An Uncertainty Quantification and Calibration Framework for RUL Prediction and Accuracy Improvement

IF 5.6 2区 工程技术 Q1 ENGINEERING, ELECTRICAL & ELECTRONIC IEEE Transactions on Instrumentation and Measurement Pub Date : 2024-10-29 DOI:10.1109/TIM.2024.3485392
Ze-Qi Ding;Qiang Qin;Yi-Fan Zhang;Yan-Hui Lin
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Abstract

In prognostic and health management (PHM), predicting remaining useful life (RUL) and quantifying the uncertainties in predictions are necessary. This article proposes a Gaussian process (GP) autoregression-variational autoencoder (GPVAE) framework that can predict RUL based on degradation data, quantify predictive uncertainty, decompose this uncertainty into epistemic and aleatory types, and further quantify epistemic uncertainties on RUL-related features. Subsequently, uncertainty calibration is proposed to ensure that the quantified uncertainty matches the actual error of the model. The calibrated uncertainty is used for out-of-distribution (OOD) detection and active learning for the labeled and unlabeled data, which can improve the RUL prediction accuracy with limited computational resources and limited cost of degradation tests for obtaining RUL labels. The effectiveness of the proposed method is illustrated by the case study on lithium-ion batteries dataset.
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用于 RUL 预测和提高精度的不确定性量化和校准框架
在预报和健康管理(PHM)中,预测剩余使用寿命(RUL)和量化预测中的不确定性是必要的。本文提出了一个高斯过程(GP)自回归-变异自编码器(GPVAE)框架,该框架可以根据退化数据预测剩余使用寿命,量化预测的不确定性,将这种不确定性分解为认识型和不确定型,并进一步量化剩余使用寿命相关特征的认识型不确定性。随后,提出了不确定性校准建议,以确保量化的不确定性与模型的实际误差相匹配。校准后的不确定性用于对已标注和未标注数据进行分布外(OOD)检测和主动学习,从而在有限的计算资源和获取 RUL 标签的降解测试成本有限的情况下提高 RUL 预测的准确性。通过对锂离子电池数据集的案例研究,说明了所提方法的有效性。
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来源期刊
IEEE Transactions on Instrumentation and Measurement
IEEE Transactions on Instrumentation and Measurement 工程技术-工程:电子与电气
CiteScore
9.00
自引率
23.20%
发文量
1294
审稿时长
3.9 months
期刊介绍: Papers are sought that address innovative solutions to the development and use of electrical and electronic instruments and equipment to measure, monitor and/or record physical phenomena for the purpose of advancing measurement science, methods, functionality and applications. The scope of these papers may encompass: (1) theory, methodology, and practice of measurement; (2) design, development and evaluation of instrumentation and measurement systems and components used in generating, acquiring, conditioning and processing signals; (3) analysis, representation, display, and preservation of the information obtained from a set of measurements; and (4) scientific and technical support to establishment and maintenance of technical standards in the field of Instrumentation and Measurement.
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