评估联邦制度中修正规则的效果:澳大利亚与瑞士的比较

Rahel Freiburghaus, A. Vatter
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摘要

正式宪法修正规则的效果仍有争议,得出的结论不一且不一致。问题的关键在于忽视了修改条款所处的更广泛的制度背景。本文以 "制度嵌入性 "为中心,提出了一个新颖的理论论点。在实证研究中,我们利用一种独特的、最不同的制度设计,对澳大利亚和瑞士进行比较,以评估正式修正条款的直接和间接影响。尽管两个联邦在规模、基本社会结构、联邦制模式和民主治理形式上存在差异,但它们都实施了相同的 "直接民主宪法变革模式"。我们的实证结果表明,对少数群体保护的直接影响相似,但对联邦动态的间接影响却大相径庭。正式修正案规则维持了瑞士的分权联邦秩序,而在澳大利亚的联邦制中却助长了明显的集权趋势。这些发现对宪法设计具有重要意义,强调了具体的制度背景是决定性的,而不仅仅是正式的修正规则。
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Assessing the Effects of Amendment Rules in Federal Systems: Australia and Switzerland Compared
The effects of formal constitutional amendment rules are still contested, yielding mixed and inconsistent findings. The key issue lies in overlooking the broader institutional context in which amending clauses are situated. This article presents a novel theoretical argument centered on the “institutional embeddedness.” Empirically, we leverage a unique, most different systems design that compares Australia and Switzerland to assess the direct and indirect effects of formal amendment clauses. Both federations implement an identical “direct-democratic model of constitutional change,” despite differences in size, the underlying societal structure, the federalism model, and form of democratic governance. Our empirical results reveal similar direct effects on minority protection, but differing indirect effects on federal dynamics differ significantly. The formal amendment rule sustains Switzerland’s decentralized federal order, while contributing to pronounced centralizing trends in Australian federalism. These findings have vital implications for constitutional design, highlighting that the specific institutional context is decisive, not just the formal amendment rule.
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