《精神错乱辩护:国际和比较视角》,作者:R.Mackay,W.Brookbanks(编辑),牛津:牛津大学出版社2022,第416页。90.00英镑(hbk)。ISBN:9780198854944

Q2 Social Sciences Howard Journal of Crime and Justice Pub Date : 2023-09-11 DOI:10.1111/hojo.12539
Helen Howard
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引用次数: 0

摘要

受到高度批评和广泛讨论的是,人们普遍认为国防急需改革:从其污名化的标题到对《规则》双方的狭隘解释,这是一种很少使用且过时的国防。尽管对这一主题有大量评论,《精神错乱辩护:国际和比较视角》是牛津刑法与司法专著系列的一部分,它对这一辩护提供了新的视角,将国际知名专家和各种司法管辖区整理成一个编辑集。这本书旨在探索其他司法管辖区的精神错乱辩护,并“为如何改变和改进精神错乱辩护指明一条平衡的评估之路”(第369页)。在我看来,这两个目标都实现了。本汇编涵盖的司法管辖范围之广,为读者提供了对《M’Naghten规则》的各种替代解释或可能的修订,并提醒读者注意辩护不应遵循的方向。精神错乱辩护开始于对英格兰和威尔士的M'Naghten规则的批评,以及对改革建议的探索,随后又涉及其他普通法管辖区,包括:苏格兰、新西兰、加拿大和美国。除此之外,还涵盖了四个民法管辖区:法国、德国、荷兰和挪威,在考虑中国和国际刑法下的精神错乱辩护之前。关于民法管辖区,Meynen在第12章中指出,《荷兰刑法典》中规定的开放标准造成了“差异”的可能性(第285页),我们应该注意这一点。安德斯·布雷维克(Anders Breivik)在挪威发生的大规模悲剧引发了该国对精神错乱辩护的一种成功的医学模式的改变,这表明了悲剧发生后“下意识”立法的危险。希望Gröning关于此举没有最初怀疑的那么重要的建议被证明是正确的(第314页)。这本书集中出现的关键主题涉及M'Naghten规则的普遍性,尽管在许多司法管辖区,该规则的版本仍在使用,尽管更灵活。例如,爱尔兰有一个额外的意志因素。加拿大最高法院对《规则》的解释“务实而多变”(第122页),而澳大利亚似乎提供了“不连贯的不一致条款拼凑”(第196页),其中许多条款也反映了《规则》。即使是《罗马规约》第31条第1款(a)项也“援引”了《规则》(第344页),尽管国际刑事法院在极不可能成功认罪的情况下没有公认的拘留程序。本书的其他主题包括大多数司法管辖区愿意将精神障碍与被告的行为联系起来,以及各司法管辖区处置结果的相似性,这些主题指向对公众的保护和治疗,而不是惩罚。尽管许多司法管辖区继续采用《规则》的版本,但辩方的污名化名称使用较少。例如,苏格兰不再使用“精神错乱”一词,尽管修订后的《1995年刑事诉讼(苏格兰)法》第51A条没有提供替代标题。Rauxloh的《德国刑法中的精神错乱》是他个人的一大亮点。在德国,精神障碍不是提供辩护,而是允许排除刑事责任,翻译为“无法承担责任”(第247页)。本章对自由意志、道德能动性和医学之间的相互作用进行了引人入胜的分析。它还解决了由被告引起的丧失行为能力的复杂问题,这一主题在几章中反复出现,最明显的是与新西兰日益增加的甲基苯丙胺使用有关(第7章)。第14章概述的中国法律与英格兰和威尔士目前的精神错乱辩护最不相似,高调或严重的罪犯“尽管身体状况不佳,但更有可能被判处死刑”(第325页),以及长达两个世纪的耻辱挑战,这并不奇怪。进一步的发展领域可能包括对非洲、南美和中东国家的精神错乱辩护进行比较研究。改革的号召在整个收藏中引起共鸣。Ormerod和D’Souza在第3章中总结道:“文明社会应该努力定义其刑法,使其建立在尊重基本人权和尊严的健全原则和政策的基础上”(第46页),而Morse指出:“对道德无辜的被告定罪在法律上是令人反感的。公正的刑法不允许这样做(第211页)。麦凯建议最高法院可以对《规则》采取更灵活的解释(第43页)。当然,其他司法管辖区也准备这样做。 鉴于其他地方对M'Naghten规则表现出的灵活性,Mackay和Brookbanks充分证明了这是可以实现的,并且在没有立法变化的情况下,这是可取的。尽管这些作品的质量很高,但这些藏品并不适合胆小的人。除了了解M'Naghten规则不同方法之间的细微差别(例如知识、欣赏或欣赏能力之间的差异),读者还必须了解不同的法律体系、证据负担和刑事责任的理论方法。对于坚定的读者来说,回报是巨大的,为那些对该地区有浓厚兴趣的人提供了宝贵的财富。
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The insanity defence: International and comparative perspectives By R. Mackay, W. Brookbanks (Ed.), Oxford: Oxford University Press. 2022. pp. 416. £90.00 (hbk). ISBN: 9780198854944

Highly criticised and widely discussed, there is a general consensus that the defence is in dire need of reform: from its stigmatic title to the narrow interpretations of both limbs of the Rules, it is a rarely used and outdated defence. Despite the vast amount of commentary on this topic, The insanity defence: International and comparative perspectives, part of the Oxford Monographs on Criminal Law and Justice series, provides a fresh outlook on this defence, collating internationally renowned experts and a diverse range of jurisdictions into one edited collection.

