数字时代的信息研究获取途径

IF 1.1 4区 管理学 Q3 PUBLIC ADMINISTRATION Canadian Public Administration-Administration Publique Du Canada Pub Date : 2023-03-29 DOI:10.1111/capa.12518
Alex Luscombe, Jamie Duncan
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We begin by tracing how the digitization of government has caused shifts in the administration of Canada's ATI regime before reflecting on some of the implications of these changes for the current and future state of ATI research. A core point of contention is that the future of ATI in Canada and elsewhere is productively understood through the lens of data politics—the notion that all decisions to collect, share, or use data are intractably political (Bigo et al., <span>2019</span>). We conclude by proposing several research questions that can help guide future ATI research in the era of digital government.</p><p>The production and control of information is tantamount to the everyday work of governance (Pettigrew, <span>1972</span>). In the era of “digital government” (Clarke et al., <span>2017</span>; Lindquist, <span>2022</span>), it is increasingly difficult if not impossible to think of a single governance function that is not digitized in some way. As many early proponents of “e-government” argued (Silcock, <span>2001</span>), the adoption of digital technologies in the public sector can enable more effective, democratic, and participatory bureaucratic processes. At the same time, trends in digital government “challenge traditional notions of administration, management, organization, accountability, and engagement” in ways not yet fully examined and understood by academic researchers (Gil-Garcia et al., <span>2018</span>: 633). The digitization of Canadian governance is reshaping the use and administration of federal ATI law in at least two ways.</p><p>First, the information that governments produce, both for purposes of internal and external communication, is increasingly “born-digital” (DeLuca, <span>2020</span>: 5). Regarding ATI, this has implications for how government information is preserved, retrieved, and processed for disclosure. To reduce burdens to the ATI system, it is now more feasible to release large volumes of information through proactive disclosure. The Trudeau government's most recent <i>Access to Information Act</i> reform bill, which achieved royal assent in 2018, introduced into Canadian law “the principle of ‘open by default’ in the digital age by making key information available proactively, without the need to make a request” (Canada, <span>2019</span>; Duncan et al., <span>2023</span>). A growing digital repository of information, under the umbrella of “Open Government” (Canada, <span>2022</span>), is now publicly available on the Internet.</p><p>But if digitization is expanding the amount of information accessible to citizens through proactive disclosures and by request, this is not true of all forms of information. Digitization makes it easier than ever to efficiently destroy government records. Take the Government of Canada's “Completed Access to Information Requests” portal as an example. This system, one of the most praised ATI modernization efforts enacted by the former Harper administration, allows users to informally request copies of the results of ATI requests completed by others. But only up to a point. The information that can be requested through the portal is limited to requests processed within the past two years. In most federal agencies, ATI disclosure packages older than two years can be destroyed in line with the minimum retention period recommended by Library and Archives Canada's Generic Valuation Tool (Canada, <span>n.d.</span>). Whereas the availability of affordable digital storage and computing power has made it feasible to collect and release more information than ever, this has not precluded policies of information control through deletion.</p><p>The increasingly digital format of government information also affects how those on the receiving end of an ATI disclosure make sense of the information they obtain and what they choose to do with it. Many ATI users have a high level of digital literacy, a competency the Government of Canada actively promotes through programming and strategic messaging (Shepherd &amp; Henderson, <span>2019</span>). Even where users lack advanced technical skills, off-the-shelf digital tools are increasingly accessible to non-technical users. One example is Google's Pinpoint tool for investigative journalists, which uses artificial intelligence to help users quickly sort and search through large collections of text. Digital tools like Pinpoint allow ATI users to handle much larger amounts of information pursuant to their request than they could in the past. This is partly reflected in official statistics: between 2015–2018, the amount of information released under federal ATI law increased by 260% (Canada, <span>2019</span>). There is also the matter of how widely the information is shared once it is released. The fact that information is often released in a digital format makes it easy for those on the receiving end to share it with others using platforms like Archive.org or Dataverse.</p><p>Second, digital government is changing how—and by who—ATI disclosure is managed and controlled. Federal employees use proprietary software to track and manage information about the disclosure process (AccessPro Case Management is the most commonly used in the federal government). These private software solutions shape and mediate the disclosure process and outcome in ways deserving of future study (Stratton &amp; Carter, <span>2023</span>). In a digital-first organization, it is becoming less common for ATI officers to retrieve information from a physical archive. Instead, ATI officers—or other federal employees on their behalf—commonly identify, locate, and retrieve information by conducting broad and targeted searches from a computer. This new digital workflow is faster, cheaper, and more efficient. It is also more likely to turn up larger volumes of information with potential relevance to a request.</p><p>Government information is increasingly acquired, produced, stored, and analyzed by private contractors (Luscombe et al., <span>2022</span>). Private entities, even when they enter into partnership with the Government of Canada, are exempt from the <i>Access to Information Act</i>, putting a great deal of information which otherwise would have been subject to disclosure laws beyond the reach of civil society. This can also work in the other direction: when private data is purchased from data brokers by the Government of Canada (Boutilier, <span>2022</span>), this information enters the jurisdiction of the <i>Access to Information Act</i>.</p><p>ATI officers in Canada have long employed a range of informal strategies to direct, minimize, deter, block, or otherwise prevent meaningful disclosure from taking place (Larsen &amp; Walby, <span>2012</span>; Luscombe et al., <span>2017</span>; Piché &amp; Walby, <span>2021</span>; Roziere &amp; Walby, <span>2020</span>). These have included using exorbitant fee estimates and lengthy estimated processing times as a deterrent, providing large quantities of information in hardcopy or digital, non-machine-readable formats (e.g., printed scans of digital spreadsheets), and simply failing to offer reasonable assistance throughout the request process. Reforms to the <i>Access to Information Act</i> in 2016 required federal agencies to waive all fees associated with processing an ATI request except for the initial $5 submission charge. Federal agencies were also directed to grant the requester decision-making power over the format of the final disclosure. Those filing requests under federal ATI law can now ask for the information to be provided in a digital, machine-readable format. Claims about the laborious nature of sifting through bankers' boxes in distant off-site archive facilities and other informal tactics of information control are less convincing to ATI users than they once were. This changes not only how ATI officers engage in information control, but also the kinds of “access brokering” (Larsen &amp; Walby, <span>2012</span>) tactics used by requesters to navigate and overcome the barriers that ATI officers may attempt to create.