定量评估机器学习的可靠性和弹性。

IF 3 3区 医学 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Risk Analysis Pub Date : 2024-07-23 DOI:10.1111/risa.14666
Zakaria Faddi, Karen da Mata, Priscila Silva, Vidhyashree Nagaraju, Susmita Ghosh, Gokhan Kul, Lance Fiondella
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引用次数: 0

摘要

机器学习(ML)技术的进步已在安全关键领域(包括安全、国防和医疗保健)得到应用。这些 ML 模型面临着真实世界应用中动态变化和积极敌对的条件,要求包含 ML 的系统具有可靠性和弹性。许多研究提出了提高 ML 算法鲁棒性的技术。然而,考虑采用定量技术来评估这些系统的可靠性和复原力随时间推移而发生的变化的研究较少。为了弥补这一不足,本研究展示了如何在适合应用软件可靠性(有协变量和无协变量)和弹性模型的 ML 训练和测试过程中收集相关数据,以及随后对这些分析的解释。所提出的方法促进了对 ML 技术的定量风险评估,提供了跟踪和预测 ML 模型性能下降和提高的能力,并协助 ML 和系统工程师采用客观的方法来比较其他训练和测试方法的相对有效性。该方法以图像识别模型为例进行说明,该模型受到两种生成性对抗攻击,然后进行迭代再训练以提高系统性能。我们的研究结果表明,与不包含协变量的模型相比,包含协变量的软件可靠性模型能更准确地描述误分类发现过程。此外,基于多元线性回归的弹性模型结合了协变量之间的交互作用,能最好地跟踪和预测性能的下降和恢复。因此,软件可靠性和弹性模型为支持 ML 的系统和流程提供了严格的定量保证方法。
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Quantitative assessment of machine learning reliability and resilience.

Advances in machine learning (ML) have led to applications in safety-critical domains, including security, defense, and healthcare. These ML models are confronted with dynamically changing and actively hostile conditions characteristic of real-world applications, requiring systems incorporating ML to be reliable and resilient. Many studies propose techniques to improve the robustness of ML algorithms. However, fewer consider quantitative techniques to assess changes in the reliability and resilience of these systems over time. To address this gap, this study demonstrates how to collect relevant data during the training and testing of ML suitable for the application of software reliability, with and without covariates, and resilience models and the subsequent interpretation of these analyses. The proposed approach promotes quantitative risk assessment of ML technologies, providing the ability to track and predict degradation and improvement in the ML model performance and assisting ML and system engineers with an objective approach to compare the relative effectiveness of alternative training and testing methods. The approach is illustrated in the context of an image recognition model, which is subjected to two generative adversarial attacks and then iteratively retrained to improve the system's performance. Our results indicate that software reliability models incorporating covariates characterized the misclassification discovery process more accurately than models without covariates. Moreover, the resilience model based on multiple linear regression incorporating interactions between covariates tracks and predicts degradation and recovery of performance best. Thus, software reliability and resilience models offer rigorous quantitative assurance methods for ML-enabled systems and processes.

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来源期刊
Risk Analysis
Risk Analysis 数学-数学跨学科应用
CiteScore
7.50
自引率
10.50%
发文量
183
审稿时长
4.2 months
期刊介绍: Published on behalf of the Society for Risk Analysis, Risk Analysis is ranked among the top 10 journals in the ISI Journal Citation Reports under the social sciences, mathematical methods category, and provides a focal point for new developments in the field of risk analysis. This international peer-reviewed journal is committed to publishing critical empirical research and commentaries dealing with risk issues. The topics covered include: • Human health and safety risks • Microbial risks • Engineering • Mathematical modeling • Risk characterization • Risk communication • Risk management and decision-making • Risk perception, acceptability, and ethics • Laws and regulatory policy • Ecological risks.
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