The Conservative Case for Precedent

IF 0.6 4区 社会学 Q2 LAW Harvard Journal of Law and Public Policy Pub Date : 2008-06-22 DOI:10.7916/D8FJ2GC2
T. Merrill
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引用次数: 1

Abstract

This Essay offers some reasons why conservatives should favor giving great weight to precedent in constitutional adjudication. Let me start with some preliminary observations about the debate between originalism and precedent more generally. First, the debate has been dominated to far too great an extent by specific cases, Roe v. Wade (1) in particular. It is distressing that the only issue that has seemed to matter in recent confirmation hearings is what a nominee thinks about Roe v. Wade. Similarly, in the precedent versus originalism debate, much of the discussion--even in the law reviews--is animated by what commentators think about Roe v. Wade. So, if you think Roe v. Wade was an illegitimate usurpation of power by the judiciary, and you want to overrule it, it somehow follows that you think all constitutional law should be based on something other than precedent. On the other hand, if you like Roe v. Wade, and you want to reaffirm it, somehow all precedent must be a good thing. This is an extraordinarily myopic way of thinking about the problem. Those who regard themselves as conservatives and embrace some of the values that David Strauss mentions--the rule of law, stability and predictability in the law, judicial restraint, the belief that social policy decisions should be made by elected representatives of the people rather than by the judges (2)--should not have their views on precedent versus originalism driven by one case. Second, we cannot resolve the debate by adopting the conceptual apparatus of one school or the other, and by pointing out that the rival approach has no place within the conceptual apparatus we adopt. To a large extent, originalism and precedent reside in parallel universes that do not intersect. The case for originalism starts with legal positivism, the idea that only enacted law is the law of the land. (3) Starting from this assumption, it follows that when there is an ambiguity in the law, we should try to resolve it by determining the meaning of the lawgiver. Such an approach naturally leads to looking at original sources for interpreting the law. As Steven Calabresi implicitly frames the question, "Does originalism say that precedent can trump the enacted law?" (4) The answer, of course, is "No, it does not." If we start from originalist premises, we do not leave much room for precedent or stare decisis. Conversely, if one starts from the universe of precedent, that universe is founded in the Holmesian observation that the law is, ultimately, the judgments of the courts. (5) If you adopt this perspective, you say, "Well, what predicts the judgments of courts is the precedents of courts, and therefore precedent is law." So, if we want to know whether or not following precedent is permissible, we find the answer by looking to precedent. And guess what we find? Judges say we ought to follow precedent. So precedent it is. This universe does not leave much space for the Constitution and enacted law. Thus, we have two parallel universes that operate on different planes: the universe of enacted law, and the universe of judge-made law. One cannot reason from the premises of one to oust the other. The reality is that every Justice, at least since the days of the Marshall Court, has relied to some extent on both originalist reasoning and precedent. Professor Calabresi is absolutely correct that when moments of high drama and crisis arise, the Justices tend to revert to the constitutional text and to the statements of the Framers. (6) On the other hand, studies of the Justices have indicated that approximately eighty percent or more of the authorities they cite in their constitutional opinions are precedents of the Supreme Court. (7) The most careful study examined the opinions of Justices Rehnquist and Brennan, who were the prototypical ideological outliers at the time the study was conducted. (8) Presumably, centrist judges rely on precedent to an even greater extent. …
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保守主义的先例
这篇文章提供了为什么保守派应该赞成在宪法裁决中重视先例的一些理由。让我先对原旨主义和先例之间的争论进行一些初步观察。首先,这场辩论在很大程度上被具体案件所主导,尤其是罗伊诉韦德案(Roe v. Wade)。令人痛心的是,在最近的确认听证会上,似乎唯一重要的问题是被提名人对罗伊诉韦德案的看法。同样,在先例与原旨主义的辩论中,许多讨论——甚至在法律评论中——都受到评论员对罗伊诉韦德案的看法的影响。所以,如果你认为罗伊诉韦德案是司法部门非法篡夺权力,而你想推翻它,那么你就会认为所有宪法都应该基于先例之外的东西。另一方面,如果你喜欢罗伊诉韦德案,你想要重申它,那么所有的先例都必须是好事。这是一种极其短视的思考问题的方式。那些认为自己是保守派并信奉大卫·施特劳斯(David Strauss)所提到的一些价值观的人——法治、法律的稳定性和可预见性、司法约束、社会政策决定应该由民选的人民代表而不是法官做出的信念(2)——不应该让他们对先例与原创性的看法受到一个案例的影响。其次,我们不能通过采用一个学派或另一个学派的概念工具来解决辩论,也不能通过指出对立的方法在我们采用的概念工具中没有位置来解决辩论。在很大程度上,原创主义和先例存在于不相交的平行宇宙中。原旨主义的案例始于法律实证主义,即只有颁布的法律才是国家的法律。(3)从这一假设出发,当法律存在歧义时,我们应该尝试通过确定立法者的含义来解决它。这种方法自然会导致在解释法律时寻找原始来源。正如Steven Calabresi含蓄地提出的问题,“原旨主义是否说先例可以胜过制定的法律?”答案当然是“不,它没有”。如果我们从原旨主义的前提出发,我们就没有留下多少先例或先例的余地。相反,如果一个人从先例的宇宙出发,那么这个宇宙是建立在福尔摩斯的观察之上的,即法律最终是法院的判决。(5)如果你采用这种观点,你会说,“嗯,预测法院判决的是法院的先例,因此先例就是法律。”因此,如果我们想知道是否允许遵循先例,我们可以通过查看先例来找到答案。猜猜我们发现了什么?法官说我们应该遵循先例。这是一个先例。这个宇宙没有多少空间留给宪法和制定的法律。因此,我们有两个在不同层面上运作的平行宇宙:制定法律的宇宙和法官制定法律的宇宙。一个人不能从一个前提出发来推翻另一个前提。现实情况是,至少从马歇尔法院(Marshall Court)以来,每一位大法官在某种程度上都依赖于原旨主义的推理和先例。卡拉布雷西教授是绝对正确的,当高度戏剧性和危机的时刻出现时,法官们倾向于回归宪法文本和制宪者的声明。(6)另一方面,对大法官的研究表明,他们在宪法意见书中引用的权威中,大约有80%或更多是最高法院的先例。(7)最仔细的研究考察了伦奎斯特和布伦南法官的观点,他们在研究进行时是典型的意识形态异类。据推测,中间派法官在更大程度上依赖先例。…
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期刊介绍: The Harvard Journal of Law & Public Policy is published three times annually by the Harvard Society for Law & Public Policy, Inc., an organization of Harvard Law School students. The Journal is one of the most widely circulated student-edited law reviews and the nation’s leading forum for conservative and libertarian legal scholarship. The late Stephen Eberhard and former Senator and Secretary of Energy E. Spencer Abraham founded the journal twenty-eight years ago and many journal alumni have risen to prominent legal positions in the government and at the nation’s top law firms.
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