Predictive Modeling of Sleep Slow Oscillation Emergence on the electrode manifold: Toward Personalized Closed-Loop Brain Stimulation

Mahmoud Alipour, Sara C. Mednick, Paola Malerba
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Abstract

Background: Sleep slow oscillations (SOs), characteristic of NREM sleep, are causally tied to cognitive outcomes and the health-promoting homeostatic functions of sleep. Due to these known benefits, brain stimulation techniques aiming to enhance SOs are being developed, with great potential to contribute to clinical interventions, as they hold promise for improving sleep functions in populations with identified SO deficits (e.g., mild cognitive impairment). SO-targeting closed-loop stimulation protocols currently strive to identify SO occurrences in real time, a computationally intensive step that can lead to reduced precision (compared to post-hoc detection). These approaches are also often limited to focusing on only one electrode location, thus inherently precluding targeting of SOs that is informed by the overall organization of SOs in space-time. Prediction of SO emergence across the electrode manifold would establish an alternative to online detection, thus greatly advancing the development of personalized and flexible brain stimulation paradigms. This study presents a computational model that predicts SO occurrences at multiple locations across a night of sleep. In combination with our previous study on optimizing brain stimulation protocols using the spatiotemporal properties of SOs, this model contributes to increasing the accuracy of SO targeting in brain stimulation applications. Methods: SOs were detected in a dataset of nighttime sleep of 22 subjects (9 females), acquired with polysomnography including 64 EEG channels. Modeling of SO occurrence was achieved for SOs in stage N3, or in a combination of stages N2 and N3 (N2&N3). We study SO emergence at progressively more refined time scales. First, the cumulative SO occurrences in successive sleep cycles were successfully fit with exponentials. Secondly, the SO timing in each individual was modeled with a renewal point process. Using an inverse Gaussian model, we estimated the probability density function of SO timing and its parameters μ (mean) and λ (shape, representing skewness) in successive cycles. Results: We observed a declining trend in the SO count across sleep cycles, which we modeled using a power law relationship. The decay rate per cycle was 1.473 for N3 and 1.139 for N2&N3, with variances of the decay rates across participants being 1 and 0.53, respectively. This pattern mirrors the declining trend of slow wave activity (SWA) across sleep cycles, likely due to the inherent relationship between SWA and SO. Additionally, the SO timing model for N3 showed an increasing trend in the model parameters (μ, λ) across cycles. The increase rate per cycle followed a power law relationship with a rate of 0.83 and an exponential relationship with a rate of 4.59, respectively. The variances of the increase rates were 0.02 for μ and 0.44 for λ across participants. Conclusion: This study establishes a predictive model for SO occurrence during NREM sleep, providing insights into its organization in successive cycles and at different EEG channels, which is relevant to development of personalized stimulation paradigms. These findings imply that personalized model parameters can be estimated by incorporating SO information in the first sleep cycle, and hence SO timing can be predicted before its occurrence with a probability distribution, enabling more precise targeting of SOs.
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电极流形上睡眠慢振荡出现的预测模型:实现个性化闭环脑刺激
背景:睡眠慢振荡(SOs)是 NREM 睡眠的特征,与认知结果和促进健康的睡眠平衡功能有着因果关系。由于这些已知的益处,目前正在开发旨在增强睡眠慢振荡的脑刺激技术,这些技术有望改善存在睡眠慢振荡缺陷(如轻度认知障碍)的人群的睡眠功能,因此具有促进临床干预的巨大潜力。以 SO 为目标的闭环刺激方案目前致力于实时识别 SO 的发生,这是一个计算密集型步骤,可能导致精度降低(与事后检测相比)。这些方法通常还局限于只关注一个电极位置,因此无法根据 SO 在时空中的整体组织情况来确定 SO 的目标。预测SO在整个电极歧管中的出现将为在线检测提供一个替代方案,从而极大地推动个性化和灵活的脑刺激范式的发展。本研究提出了一个计算模型,可预测一夜睡眠中多个位置的 SO 出现情况。结合我们之前利用SO的时空特性优化脑刺激方案的研究,该模型有助于提高脑刺激应用中SO定位的准确性:在 22 名受试者(9 名女性)的夜间睡眠数据集中检测到了 SO,这些数据是通过包括 64 个脑电图通道的多导睡眠监测仪获得的。针对 N3 阶段或 N2 和 N3 阶段组合(N2&N3)的 SO,建立了 SO 发生模型。我们以逐渐细化的时间尺度来研究 SO 的出现。首先,我们成功地用指数拟合了连续睡眠周期中的累积 SO 发生率。其次,用更新点过程来模拟每个个体的 SO 时间。利用反高斯模型,我们估算了连续周期中SO发生时间的概率密度函数及其参数μ(平均值)和λ(形状,代表偏度):我们观察到,SO计数在各睡眠周期呈下降趋势,我们用幂律关系对其进行了建模。N3 和 N2&N3 每个周期的衰减率分别为 1.473 和 1.139,不同参与者的衰减率方差分别为 1 和 0.53。这种模式反映了慢波活动(SWA)在各个睡眠周期中的下降趋势,这可能是由于慢波活动与 SO 之间的内在联系。此外,N3的SO定时模型显示,模型参数(μ、λ)在各周期内呈上升趋势。每个周期的增长率分别为 0.83 的幂律关系和 4.59 的指数关系。不同参与者μ和λ的增加率方差分别为0.02和0.44:本研究建立了NREM睡眠中SO发生的预测模型,深入了解了SO在连续周期和不同脑电图通道中的组织情况,这与个性化刺激范式的开发息息相关。这些研究结果表明,个性化模型参数可通过纳入第一个睡眠周期中的SO信息进行估算,因此可在SO发生前通过概率分布预测其发生时间,从而更精确地定位SO。
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