保密的不合理性

IF 0.7 4区 社会学 Q2 LAW Hastings Law Journal Pub Date : 2013-02-18 DOI:10.2139/SSRN.2220376
Mark Fenster
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引用次数: 17

摘要

政府的保密工作经常失败。尽管行政部门对某些类型的文件有着强迫性的囤积,而且宪法赋予了它这样做的权力,但最近备受瞩目的事件——其中包括维基解密事件,奥巴马政府臭名昭著的泄密起诉,以及高级官员向同情的记者广泛披露奉承机密信息——削弱了一个能够分类和控制其信息的国家的形象。控制政府信息的努力需要人力、官僚、技术和文本机制,这些机制在行政国家中经常出现或崩溃,有时立即出现,有时经过一段时间。泄露、错误和公开信息来源都是脱离政府信息控制的途径。因此,任何形式的、任何程度的永久的、持久的保密都是昂贵的,而且很难实现。本文认为信息控制是一个难以实现的目标。它批评了试图规范信息流动的宪法和成文法的一些基本假设,同时使基于这些假设的关于保密、透明和泄密的大量文献复杂化并加以反驳。通过关注与政府信息有关的功能问题,并将其研究范围扩大到已被广泛研究的泄密现象之外,本文通过一系列案例研究对信息流出国家的正式和非正式手段进行了分类,然后举例说明。这些非正式手段在限制国家行为体保守秘密的能力和限制正式法律理论控制政府信息流动的程度方面发挥着特别重要的作用。官僚主义和法律制度阻碍了公开的政府法律创造一个透明的国家,也阻碍了行政部门创造一个完美的信息大坝。本文从这一描述性的、功能性的论证中得出了对法律改革以及行政法和宪法研究的几点启示。
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The Implausibility of Secrecy
Government secrecy frequently fails. Despite the executive branch’s obsessive hoarding of certain kinds of documents and its constitutional authority to do so, recent high-profile events — among them the WikiLeaks episode, the Obama administration’s infamous leak prosecutions, and the widespread disclosure by high-level officials of flattering confidential information to sympathetic reporters — undercut the image of a state that can classify and control its information. The effort to control government information requires human, bureaucratic, technological, and textual mechanisms that regularly founder or collapse in an administrative state, sometimes immediately and sometimes after an interval. Leaks, mistakes, and open sources all constitute paths out of the government’s informational clutches. As a result, permanent, long-lasting secrecy of any sort and to any degree is costly and difficult to accomplish.This Article argues that information control is an implausible goal. It critiques some of the foundational assumptions of constitutional and statutory laws that seek to regulate information flows, while complicating and countering the extensive literature on secrecy, transparency, and leaks that rest on those assumptions. By focusing on the functional issues relating to government information and broadening its study beyond the much-examined phenomenon of leaks, the Article catalogs and then illustrates the formal and informal means by which information flows out of the state in a series of case studies. These informal means play an especially important role in limiting both the ability of state actors to keep secrets and the extent to which formal legal doctrines can control the flow of government information. The same bureaucracy and legal regime that keep open government laws from creating a transparent state also keep the executive branch from creating a perfect informational dam. The Article draws several implications from this descriptive, functional argument for legal reform and for the study of administrative and constitutional law.
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期刊介绍: Hastings College of the Law was founded in 1878 as the first law department of the University of California, and today is one of the top-rated law schools in the United States. Its alumni span the globe and are among the most respected lawyers, judges and business leaders today. Hastings was founded in 1878 as the first law department of the University of California and is one of the most exciting and vibrant legal education centers in the nation. Our faculty are nationally renowned as both teachers and scholars.
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