Compliance of Territorially Fragile States with International Human Rights Law

Q4 Social Sciences Quebec Journal of International Law Pub Date : 2021-06-30 DOI:10.7202/1079421ar
Antal Berkes
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Abstract

Fragile States are defined as states incapable of fully implementing their international obligations in a part of the territory falling under their jurisdiction. The fragile State's compliance with its international law obligations is then reduced due to objective factors, which also has a major impact on international human rights law (IHRL). However, doctrine has ignored that fragile states can and sometimes do implement their positive obligations in areas beyond their effective control by virtue of the evolving interpretation of IHRL, based on effectiveness. The article argues that each of the dominant conformity theories can only partially explain the factors that influence compliance with IHRL by fragile States: instead of limiting conformity to a monocausal model, rational choices and internal socialization processes should be taken into account to enhance compliance of fragile States. The two main schools of doctrine, rational and constructivist theories, provide complementary explanations to the questions of why and how fragile States can comply with their positive obligations under the IHRL. Rational theories explain that the respect, by fragile States, of their positive obligations in IHRL has direct advantages, especially in terms of monitoring the human rights situation, the well-being of the population of the region and international cooperation. Rational interests do not, however, explain why public bodies act in such a way as to promote the protection of human rights in the area beyond the effective control of the State, especially if their national behavior is not reported in international human rights mechanisms. In these cases, constructivism can provide a complementary explanation: repeated models of norms play an essential role in the creation of a common identity, in particular the belief of national actors in an ideal and active State.
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领土脆弱国家遵守国际人权法的情况
脆弱国家是指无法在其管辖的领土上充分履行其国际义务的国家。脆弱国家履行其国际法义务的情况由于客观因素而减少,这也对国际人权法产生了重大影响。然而,该学说忽视了脆弱国家可以而且有时确实在其有效控制之外的领域履行其积极义务,这是由于基于有效性对国际人道主义法的不断演变的解释。文章认为,每一种主流的一致性理论都只能部分解释影响脆弱国家遵守《国际人道主义法》的因素:与其将一致性限制在单一原因的模式,不如考虑理性选择和内部社会化进程,以加强脆弱国家的一致性。理性理论和建构主义理论这两个主要学说流派对脆弱国家为什么以及如何履行《国际人道主义法》规定的积极义务的问题提供了互补的解释。理性理论解释说,脆弱国家尊重其在《国际人权法》中的积极义务具有直接优势,特别是在监测人权状况、该地区人民的福祉和国际合作方面。然而,理性的利益并不能解释为什么公共机构在国家有效控制之外的地区采取行动,促进对人权的保护,特别是在国际人权机制没有报告其国家行为的情况下。在这些情况下,建构主义可以提供一种补充解释:重复的规范模式在创造共同身份方面发挥着重要作用,特别是国家行为者对理想和活跃国家的信念。
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