Limitations of National Responsibility and its Application on Marine Environmental Pollution beyond Borders -Focused on the Effects of China`s Three Gorges Dam on the Marine Environment in the East China Sea-

Q4 Engineering Ocean and Polar Research Pub Date : 2015-12-30 DOI:10.4217/OPR.2015.37.4.341
H. Yang
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Abstract

A nation has a sovereign right to develop and use its natural resources according to its policies with regard to development and the relevant environment. A nation also has an obligation not to harm other countries or damage environments of neighboring countries as consequences of such actions of developments or use of natural resources. However, international precedents induce a nation to take additional actions not to cause more damages from the specific acts causing environmental damages beyond national borders, when such acts have economic and social importance. That is to say that there is a tendency to resolve such issues in a way to promote the balance between the mutual interests by allowing such actions to continue. A solution to China’s Three Gorges Dam dilemma based on a soft law approach is more credible than relying on a good faith approach of national responsibilities and international legal proceedings since the construction and operation of the dam falls within the category of exercising national sovereign rights. If a large scale construction project such as the Three Gorges Dam or operation of a nuclear power plant causes or may cause environmental damage beyond the border of a nation engaged in such an undertaking, countries affected by this undertaking should jointly monitor the environmental effects in a spirit of cooperation rather than trying to stop the construction and should seek cooperative solutions of mutual understanding to establish measures to prevent further damages. If China’s Three Gorges Dam construction and operation cause or contain the possibility of causing serious damages to marine environment, China cannot set aside its national responsibility to meet international obligations if China is aware of or knows about the damage that has occurred or may occur but fail to prevent, minimize, reverse or eliminate additional chances of such damages, or fails to put in place measures in order to prevent the recurrence of such damages. However, Korea must be able to prove a causal relationship between the relevant actions and resulting damages if it is to raise objections to the construction or request certain damage-prevention actions against crucial adverse effects on the marine environment out of respect for China’s right to develop resources and acts of use thereof. Therefore, it is essential to cumulate continuous monitoring and evaluations information pertaining to marine environmental changes and impacts or responses of affected waters as well as acquisition of scientific baseline data with observed changes in such baseline. As China has adopted a somewhat nonchalant attitude toward taking adequate actions to protect against marine pollution risks or adverse effects caused by the construction and operation of China’s Three Gorges Dam, there is a need to persuade China to adopt a more active stance and become involved in the monitoring and co-investigation of the Yellow Sea in order to protect the marine environment. Moreover, there is a need to build a regular environmental monitoring system that includes the evaluation of environmental effects beyond borders. The Espoo Convention can serve as a mechanism to ease potential conflicts of national interest in the Northeast Asian waters where political and historical sensitivities are acute. Especially, the recent diplomatic policy advanced by Korea and China can be implemented as an important example of gentle cooperation as the policy tool of choice is based on regional cooperation or cooperation between different regions.
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国家责任的局限性及其在海洋环境跨国污染中的应用——以中国三峡大坝对东海海洋环境的影响为例
一个国家有根据其发展政策和有关环境政策开发和利用其自然资源的主权权利。一个国家也有义务不损害其他国家或破坏邻国的环境作为这种发展或使用自然资源的行为的后果。然而,国际上的先例促使一国采取额外的行动,以避免造成更大损害的具体行为超越国界造成环境损害,当这种行为具有经济和社会重要性。也就是说,有一种倾向是,通过允许这种行动继续下去,以促进相互利益之间的平衡的方式来解决这些问题。由于三峡大坝的建设和运行属于行使国家主权的范畴,因此,基于软法律途径解决中国三峡大坝困境比依靠国家责任和国际法律程序的善意途径更可信。如果三峡大坝或核电站等大型建设项目在参与国境外造成或可能造成环境损害,受影响国家应本着合作精神共同监测环境影响,而不是试图停止建设,并应寻求相互理解的合作解决方案,制定防止进一步损害的措施。如果中国的三峡大坝建设和运行造成或包含对海洋环境造成严重损害的可能性,如果中国知道或知道已经发生或可能发生的损害,但未能防止、减少、扭转或消除这种损害的额外可能性,或者未能采取措施防止这种损害再次发生,中国不能推卸其履行国际义务的国家责任。但是,如果韩国为了尊重中国的资源开发权和使用权,提出反对意见或要求采取对海洋环境产生重大不利影响的损害预防措施,就必须能够证明相关行为与造成的损害之间存在因果关系。因此,必须不断积累有关海洋环境变化和受影响水域的影响或反应的监测和评价资料,并取得科学基线数据,观察到这种基线的变化。由于中国对采取足够的行动来防止中国三峡大坝建设和运营造成的海洋污染风险或不利影响采取了某种冷漠的态度,因此有必要说服中国采取更积极的立场,参与黄海的监测和联合调查,以保护海洋环境。此外,有必要建立一个定期的环境监测系统,其中包括评价国界以外的环境影响。在政治和历史敏感的东北亚海域,《埃斯波公约》可以成为缓和潜在国家利益冲突的机制。特别是,最近韩中两国的外交政策是以地区合作或地区间合作为基础的,可以作为温和合作的重要范例来实施。
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Ocean and Polar Research
Ocean and Polar Research Engineering-Ocean Engineering
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