</p><p>The digitization of government and broader datafication of society have shifted how ATI is understood both by governments and their stakeholders. The norms and practices of open scholarship are frequently complementary to those of civic technologists and data activists, giving common cause to calls for more effective forms of open government to enrich both scholarship and advocacy. ATI implicates researchers in the conduct of data politics as brokering access is often a fraught process of negotiation. Even for public administration scholars who would wish to distance themselves from claims that their work is politically motivated, we contend that ATI scholarship is inseparable from the datafication of governance. Thus, even ATI research aspiring to political neutrality is embedded in the broader context of data politics. 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We conclude by proposing several research questions that can help guide future ATI research in the era of digital government.</p><p>The production and control of information is tantamount to the everyday work of governance (Pettigrew, <span>1972</span>). In the era of “digital government” (Clarke et al., <span>2017</span>; Lindquist, <span>2022</span>), it is increasingly difficult if not impossible to think of a single governance function that is not digitized in some way. As many early proponents of “e-government” argued (Silcock, <span>2001</span>), the adoption of digital technologies in the public sector can enable more effective, democratic, and participatory bureaucratic processes. At the same time, trends in digital government “challenge traditional notions of administration, management, organization, accountability, and engagement” in ways not yet fully examined and understood by academic researchers (Gil-Garcia et al., <span>2018</span>: 633). The digitization of Canadian governance is reshaping the use and administration of federal ATI law in at least two ways.</p><p>First, the information that governments produce, both for purposes of internal and external communication, is increasingly “born-digital” (DeLuca, <span>2020</span>: 5). Regarding ATI, this has implications for how government information is preserved, retrieved, and processed for disclosure. To reduce burdens to the ATI system, it is now more feasible to release large volumes of information through proactive disclosure. The Trudeau government's most recent <i>Access to Information Act</i> reform bill, which achieved royal assent in 2018, introduced into Canadian law “the principle of ‘open by default’ in the digital age by making key information available proactively, without the need to make a request” (Canada, <span>2019</span>; Duncan et al., <span>2023</span>). A growing digital repository of information, under the umbrella of “Open Government” (Canada, <span>2022</span>), is now publicly available on the Internet.</p><p>But if digitization is expanding the amount of information accessible to citizens through proactive disclosures and by request, this is not true of all forms of information. Digitization makes it easier than ever to efficiently destroy government records. Take the Government of Canada's “Completed Access to Information Requests” portal as an example. This system, one of the most praised ATI modernization efforts enacted by the former Harper administration, allows users to informally request copies of the results of ATI requests completed by others. But only up to a point. The information that can be requested through the portal is limited to requests processed within the past two years. In most federal agencies, ATI disclosure packages older than two years can be destroyed in line with the minimum retention period recommended by Library and Archives Canada's Generic Valuation Tool (Canada, <span>n.d.</span>). Whereas the availability of affordable digital storage and computing power has made it feasible to collect and release more information than ever, this has not precluded policies of information control through deletion.</p><p>The increasingly digital format of government information also affects how those on the receiving end of an ATI disclosure make sense of the information they obtain and what they choose to do with it. Many ATI users have a high level of digital literacy, a competency the Government of Canada actively promotes through programming and strategic messaging (Shepherd &amp; Henderson, <span>2019</span>). Even where users lack advanced technical skills, off-the-shelf digital tools are increasingly accessible to non-technical users. One example is Google's Pinpoint tool for investigative journalists, which uses artificial intelligence to help users quickly sort and search through large collections of text. Digital tools like Pinpoint allow ATI users to handle much larger amounts of information pursuant to their request than they could in the past. This is partly reflected in official statistics: between 2015–2018, the amount of information released under federal ATI law increased by 260% (Canada, <span>2019</span>). There is also the matter of how widely the information is shared once it is released. The fact that information is often released in a digital format makes it easy for those on the receiving end to share it with others using platforms like Archive.org or Dataverse.</p><p>Second, digital government is changing how—and by who—ATI disclosure is managed and controlled. Federal employees use proprietary software to track and manage information about the disclosure process (AccessPro Case Management is the most commonly used in the federal government). These private software solutions shape and mediate the disclosure process and outcome in ways deserving of future study (Stratton &amp; Carter, <span>2023</span>). In a digital-first organization, it is becoming less common for ATI officers to retrieve information from a physical archive. Instead, ATI officers—or other federal employees on their behalf—commonly identify, locate, and retrieve information by conducting broad and targeted searches from a computer. This new digital workflow is faster, cheaper, and more efficient. It is also more likely to turn up larger volumes of information with potential relevance to a request.</p><p>Government information is increasingly acquired, produced, stored, and analyzed by private contractors (Luscombe et al., <span>2022</span>). Private entities, even when they enter into partnership with the Government of Canada, are exempt from the <i>Access to Information Act</i>, putting a great deal of information which otherwise would have been subject to disclosure laws beyond the reach of civil society. This can also work in the other direction: when private data is purchased from data brokers by the Government of Canada (Boutilier, <span>2022</span>), this information enters the jurisdiction of the <i>Access to Information Act</i>.</p><p>ATI officers in Canada have long employed a range of informal strategies to direct, minimize, deter, block, or otherwise prevent meaningful disclosure from taking place (Larsen &amp; Walby, <span>2012</span>; Luscombe et al., <span>2017</span>; Piché &amp; Walby, <span>2021</span>; Roziere &amp; Walby, <span>2020</span>). 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引用次数: 0

