谁的民主化重要?了解政权更迭对东盟规范变化的影响

Zhiqiang Sun
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摘要

本文旨在阐明东盟成员国的民主化对 "东盟方式 "核心原则规范性变化的不同影响。文章采用以地区为中心的方法,强调东盟成员的能动性,认为两个关键变量决定了东盟规范的变化轨迹:东盟成员国的民主表现及其地区地位。虽然东盟成员国的民主表现会影响其倡导规范变革的意愿,但其地区地位也是决定其能否通过驾驭东盟成员国之间的利益分歧来实施变革的关键。只有在国内拥有高质量民主表现和公认的地区领导地位的东盟成员国才能有效地推动东盟准则的变革。否则,无论是国内民主赤字还是领导地位的缺失,都会阻碍东盟成员推动规范变革的努力。文章采用过程追踪法,重点对菲律宾、泰国和印度尼西亚进行了实证比较研究。研究结果表明,自 1986 年恢复民主以来,菲律宾的民主表现不佳,这阻碍了其推动东盟规范变革的动力,使菲律宾成为一个不情愿的推动者。泰国自 1992 年军政府统治垮台以来,虽然在巩固民主方面取得了显著成绩,但由于缺乏地区领导力,其调和东盟成员国之间利益分歧的能力受到很大限制,导致其 "灵活参与 "倡议失败。与此相反,印尼凭借其国内高质量的民主表现和地区领导地位,通过推动 2007 年签署的《东盟宪章》,成功地为东盟规范带来了重大变革。
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Whose democratization matters? Understanding the effects of regime change on normative changes in ASEAN

This article aims to elucidate the varying effects of democratization in ASEAN members on the normative changes in the core principles of the “ASEAN Way.” Utilizing a regional-centric approach that emphasizes ASEAN members’ agency, the article posits that two critical variables shape the changing trajectory of ASEAN norms: ASEAN members' democratic performances and their regional status. While an ASEAN member’s democratic performance influences its willingness to advocate for normative changes, its regional status is also crucial in determining its capability to implement changes by navigating the divergent interests among ASEAN members. Only the ASEAN member with a high-quality democratic performance at home and recognized regional leadership can effectively bring about normative changes to ASEAN norms. Otherwise, either the domestic democratic deficit or a lack of leadership status will hinder the ASEAN members’ efforts to promote normative changes. Using the process-tracing method, the article empirically focuses on the Philippines, Thailand, and Indonesia for comparative case studies. The findings reveal that the Philippines’ poor democratic performance since the democratic restoration in 1986 has hindered its motivation to push for normative changes in ASEAN, rendering the Philippines a reluctant promoter. Although Thailand has made notable achievements in democratic consolidation since the downfall of junta rule in 1992, its lack of regional leadership has greatly limited its capability to reconcile the divergent interests among ASEAN members, resulting in the failure of its “flexible engagement” initiative. Conversely, Indonesia, with a high-quality democratic performance at home and bolstered by its regional leadership status, successfully brought significant changes to ASEAN norms by facilitating the ASEAN Charter signed in 2007.

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