宪法权利的责任规则:以大规模拘留为例

IF 4.9 1区 社会学 Q1 Social Sciences Stanford Law Review Pub Date : 2003-10-02 DOI:10.2139/SSRN.451582
E. Kontorovich
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引用次数: 3

摘要

宪法假定权利总是受到财产规则的保护——也就是说,政府只有在征得个人同意的情况下才能剥夺权利。本文将卡拉布雷西和梅拉米德关于财产和责任规则的著名文章的见解扩展到宪法。权利应受财产规则还是责任规则的保护,取决于权利转让谈判的交易成本。随着交易成本的上升,责任规则变得更具吸引力。本文表明责任规则在宪法中可以发挥重要作用。以国家安全紧急情况下的大规模拘留为例研究表明,财产规则对个人权利的保护有时会导致反常和低效的结果。虽然政府一再在紧急情况下采取大规模拘留措施,但法院从未阻止这种措施。这是即使在转让自由权利的交易成本变得异常高的情况下,宪法仍坚持保护财产规则的一个反常结果。根据财产规则,认定一项政策侵犯了权利,就需要禁止可能至关重要的安全措施。法院不愿把这种费用强加给社会。因此,它只是避免发现大规模拘留侵犯了人权。这就造成了一大群得不到补偿的受害者,他们往往是弱势的少数民族。它还阻碍和扭曲了宪法的发展。与直觉相反的是,在大规模拘留情况下改用责任规则可以为被拘留者提供更多的补救,并阻止拘留并保持实体法的完整性和可预测性。此外,本文中发展的交易成本分析的影响不仅限于大规模拘留,还包括其他各种宪法背景。
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Liability Rules for Constitutional Rights: The Case of Mass Detentions
Constitutional law assumes that rights should always be protected by property rules - that is, the government can only take them with the individual's consent. This Article extends to constitutional law the insights of Calabresi and Melamed's famous article on property and liability rules. Whether rights should be protected by property rules or liability rules depends on the transaction costs of negotiating a transfer of rights. As transaction costs rise, liability rules become more attractive. This Article shows that liability rules can have an important role in constitutional law. Using mass detentions in national security emergencies as a case study, it shows that property rule protection of individual rights sometimes leads to perverse and inefficient results. While the government has repeatedly resorted to mass detentions in emergencies, the Court has never blocked such measures. This is a perverse result of constitutional law's insistence on property rule protection even when transaction costs of transferring liberty rights become extraordinarily high. Holding that a policy violates rights would require, under a property rule, enjoining potentially vital security measures. The Court is unwilling to impose such costs on society. Thus it simply avoids finding that mass detentions violate rights. This creates large groups of uncompensated victims, who are often members of vulnerable ethnic minorities. It also stunts and distorts the development of constitutional law. Switching to liability rules in mass detention situations can, counterintuitively, result in greater redress for detainees, as well as deterring detentions and preserving the integrity and predictability of substantive law. Furthermore, the transaction cost analysis developed in this Article has implications that extend beyond mass detentions to a variety of other constitutional contexts.
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