摘要

自加拿大《信息获取法》(1983)生效以来的四十年里,数字技术的大规模扩散促使现代政府的运作发生了重大变化。这个数字时代对加拿大信息获取(ATI)研究的影响——我们指的是对ATI法(及其管理)的研究以及使用ATI法(生成数据)的研究——并没有得到应有的学术关注。在这篇短文中,我们将重点描述加拿大ATI系统运行的普遍数字环境,以及这对未来ATI研究和实践的意义。我们首先追踪政府的数字化如何导致加拿大ATI制度管理的转变,然后反思这些变化对ATI研究当前和未来状态的一些影响。争论的一个核心观点是,通过数据政治的视角,可以有效地理解加拿大和其他地方ATI的未来——所有收集、共享或使用数据的决定都是难以解决的政治问题(Bigo等人,2019)。最后,我们提出了几个研究问题,这些问题可以帮助指导未来数字政府时代的ATI研究。信息的生产和控制等同于治理的日常工作(Pettigrew, 1972)。在“数字政府”时代(Clarke et al., 2017;林德奎斯特(Lindquist, 2022),如果不是不可能的话,想要想出一个没有以某种方式数字化的单一治理功能是越来越困难的。正如许多“电子政府”的早期支持者所主张的那样(Silcock, 2001),在公共部门采用数字技术可以实现更有效、民主和参与性的官僚程序。与此同时,数字政府的趋势“挑战了传统的行政、管理、组织、问责和参与观念”,其方式尚未得到学术研究人员的充分检验和理解(Gil-Garcia等人,2018:633)。加拿大治理的数字化至少在两个方面重塑了联邦ATI法律的使用和管理。首先,政府为内部和外部沟通而生产的信息越来越“天生数字化”(DeLuca, 2020: 5)。关于ATI,这对政府信息的保存、检索和处理披露方式产生了影响。为了减轻ATI系统的负担,现在通过主动披露的方式发布大量信息更为可行。特鲁多政府最新的《信息获取法》改革法案于2018年获得王室批准,将“数字时代‘默认开放’的原则引入加拿大法律,主动提供关键信息,无需提出请求”(加拿大,2019年;Duncan et al., 2023)。在“开放政府”(加拿大,2022年)的保护下,一个不断增长的数字信息库现已在互联网上公开提供。但是,如果数字化正在通过主动披露和根据要求扩大公民可获得的信息数量,那么并非所有形式的信息都是如此。数字化使得有效销毁政府记录比以往任何时候都更容易。以加拿大政府的“完整的信息获取请求”门户网站为例。该系统是前哈珀政府制定的最受称赞的ATI现代化努力之一,允许用户非正式地请求其他人完成ATI请求的结果副本。但只是在一定程度上。可以通过门户请求的信息仅限于过去两年内处理的请求。在大多数联邦机构中,超过两年的ATI披露包可以按照加拿大图书馆和档案馆的通用评估工具(加拿大,未注明日期)建议的最低保存期限销毁。尽管可负担得起的数字存储和计算能力的可用性使得收集和发布比以往更多的信息成为可能,但这并不排除通过删除来控制信息的政策。政府信息日益数字化的形式也影响了那些在ATI披露的接收端如何理解他们所获得的信息,以及他们选择如何处理这些信息。许多ATI用户具有高水平的数字素养,这是加拿大政府通过规划和战略信息积极促进的能力(Shepherd &亨德森,2019)。即使在用户缺乏高级技术技能的地方,非技术用户也越来越容易获得现成的数字工具。一个例子是谷歌为调查记者提供的工具,它使用人工智能来帮助用户快速对大量文本进行分类和搜索。像Pinpoint这样的数字工具允许ATI用户根据他们的要求处理比过去多得多的信息。
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Access to information research in the digital era

