再一次违约:刑法的内在自由主义与不可能行为的责任

IF 0.7 4区 社会学 Q2 LAW Hastings Law Journal Pub Date : 2002-11-18 DOI:10.2139/SSRN.349000
John Hasnas
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引用次数: 15

摘要

本文全面地重新分析了刑法学中最棘手的问题之一,即当被告人尝试了不可能的事情时,何时该给他定罪。我首先证明,与公认的学术和司法观点相反,普通法对企图指控的不可能性辩护既有充分的根据,又完全可以理解,能够用一句话准确地表达出来。然后,我解释了关于辩护的困惑,通过展示早期应用它的法院是如何说一套做另一套的,以及评论员和后来的法官是如何被关注法院说什么而不是他们做什么而误导的。在展示了辩护是可理解的之后,我接着展示了它在规范上也是合理的。我分两步来做。首先,我证明了道德责任和刑事责任之间存在原则性的区别,拒绝不可能辩护的论点是基于对两者的不当合并,而对刑事责任本质的正确理解削弱了这些论点的力量。其次,我指出,英美刑法中固有的自由主义偏见为保留辩护提供了原则基础。在本文的最后,我提出了一个企图的定义,这个定义既包含了防卫,又以坚实的理论基础为基础。
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Once More unto the Breach: The Inherent Liberalism of the Criminal Law and Liability for Attempting the Impossible
This article provides a comprehensive re-analysis of one of the thorniest problems of criminal jurisprudence, when it is proper to convict a defendant who has attempted the impossible. I begin by demonstrating that, contrary to received academic and judicial opinion, the common law defense of impossibility to a charge of attempt is both well-grounded and perfectly intelligible, being capable of accurate expression in a single sentence. I then account for the confusion regarding the defense by showing how the early courts that applied it were saying one thing while doing another, and how commentators and subsequent judges became misled by focusing on what the courts said rather than what they did. After showing that the defense is intelligible, I then show that it is normatively justified as well. I do this in two steps. First, I demonstrate that there is a principled distinction between moral and criminal responsibility, that the arguments for the rejection of the impossibility defense rest on an improper conflation of the two, and that a correct understanding of the nature of criminal responsibility undermines the force of these arguments. Second, I show that there is an inherent liberal bias built into the Anglo-American criminal law that supplies a principled basis for retaining the defense. I conclude the article by proposing a definition for attempt that both encompasses the defense and grounds it on a firm theoretical basis.
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期刊介绍: Hastings College of the Law was founded in 1878 as the first law department of the University of California, and today is one of the top-rated law schools in the United States. Its alumni span the globe and are among the most respected lawyers, judges and business leaders today. Hastings was founded in 1878 as the first law department of the University of California and is one of the most exciting and vibrant legal education centers in the nation. Our faculty are nationally renowned as both teachers and scholars.
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