伤害上加侮辱:质疑尊严在主权概念中的作用

IF 4.9 1区 社会学 Q1 Social Sciences Stanford Law Review Pub Date : 2003-04-10 DOI:10.2139/SSRN.394660
J. Resnik, Julie C. Suk
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引用次数: 15

摘要

“主权”一词在美国有不止一种用法。有时,主权指的是美国在与其他国家和国际社会的关系中字面上和法律上的权力。我们称其为“外部主权”,并将其与第二种用法进行对比,即我们称之为“内部主权”,以捕捉其对美国境内州、联邦和部落政府之间关系的关注。美国最高法院目前的多数派重新使用了“内部主权”这一语言,将其作为废除或限制适用于各州的联邦立法范围的基础。法院的内部主权论点在一定程度上得到了将国家定性为尊严利益承担者的支持。几个世纪以来,主权和尊严的概念都不是一成不变的。君主曾经拥有所有的主权,只有贵族才有尊严,而今天的民主国家则颂扬公民的主权和所有人的尊严。今天,人的平等是人民主权和个人尊严概念的核心,人权法体现了这些前提。此外,在过去几十年里,被边缘化的人的集体也主张承认和自决其政治权威的权利。个人和集体要求人类尊严的呼声日益高涨,这限制了主权,因为各国不能再以主张主权为借口,完全漠视人类。考虑到尊严和人格之间的这种联系,美国最高法院坚持将尊严归于国家的做法,在一些人看来要么令人讨厌,要么是虚伪的。但是,在主权讨论中转向尊严既不应该被忽视,也不应该被接受,而不应该对它在2003年左右所做的工作感到困惑。在本文中,我们通过学习“尊严”一词在何时、何地以及为什么被使用来探讨“尊严”一词在美国宪法中所起的作用。这种挖掘反过来又产生了一些规范性的见解。首先,尽管尊严的概念可以在整个国家历史上的宪法学中找到,但直到20世纪40年代,在第二次世界大战之后,最高法院才在涉及个人宪法权利时使用尊严一词。在此期间,世界各地的法律和政治评论转向用尊严一词来确定人格权。因此,美国法律中的尊严论是其他国家规范、跨国经验和国际法律条约和文件对美国法律影响的一个例子。其次,我们认为,最高法院通过赋予国家尊严来重振内部主权原则,部分原因是由于我们法律体系的渗透性所引起的焦虑。第三,国际规范对美国法律的影响以及为避免这些影响所作的努力都清楚地表明,鉴于全球活动和技术,美国法律无法抵御外部力量。相反,这个国家的法律不可避免地(直接或间接地)与世界各地的法律发展进行对话。第四,我们认为,作为一个法律问题,尊严不应该只保留给个人。通过对“尊严判例法”的分析,我们发现了许多利用制度尊严的例子,其目的是使一个羽翼未丰的组织——无论是法院还是国家——能够发挥作用。为了清楚起见,我们把赋予非人类的尊严称为“角色尊严”,我们的意思是,尊严被赋予一个实体,使它能够为个人或群体提供有用的东西。相比之下,人们的尊严不需要根据它产生的其他商品或效果来证明,而是作为人格中固有的东西来证明。第五,也是最后一点,对制度尊严的法律承认应该比对个人尊严的承认有更窄的范围。要认可一个实体对角色尊严的主张,需要对尊严主张的目的进行语境评估,并对主张这一属性的实体的力量进行评估。我们认为,由于对人的尊严的重要性的理解有所修正,法律不应依赖制度角色-尊严作为免除国家对其行为负责的理由。事实上,被问责本身不应被视为对一个机构的角色-尊严的侮辱,而应被理解为承认该实体权力的一种机制。然而,正如我们详细介绍的那样,这种方法并不排除各国利用角色尊严来建立其他机制来承认其合法权威。
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Adding Insult to Injury: Questioning the Role of Dignity in Conceptions of Sovereignty
The term sovereignty in the United States has more than one reference. Sometimes, sovereignty refers to the literal and the legal power of the United States in its relationship to other nations and to the world community. We call this "external sovereignty" and contrast it with a second use, which we describe as "internal sovereignty" to capture its focus on the relationships among state, federal, and tribal governments within the borders of the United States. The current majority of the United States Supreme Court has revived the language of internal sovereignty - proffering it as the basis for invalidating or limiting the scope of federal legislation as applied to states. The Court's internal sovereignty argument is supported in part by characterizing states as bearers of dignitary interests. Neither conceptions of sovereignty nor of dignity have been static over the centuries. While monarchs once held all sovereignty and only nobility had dignity, democracies today celebrate the sovereignty of their citizens and the dignity of all persons. Today, equality of persons is central to concepts of popular sovereignty and personal dignity, and human rights law embodies these premises. Further, during the last several decades, collectives of marginalized persons have also asserted rights to recognition and to self-determination of their political authority. The rise of both individual and collective claims of human dignity has constrained sovereignty, for nations can no longer treat human beings with utter disregard by asserting sovereignty as a defense. Given this nexus between dignity and personhood, the United States Supreme Court's insistence on attributing dignity to states is seen by some as either obnoxious or disingenuous. But the turn to dignity in sovereignty discussions ought neither to be dismissed nor embraced without puzzling about the work that it, circa 2003, is doing. In this article, we explore the role that the term "dignity" plays in United States constitutional law by learning when, where, and why the word has been used. That excavation in turn yields several normative insights. First, although concepts of dignity can be identified in constitutional jurisprudence throughout the nation's history, the word dignity was not used in reference to personal constitutional rights by the Supreme Court until the 1940s, in the wake of World War II. During that period, legal and political commentary around the world turned to the term dignity to identify rights of personhood. Thus, dignity talk in the law of the United States is an example of the influence of the norms of other nations, transnational experiences, and international legal treaties and documents on the law of the United States. Second, we argue that the Supreme Court's reinvigoration of doctrines of internal sovereignty by endowing states with dignity is driven in part by anxiety occasioned by the very permeability of our legal system. Third, both the influences on United States law by international norms and the efforts to ward them off make plain that, given global activity and technology, the law of the United States cannot be secured against external forces. Rather, this country's law is inevitably in conversation (directly or indirectly) with legal developments around the world. Fourth, we believe that as a legal matter, dignity ought not to be reserved exclusively to individuals. Through an analysis of the "caselaw of dignity," we have found many examples of the utility of institutional dignity, aimed at enabling a fledgling organization - be it a court or a nation - to function. For clarity, we speak of the dignity accorded to nonhumans as "role-dignity," by which we mean that dignity is ascribed to an entity to enable it to produce something useful to persons or groups. In contrast, the dignity of people need not be justified in reference to what other goods or effects it produces but rather as something intrinsic in personhood. Fifth, and finally, legal recognition of institutional dignity ought to have a narrower ambit than does recognition of personal dignity. To endorse an entity's claim to role-dignity requires a contextual evaluation of the purposes for which the dignitary claim is made and an assessment of the power of the entity claiming this attribute. In our view, because of revised understandings of the import of human dignity, law ought not to rely on institutional role-dignity as a justification for immunizing states from accounting for their behavior. Indeed, being called to account ought not itself be seen as an affront to the role-dignity of an institution but ought, instead, to be understood as one mechanism of acknowledging that entity's power. However, as we detail, this approach does not preclude the use of role-dignity for states to generate other mechanisms to recognize their legitimate authority.
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