In the four decades since Canada's Access to Information Act (1983) came into force, the massive proliferation of digital technologies has prompted significant transformations in the operations of modern governments. The impacts of this digital era on access to information (ATI) research in Canada—by which we mean both research on ATI law (and its administration) as well as research using ATI law (to generate data)—have not received the scholarly attention they deserve. In this short article, we focus on describing the pervasive digital environment that Canada's ATI system operates in and what this means for future ATI research and practice. We begin by tracing how the digitization of government has caused shifts in the administration of Canada's ATI regime before reflecting on some of the implications of these changes for the current and future state of ATI research. A core point of contention is that the future of ATI in Canada and elsewhere is productively understood through the lens of data politics—the notion that all decisions to collect, share, or use data are intractably political (Bigo et al., 2019). We conclude by proposing several research questions that can help guide future ATI research in the era of digital government.

The production and control of information is tantamount to the everyday work of governance (Pettigrew, 1972). In the era of “digital government” (Clarke et al., 2017; Lindquist, 2022), it is increasingly difficult if not impossible to think of a single governance function that is not digitized in some way. As many early proponents of “e-government” argued (Silcock, 2001), the adoption of digital technologies in the public sector can enable more effective, democratic, and participatory bureaucratic processes. At the same time, trends in digital government “challenge traditional notions of administration, management, organization, accountability, and engagement” in ways not yet fully examined and understood by academic researchers (Gil-Garcia et al., 2018: 633). The digitization of Canadian governance is reshaping the use and administration of federal ATI law in at least two ways.

First, the information that governments produce, both for purposes of internal and external communication, is increasingly “born-digital” (DeLuca, 2020: 5). Regarding ATI, this has implications for how government information is preserved, retrieved, and processed for disclosure. To reduce burdens to the ATI system, it is now more feasible to release large volumes of information through proactive disclosure. The Trudeau government's most recent Access to Information Act reform bill, which achieved royal assent in 2018, introduced into Canadian law “the principle of ‘open by default’ in the digital age by making key information available proactively, without the need to make a request” (Canada, 2019; Duncan et al., 2023). A growing digital repository of information, under the umbrella of “Open Government” (Canada, 2022), is now publicly available on the Internet.

But if digitization is expanding the amount of information accessible to citizens through proactive disclosures and by request, this is not true of all forms of information. Digitization makes it easier than ever to efficiently destroy government records. Take the Government of Canada's “Completed Access to Information Requests” portal as an example. This system, one of the most praised ATI modernization efforts enacted by the former Harper administration, allows users to informally request copies of the results of ATI requests completed by others. But only up to a point. The information that can be requested through the portal is limited to requests processed within the past two years. In most federal agencies, ATI disclosure packages older than two years can be destroyed in line with the minimum retention period recommended by Library and Archives Canada's Generic Valuation Tool (Canada, n.d.). Whereas the availability of affordable digital storage and computing power has made it feasible to collect and release more information than ever, this has not precluded policies of information control through deletion.

