原则上的辅助:水资源管理的权力下放

R. Stoa
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引用次数: 21

摘要

水资源管理的辅助性原则表明,水管理和提供服务应在最低的适当治理级别进行。这一原则之所以具有吸引力,主要是因为:1)可以降低治理水平,以反映环境特征,如分水岭的水文边界,否则将跨越行政边界;2)当决策地方化时,权力下放促进了社区和利益相关者的参与;3)通过消除对中央政府官僚机构的依赖和预算限制来减少效率低下;4)在自然资源综合管理和气候变化适应更加注重的范围内,可以调整法律和制度以反映当地的情况。因此,辅助性原则受到许多致力于分散治理、水资源综合管理和/或公民参与的国家的欢迎。然而,权力下放的应用并不统一,在某些情况下对各州和水资源产生了令人沮丧的结果。成功的权力下放战略在很大程度上取决于专门的财政资源和人力资源能力。本文探讨辅助性原则和有利环境之间的关系,希望阐明可能促进或妨碍分散的水资源管理成功的因素。海地、卢旺达和美国佛罗里达水管理区的案例研究提供了权力下放的不同阶段的例子。
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Subsidiarity in Principle: Decentralization of Water Resources Management
The subsidiarity principle of water resources management suggests that water management and service delivery should take place at the lowest appropriate governance level. The principle is attractive for several reasons, primarily because: 1) the governance level can be reduced to reflect environmental characteristics, such as the hydrological borders of a watershed that would otherwise cross administrative boundaries; 2) decentralization promotes community and stakeholder engagement when decision-making is localized; 3) inefficiencies are reduced by eliminating reliance on central government bureaucracies and budgetary constraints; and 4) laws and institutions can be adapted to reflect localized conditions at a scale where integrated natural resources management and climate change adaptation is more focused. Accordingly, the principle of subsidiarity has been welcomed by many states committed to decentralized governance, integrated water resources management, and/or civic participation. However, applications of decentralization have not been uniform, and in some cases have produced frustrating outcomes for states and water resources. Successful decentralization strategies are heavily dependent on dedicated financial resources and human resource capacity. This article explores the nexus between the principle of subsidiarity and the enabling environment, in the hope of articulating factors likely to contribute to, or detract from, the success of decentralized water resources management. Case studies from Haiti, Rwanda, and the United States’ Florida Water Management Districts provide examples of the varied stages of decentralization.
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