{"title":"Reconstruction-based Deep Unsupervised Adaptive Threshold Support Vector Data Description for wind turbine anomaly detection","authors":"Dandan Peng , Wim Desmet , Konstantinos Gryllias","doi":"10.1016/j.ress.2025.110995","DOIUrl":null,"url":null,"abstract":"<div><div>The global deployment of wind turbines as a sustainable and clean energy source underscores the criticality of early anomaly detection to ensure their safe operation, improve power generation efficiency, and reduce downtime costs. Yet, acquiring sufficient labeled and faulty data is time-consuming and expensive in practical applications, limiting the use of supervised learning methods. To this end, this paper introduces a new approach, namely the Reconstruction-based Deep Unsupervised Adaptive Threshold Support Vector Data Description (DUA-SVDD) model, for wind turbine anomaly detection. DUA-SVDD integrates reconstruction-based and boundary-based anomaly detection paradigms, synthesizing comprehensive and detailed representation information from dynamic monitoring data, encoding the distribution and patterns of normal samples across multiple levels. This model employs a joint optimization mechanism to minimize reconstruction errors and hypersphere volume simultaneously in the latent space, resolving the hypersphere collapse issue observed in Deep Support Vector Data Description (DeepSVDD). It constructs a well-structured latent space proficient in handling data noise and variations, allowing SVDD to establish more robust spherical boundaries. Additionally, it proposes an adaptive threshold algorithm based on pseudo-data to accurately differentiate abnormal from normal patterns. The method is tested and evaluated on real wind farm SCADA datasets. A comparative analysis against state-of-the-art methods highlights the superior performance of the proposed model in detecting blade icing on wind turbines, achieving average AUC values of 97.54% and 99.45% across two specific cases.</div></div>","PeriodicalId":54500,"journal":{"name":"Reliability Engineering & System Safety","volume":"260 ","pages":"Article 110995"},"PeriodicalIF":11.0000,"publicationDate":"2025-08-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Reliability Engineering & System Safety","FirstCategoryId":"5","ListUrlMain":"https://www.sciencedirect.com/science/article/pii/S0951832025001954","RegionNum":1,"RegionCategory":"工程技术","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2025/3/13 0:00:00","PubModel":"Epub","JCR":"Q1","JCRName":"ENGINEERING, INDUSTRIAL","Score":null,"Total":0}
引用次数: 0
Abstract
The global deployment of wind turbines as a sustainable and clean energy source underscores the criticality of early anomaly detection to ensure their safe operation, improve power generation efficiency, and reduce downtime costs. Yet, acquiring sufficient labeled and faulty data is time-consuming and expensive in practical applications, limiting the use of supervised learning methods. To this end, this paper introduces a new approach, namely the Reconstruction-based Deep Unsupervised Adaptive Threshold Support Vector Data Description (DUA-SVDD) model, for wind turbine anomaly detection. DUA-SVDD integrates reconstruction-based and boundary-based anomaly detection paradigms, synthesizing comprehensive and detailed representation information from dynamic monitoring data, encoding the distribution and patterns of normal samples across multiple levels. This model employs a joint optimization mechanism to minimize reconstruction errors and hypersphere volume simultaneously in the latent space, resolving the hypersphere collapse issue observed in Deep Support Vector Data Description (DeepSVDD). It constructs a well-structured latent space proficient in handling data noise and variations, allowing SVDD to establish more robust spherical boundaries. Additionally, it proposes an adaptive threshold algorithm based on pseudo-data to accurately differentiate abnormal from normal patterns. The method is tested and evaluated on real wind farm SCADA datasets. A comparative analysis against state-of-the-art methods highlights the superior performance of the proposed model in detecting blade icing on wind turbines, achieving average AUC values of 97.54% and 99.45% across two specific cases.
风力涡轮机作为一种可持续的清洁能源在全球范围内的部署,强调了早期异常检测对确保其安全运行、提高发电效率和减少停机成本的重要性。然而,在实际应用中,获取足够的标记和错误数据既耗时又昂贵,限制了监督学习方法的使用。为此,本文引入了一种新的风力机异常检测方法,即基于重构的深度无监督自适应阈值支持向量数据描述(DUA-SVDD)模型。DUA-SVDD集成了基于重构的异常检测范式和基于边界的异常检测范式,从动态监测数据中综合全面、详细的表示信息,对正态样本的分布和模式进行多层次编码。该模型采用联合优化机制,在潜在空间中同时最小化重建误差和超球体积,解决了深度支持向量数据描述(Deep Support Vector Data Description, DeepSVDD)中观测到的超球崩溃问题。它构建了一个结构良好的潜在空间,可以熟练地处理数据噪声和变化,允许SVDD建立更健壮的球面边界。此外,提出了一种基于伪数据的自适应阈值算法,以准确区分异常和正常模式。在实际风电场SCADA数据集上对该方法进行了测试和评估。通过与最先进的方法的对比分析,表明该模型在检测风力涡轮机叶片结冰方面具有优越的性能,在两种具体情况下的平均AUC值分别为97.54%和99.45%。
期刊介绍:
Elsevier publishes Reliability Engineering & System Safety in association with the European Safety and Reliability Association and the Safety Engineering and Risk Analysis Division. The international journal is devoted to developing and applying methods to enhance the safety and reliability of complex technological systems, like nuclear power plants, chemical plants, hazardous waste facilities, space systems, offshore and maritime systems, transportation systems, constructed infrastructure, and manufacturing plants. The journal normally publishes only articles that involve the analysis of substantive problems related to the reliability of complex systems or present techniques and/or theoretical results that have a discernable relationship to the solution of such problems. An important aim is to balance academic material and practical applications.