The increasingly digital format of government information also affects how those on the receiving end of an ATI disclosure make sense of the information they obtain and what they choose to do with it. Many ATI users have a high level of digital literacy, a competency the Government of Canada actively promotes through programming and strategic messaging (Shepherd & Henderson, 2019). Even where users lack advanced technical skills, off-the-shelf digital tools are increasingly accessible to non-technical users. One example is Google's Pinpoint tool for investigative journalists, which uses artificial intelligence to help users quickly sort and search through large collections of text. Digital tools like Pinpoint allow ATI users to handle much larger amounts of information pursuant to their request than they could in the past. This is partly reflected in official statistics: between 2015–2018, the amount of information released under federal ATI law increased by 260% (Canada, 2019). There is also the matter of how widely the information is shared once it is released. The fact that information is often released in a digital format makes it easy for those on the receiving end to share it with others using platforms like Archive.org or Dataverse.

Second, digital government is changing how—and by who—ATI disclosure is managed and controlled. Federal employees use proprietary software to track and manage information about the disclosure process (AccessPro Case Management is the most commonly used in the federal government). These private software solutions shape and mediate the disclosure process and outcome in ways deserving of future study (Stratton & Carter, 2023). In a digital-first organization, it is becoming less common for ATI officers to retrieve information from a physical archive. Instead, ATI officers—or other federal employees on their behalf—commonly identify, locate, and retrieve information by conducting broad and targeted searches from a computer. This new digital workflow is faster, cheaper, and more efficient. It is also more likely to turn up larger volumes of information with potential relevance to a request.

Government information is increasingly acquired, produced, stored, and analyzed by private contractors (Luscombe et al., 2022). Private entities, even when they enter into partnership with the Government of Canada, are exempt from the Access to Information Act, putting a great deal of information which otherwise would have been subject to disclosure laws beyond the reach of civil society. This can also work in the other direction: when private data is purchased from data brokers by the Government of Canada (Boutilier, 2022), this information enters the jurisdiction of the Access to Information Act.

ATI officers in Canada have long employed a range of informal strategies to direct, minimize, deter, block, or otherwise prevent meaningful disclosure from taking place (Larsen & Walby, 2012; Luscombe et al., 2017; Piché & Walby, 2021; Roziere & Walby, 2020). These have included using exorbitant fee estimates and lengthy estimated processing times as a deterrent, providing large quantities of information in hardcopy or digital, non-machine-readable formats (e.g., printed scans of digital spreadsheets), and simply failing to offer reasonable assistance throughout the request process. Reforms to the Access to Information Act in 2016 required federal agencies to waive all fees associated with processing an ATI request except for the initial $5 submission charge. Federal agencies were also directed to grant the requester decision-making power over the format of the final disclosure. Those filing requests under federal ATI law can now ask for the information to be provided in a digital, machine-readable format. Claims about the laborious nature of sifting through bankers' boxes in distant off-site archive facilities and other informal tactics of information control are less convincing to ATI users than they once were. This changes not only how ATI officers engage in information control, but also the kinds of “access brokering” (Larsen & Walby, 2012) tactics used by requesters to navigate and overcome the barriers that ATI officers may attempt to create.

The digitization of government and broader datafication of society have shifted how ATI is understood both by governments and their stakeholders. The norms and practices of open scholarship are frequently complementary to those of civic technologists and data activists, giving common cause to calls for more effective forms of open government to enrich both scholarship and advocacy. ATI implicates researchers in the conduct of data politics as brokering access is often a fraught process of negotiation. Even for public administration scholars who would wish to distance themselves from claims that their work is politically motivated, we contend that ATI scholarship is inseparable from the datafication of governance. Thus, even ATI research aspiring to political neutrality is embedded in the broader context of data politics. It is these transformations that we suggest require a conceptual shift toward data politics in ATI research and practice.

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来源期刊
CiteScore
1.90
自引率
20.00%
发文量
43
期刊介绍: Canadian Public Administration/Administration publique du Canada is the refereed scholarly publication of the Institute of Public Administration of Canada (IPAC). It covers executive, legislative, judicial and quasi-judicial functions at all three levels of Canadian government. Published quarterly, the journal focuses mainly on Canadian issues but also welcomes manuscripts which compare Canadian public sector institutions and practices with those in other countries or examine issues in other countries or international organizations which are of interest to the public administration community in Canada.
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