A reusable decoder network penalized by smooth group lasso and its applications to large-scale fault diagnosis of machinery

IF 5.4 2区 计算机科学 Q1 AUTOMATION & CONTROL SYSTEMS Control Engineering Practice Pub Date : 2024-10-17 DOI:10.1016/j.conengprac.2024.106127
Zhiqiang Zhang, Hongji He, Shuiqing Xu, Lisheng Yin, Xueping Dong
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Abstract

Representation learning approaches have achieved great success in fault diagnosis of large-scale mechanical data, among which the popular auto-encoder method has developed a series of effective variants. In the existing variants, the encoder network is re-employed to encode feature representations of the data, while the decoder network is directly discarded after training, leading to a regrettable waste of computational resources. Instead of proposing advanced variants of the auto-encoder, this paper explicitly penalizes the decoder network with group lasso, thereby transforming waste into treasure. Specifically, the group lasso constrains the column vectors of the decoder network’s weight matrix at the group level, making them reusable for feature selection. Moreover, a smooth function is utilized to approximate the group lasso to prevent numerical oscillations when computing the gradients. The simulated data and experimental gear data are sequentially used to verify the effectiveness of the smooth group lasso through investigations on two representative auto-encoder variants. The results show that the decoder network penalized by smooth group lasso can be re-utilized to guide selection of a subset of key features for training a classifier, exhibiting an extraordinary feature selection capability.
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用平滑组套索惩罚的可重复使用解码器网络及其在大规模机械故障诊断中的应用
表征学习方法在大规模机械数据的故障诊断中取得了巨大成功,其中流行的自动编码器方法已发展出一系列有效的变体。在现有的变体中,编码器网络被重新用于对数据的特征表示进行编码,而解码器网络则在训练后被直接丢弃,这导致了令人遗憾的计算资源浪费。本文并没有提出自动编码器的高级变体,而是通过组套索(group lasso)对解码器网络进行明确的惩罚,从而变废为宝。具体来说,组套索在组的层面上对解码器网络权重矩阵的列向量进行约束,使其可重新用于特征选择。此外,在计算梯度时,利用平滑函数来近似组套索,以防止数值振荡。通过对两个具有代表性的自动编码器变体的研究,模拟数据和实验齿轮数据依次用于验证平滑组套索的有效性。结果表明,通过平滑组套索惩罚的解码器网络可以重新用于指导选择用于训练分类器的关键特征子集,表现出非凡的特征选择能力。
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来源期刊
Control Engineering Practice
Control Engineering Practice 工程技术-工程:电子与电气
CiteScore
9.20
自引率
12.20%
发文量
183
审稿时长
44 days
期刊介绍: Control Engineering Practice strives to meet the needs of industrial practitioners and industrially related academics and researchers. It publishes papers which illustrate the direct application of control theory and its supporting tools in all possible areas of automation. As a result, the journal only contains papers which can be considered to have made significant contributions to the application of advanced control techniques. It is normally expected that practical results should be included, but where simulation only studies are available, it is necessary to demonstrate that the simulation model is representative of a genuine application. Strictly theoretical papers will find a more appropriate home in Control Engineering Practice''s sister publication, Automatica. It is also expected that papers are innovative with respect to the state of the art and are sufficiently detailed for a reader to be able to duplicate the main results of the paper (supplementary material, including datasets, tables, code and any relevant interactive material can be made available and downloaded from the website). The benefits of the presented methods must be made very clear and the new techniques must be compared and contrasted with results obtained using existing methods. Moreover, a thorough analysis of failures that may happen in the design process and implementation can also be part of the paper. The scope of Control Engineering Practice matches the activities of IFAC. Papers demonstrating the contribution of automation and control in improving the performance, quality, productivity, sustainability, resource and energy efficiency, and the manageability of systems and processes for the benefit of mankind and are relevant to industrial practitioners are most welcome.
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