Conformity assessment of processes and lots in the framework of JCGM 106:2012

Rainer Göb, Steffen Uhlig, Bernard Colson
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Abstract

ISO/IEC 17000:2020 defines conformity assessment as an "activity to determine whether specified requirements relating to a product, process, system, person or body are fulfilled". JCGM (2012) establishes a framework for accounting for measurement uncertainty in conformity assessment. The focus of JCGM (2012) is on the conformity assessment of individual units of product based on measurements on a cardinal continuous scale. However, the scheme can also be applied to composite assessment targets like finite lots of product or manufacturing processes, and to the evaluation of characteristics in discrete cardinal or nominal scales. We consider the application of the JCGM scheme in the conformity assessment of finite lots or processes of discrete units subject to a dichotomous quality classification as conforming and nonconforming. A lot or process is classified as conforming if the actual proportion nonconforming does not exceed a prescribed upper tolerance limit, otherwise the lot or process is classified as nonconforming. The measurement on the lot or process is a statistical estimation of the proportion nonconforming based on attributes or variables sampling, and meassurement uncertainty is sampling uncertainty. Following JCGM (2012), we analyse the effect of measurement uncertainty (sampling uncertainty) in attributes sampling, and we calculate key conformity assessment parameters, in particular the producer's and consumer's risk. We suggest to integrate such parameters as a useful add-on into ISO acceptance sampling standards such as the ISO 2859 series.
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在JCGM 106:2012框架内对过程和批量进行符合性评估
ISO/IEC 17000:2020 将符合性评估定义为 "确定与产品、过程、系统、个人或机构有关的规定要求是否得到满足的活动"。JCGM(2012)为符合性评估中测量不确定性的核算建立了一个框架。JCGM(2012)的重点是基于连续标尺上的测量对单个产品单位进行符合性评估。不过,该方案也可应用于复合评估目标,如有限批次的产品或制造过程,以及离散标度或名义标度的特性评估。我们考虑将 JCGM 方案应用于有限批次或离散单元过程的符合性评估,这些离散单元被二分为合格和不合格两种质量分类。如果不合格的实际比例不超过规定的公差上限,则批量或过程被归类为合格,否则被归类为不合格。对批次或过程的测量是基于属性或无变异抽样对不合格比例的统计估计,测量的不确定性就是抽样的不确定性。根据 JCGM(2012),我们分析了属性抽样中测量不确定性(抽样不确定性)的影响,并计算了关键的合格评定参数,特别是生产者和消费者的风险。我们建议将这些参数作为有用的附加参数纳入 ISO 验收抽样标准,如 ISO 2859 系列标准。
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