Class-Based Adjudication of Title VII Claims in the Age of the Roberts Court

IF 1.6 3区 社会学 Q1 LAW Boston University Law Review Pub Date : 2015-02-10 DOI:10.2139/SSRN.2563157
Michael C. Harper
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Abstract

INTRODUCTIONTitle VII's most significant set of amendments, the Civil Rights Act of 1991,1 was in substantial part a response to decisions of the Rehnquist Court issued during its 1988-89 term, including the especially controversial Wards Cove Packing Co. v. Atonio.2 While the Roberts Court also has issued a number of opinions interpreting employment discrimination laws contrary to the advocacy of civil rights proponents,3 its decisions on substantive employment discrimination law have been mixed4 and have not provoked a cry for a new set of comprehensive amendments.None of the Roberts Court's interpretations of substantive law, however, seems to have the potential of doing as much damage to the promise of the amended Title VII as do several rulings of the Roberts Court on procedural issues. These rulings include the Court's application of Rule 23,5 the Federal Rule of Civil Procedure ("FRCP") governing class actions, to a Title VII case, Wal-Mart Stores, Inc. v. Dukes.6 They also include the Court's interpretation of the Federal Arbitration Act ("FAA")7 in a series of decisions, including ATT at least without further restrictive interpretations, Rule 23 still affords plaintiffs and conscientious federal judges the flexibility to utilize class actions to press a broad range of both systemic disparate treatment and disparate impact claims.13Unfortunately, in my view, the importance of the Wal-Mart decision is also limited for Title VII class actions, as it is for other kinds of class actions, by the Court's recent decisions in cases dealing with the arbitration of consumer misrepresentation and antitrust claims rather than discrimination claims. Through these decisions, including Concepcion and Italian Colors, the Roberts Court in effect offered any business outside the transportation industry the option of arbitration as a bar against collective actions brought by any economically subordinate parties, including employees, upon whom the business can impose agreements.14 These decisions, in tandem with the Court's earlier application of the FAA to employment contracts,15 empower most employers to preclude not only class-based litigation, but also class-based arbitration.This Essay proceeds as follows. Part I traces the development of Title VII class actions for both disparate treatment and disparate impact claims. Part II examines the predictability and manageable impact of the primary holding of the Wal-Mart decision: its application of Rule 23(a)(2)'s conditioning of certification on the existence of a common issue of fact or law. Part III provides a parallel assessment of the Court's pronouncement on the limits of Rule 23(b)(2) class actions. While this assessment acknowledges the importance of the Court's pronouncements on (b)(2), including troublesome dicta limiting the use of litigation models, the assessment concludes that these pronouncements do not provide insurmountable barriers to Title VII class actions. …
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罗伯茨法院时代第七章索赔的集体裁决
第七章最重要的一套修正案,1991年的《民权法案》,在很大程度上是对伦奎斯特法院在1988-89年任期内发布的判决的回应。包括特别有争议的沃德湾包装公司诉阿托尼奥案。虽然罗伯茨最高法院也发表了一些与民权倡议者的主张相反的解释就业歧视法的意见,但它对实质性就业歧视法的裁决却褒贬不一,并没有激起对一套新的全面修正案的呼声。然而,罗伯茨法院对实体法的任何解释,似乎都没有可能像罗伯茨法院在程序问题上的几项裁决那样,对修订后的第七章的承诺造成如此大的损害。这些裁决包括本法院对第七章“沃尔玛百货公司诉杜克”一案适用的关于集体诉讼的《联邦民事诉讼规则》(“FRCP”)第23条第5款的适用。这些裁决还包括本法院在一系列判决中对《联邦仲裁法》(“FAA”)的解释,至少在不作进一步限制性解释的情况下,包括《联邦仲裁法》。规则23仍然为原告和尽职尽责的联邦法官提供了灵活性,可以利用集体诉讼来提出广泛的系统性差别待遇和差别影响索赔。不幸的是,在我看来,由于法院最近在处理消费者虚假陈述和反垄断索赔而不是歧视索赔的仲裁案件中的裁决,沃尔玛案判决对第七章集体诉讼的重要性也受到了限制,就像对其他类型的集体诉讼一样。通过包括康塞普西翁案和意大利色彩案在内的这些判决,罗伯茨法院实际上为运输业以外的任何企业提供了仲裁的选择,以防止任何经济从属方(包括雇员)提起的集体诉讼,因为企业可以将协议强加给雇员这些判决,加上法院早先对《联邦航空法》在雇佣合同中的适用,15授权大多数雇主不仅可以排除集体诉讼,还可以排除集体仲裁。本文的思路如下。第一部分追溯了第七章关于差别待遇和差别影响索赔的集体诉讼的发展。第二部分考察了沃尔玛判决的初审判决的可预见性和可管理的影响:其对规则23(a)(2)对存在共同事实或法律问题的证明条件的适用。第三部分对法院关于第23(b)(2)条集体诉讼限制的声明进行了平行评估。虽然本评估承认法院关于(b)(2)的声明的重要性,包括限制诉讼模式使用的令人麻烦的规定,但评估得出的结论是,这些声明并未为第七章集体诉讼提供不可逾越的障碍。…
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期刊介绍: The Boston University Law Review provides analysis and commentary on all areas of the law. Published six times a year, the Law Review contains articles contributed by law professors and practicing attorneys from all over the world, along with notes written by student members.
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