{"title":"FINRA's Proposal to Amend its Arbitration Rules","authors":"Paulina Jedrzejowski","doi":"10.1002/alt.21995","DOIUrl":null,"url":null,"abstract":"<p>In the wake of a New Jersey law firm's investigation into a claim that FINRA agreed to Wells Fargo's moves in gaming arbitrator selection in a dispute over the bank's investment services, the industry self-regulatory agency submitted proposed regulations revising arbitrator selection for securities disputes to the U.S. Securities and Exchange Commission.</p>","PeriodicalId":100074,"journal":{"name":"Alternatives to the High Cost of Litigation","volume":"41 4","pages":"63-65"},"PeriodicalIF":0.0000,"publicationDate":"2023-03-30","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Alternatives to the High Cost of Litigation","FirstCategoryId":"1085","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1002/alt.21995","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"","JCRName":"","Score":null,"Total":0}
引用次数: 0
Abstract
In the wake of a New Jersey law firm's investigation into a claim that FINRA agreed to Wells Fargo's moves in gaming arbitrator selection in a dispute over the bank's investment services, the industry self-regulatory agency submitted proposed regulations revising arbitrator selection for securities disputes to the U.S. Securities and Exchange Commission.
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