Adjudication Outside Article III

IF 3.5 2区 社会学 Q1 LAW Harvard Law Review Pub Date : 2020-03-10 DOI:10.2139/SSRN.3194945
William Baude
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引用次数: 1

Abstract

Article III requires federal courts that exercise federal jurisdiction to be given life tenure and undiminished compensation, limiting Congress’s ability to influence the judiciary. But from the beginning, we have accepted certain forms of adjudication outside Article III – state courts, most obviously, but also territorial courts, administrative adjudication of public rights, and military tribunals. The question is why. This Article attempts to provide an answer. It argues that it is a mistake to focus on the act of adjudication itself; adversary presentation about the application of law to fact is simply a procedure, and not a procedure uniquely limited to Article III courts. Instead, the constitutional question is one of government power. What kind of power has the tribunal been vested with, and what it is trying to do with that power? With this framework in view, the structure and scope of non-Article-III adjudication becomes clearer. Some courts exercise the judicial power of some other government. This is why territorial courts and state courts are constitutional. Some bodies exercise executive power, subject to the constraints reflected by the Due Process Clause. This is why administrative adjudication of public rights and military trials are constitutional. Some exercise no governmental power, and can proceed only as an adjunct to another entity, or on the basis of consent. This is the only basis on which magistrate judges and bankruptcy judges can proceed and may render some of their current behavior unconstitutional.
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第三条之外的裁决
第三条要求行使联邦管辖权的联邦法院终身任职,赔偿不减,限制了国会影响司法机构的能力。但从一开始,我们就接受了第三条之外的某些形式的裁决——最明显的是州法院,但也接受了地区法院、公共权利行政裁决和军事法庭。问题是为什么。本文试图提供一个答案。它认为,把注意力集中在裁决行为本身是错误的;关于法律适用于事实的对抗性陈述只是一种程序,而不是仅限于第三条法院的程序。相反,宪法问题是政府权力问题。法庭被赋予了什么样的权力,它试图用这种权力做什么?有了这一框架,非第三条裁决的结构和范围变得更加明确。一些法院行使其他政府的司法权。这就是为什么领土法院和州法院是符合宪法的。一些机构行使行政权力,但受正当程序条款所反映的限制。这就是为什么对公共权利的行政裁决和军事审判符合宪法的原因。有些人不行使政府权力,只能作为另一个实体的附属机构或在征得同意的基础上进行。这是地方法官和破产法官可以进行诉讼的唯一依据,可能会使他们目前的一些行为违宪。
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来源期刊
CiteScore
2.90
自引率
11.80%
发文量
1
期刊介绍: The Harvard Law Review is a student-run organization whose primary purpose is to publish a journal of legal scholarship. The Review comes out monthly from November through June and has roughly 2,500 pages per volume. The organization is formally independent of the Harvard Law School. Student editors make all editorial and organizational decisions and, together with a professional business staff of three, carry out day-to-day operations. Aside from serving as an important academic forum for legal scholarship, the Review has two other goals. First, the journal is designed to be an effective research tool for practicing lawyers and students of the law. Second, it provides opportunities for Review members to develop their own editing and writing skills. Accordingly, each issue contains pieces by student editors as well as outside authors. The Review publishes articles by professors, judges, and practitioners and solicits reviews of important recent books from recognized experts. All articles — even those by the most respected authorities — are subjected to a rigorous editorial process designed to sharpen and strengthen substance and tone.
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