The book aims to explore the insanity defence in other jurisdictions and to ‘point the way to a balanced assessment of how the insanity defence might be altered and improved’ (p.369). Both of these aims are, in my view, achieved. The breadth of jurisdictions covered within this collection provides the reader with a variety of alternative interpretations or possible amendments to the M'Naghten Rules, as well as cautioning against directions in which the defence ought not to go.

The insanity defence begins with a critique of the M'Naghten Rules in England and Wales and an exploration of reform proposals, subsequently moving on to address other common law jurisdictions, including: Scotland, New Zealand, Canada and the United States. Beyond this, four civil law jurisdictions are covered: France, Germany, the Netherlands and Norway, before consideration is made of the insanity defence in China and under international criminal law.

Of the civil law jurisdictions, Meynen, in Chapter 12, suggests that the open criterion set out in the Dutch Criminal Code creates the potential for ‘disparity’ (p.285), of which we should take heed. The tragic mass killing by Anders Breivik in Norway triggered a move away in that country from what was arguably a successful medicalised model of the insanity defence, demonstrating the dangers of ‘knee-jerk’ legislation in the wake of tragedy. It is hoped that Gröning's suggestion that the move is less significant than initially suspected proves to be correct (p.314).

Key themes emerging from this collection concern the ubiquity of the M'Naghten Rules, versions of which are still used, albeit more flexibly, in many jurisdictions. Ireland, for example, has an additional volitional element. The Canadian Supreme Court has a ‘pragmatic and somewhat chameleon interpretation of the Rules (p.122), while Australia seems to offer ‘an incoherent patchwork of inconsistent provisions’ (p.196), many of which also reflect the Rules. Even Article 31(1)(a) of the Rome Statute ‘evokes’ the Rules (p.344), despite the International Criminal Court having no accepted procedure for detention in the highly unlikely event of a successful plea.

Other themes in this book include the willingness of most jurisdictions to link a mental disorder to the defendant's conduct, as well as similarities in disposal outcomes across the jurisdictions, which point to protection of the public and treatment rather than punishment. Although versions of the Rules continue to be employed in many jurisdictions, the stigmatic title of the defence is less widely used. Scotland, for example, no longer employs the term ‘insanity’, although s.51A of the amended Criminal Procedure (Scotland) 1995 Act does not provide an alternative title.

A personal highlight is Rauxloh's, ‘Insanity in German criminal law’. In Germany, a mental disorder, rather than providing a defence, allows for an exclusion of criminal responsibility, translated as an ‘inability to be allocated blame’ (p.247). This chapter provides a fascinating analysis of the interplay between free will, moral agency and medicine. It also addresses the complex issue of incapacity where it is brought about by the defendant, a theme which recurs in several chapters, most notably in relation to the increasing use of methamphetamine in New Zealand (ch. 7).

The law in China, outlined in Chapter 14, bears least resemblance to the current insanity defence in England and Wales but, with high-profile or serious criminal offenders being ‘more likely to receive a death sentence despite their medical conditions’ (p.325), and two centuries’ worth of stigma to challenge, this is hardly surprising. Further areas for development might include comparative studies of the insanity defence in African, South American and Middle Eastern countries.

The rallying cry for reform resonates throughout the collection. Ormerod and D'Souza, in Chapter 3, summarise: ‘A civilised society should strive to define its criminal laws so that they are based on sound principles and policies that respect basic human rights and dignity’ (p.46), while Morse points out that: ‘conviction of a defendant who is morally innocent is legally objectionable. A just criminal law would not permit this’ (p.211). Mackay suggests that the Supreme Court could adopt a more flexible interpretation of the Rules (p.43). Certainly, other jurisdictions have been prepared to do so. In view of the flexibility shown towards the M'Naghten Rules elsewhere, Mackay and Brookbanks have amply demonstrated that this is both achievable and, absent legislative changes, desirable.

Despite the quality of the contributions, this collection is not for the faint-hearted. As well as taking in the nuances between different approaches to the M'Naghten Rules (the difference, for example between knowledge, appreciation, or capacity to appreciate), the reader must also navigate different legal systems, evidential burdens and theoretical approaches to criminal responsibility. For the steadfast reader, the rewards are immense, offering a valuable trove to those with a keen interest in the area.

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期刊介绍: The Howard Journal of Crime and Justice is an international peer-reviewed journal committed to publishing high quality theory, research and debate on all aspects of the relationship between crime and justice across the globe. It is a leading forum for conversation between academic theory and research and the cultures, policies and practices of the range of institutions concerned with harm, security and justice.
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