已经衰退了至少 40 年。独立基因分型只能在专利和许可限制到期后才能进行,为期 20 年。这些限制也阻碍了美国农业部(USDA)根据专家建议对常年作物进行分子评估。有关地貌脆弱性的数据空白使农民面临作物歉收的风险,也使公众面临粮食不安全的风险。玉米作物种质委员会(Maize Crop Germplasm Committee)向美国农业部(USDA)提出了对美国常年玉米(Zea mays)作物进行基于分子的脆弱性评估的建议,但由于知识产权和许可方面的限制,该建议一直未被采纳。专家们解释说,基因数据空白限制了非行业研究,说明公共部门对常绿玉米多样性狭窄的担忧,并发现植物品种保护和专利记录中的历史血统数据来源不再可靠。一些受访者认为,产业界对常绿多样性的监控符合他们的最佳经济利益。美国商业玉米遗传多样性的知识缺口是专利持有人通过专利、合同、保密协议和保密协议设计的,他们不希望竞争对手对其近交系进行基因分型。这就限制了有关遗传信息的研究和知识流入公共网络。玉米作物种质委员会是知识流动的一个节点;然而,缺乏行动机制表明它是执行性的。我们建议对种子使用的所有保护措施都应包括对研究、育种和种子保存的豁免;对行业如何监控常存多样性进行独立评估;以及由美国农业部对常存作物进行分子分析。
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