舒茨的宪法理论:一种意义的唯心主义

Thomas A. Michaud
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This argument is articulated through 1) a delineation of the basic principles of Schutz's phenomenology, 2) an explication of his theory of constitution, and finally, 3) an exposition of its idealistic character with, by way of contrast, a brief account of how and why Maurice Merleau-Ponty's existential phenomenology expunged all features of idealistic constitution. Most anyone familiar with Edmund Husserl's work is also aware of the criticism that Husserl's theory of constitution is epistemologically idealistic. Though this criticism is even today a debated issue in Husser lean scholarship, it was levelled against Husserl's theory by certain of his colleagues and students. Notable among them is Alfred Schutz whose own phenomenological project was in large part designed to overcome what he perceived as the radically idealistic character of constitution in Husserl's phenomenology. Schutz contended that Husserl's concept of constitution underwent a transformation in the course of its development. Originally, according to Schutz, \"constitution meant clarification of the sense-structure of conscious life • . • tracing back all cogitata to intentional operations of on-going conscious life\".1 But, this notion of constitution \"changed from a clarification of the sense of being, into the foundation of the structure of being; it ... changed from explication into creation\".2 In other words, for Schutz, Husserl's concept of constitution devolved from being a means by which the meaning of the being of the phenomena of the life-world could be explained into the means by which the meaning and the very being of life-worldly phenomena are created. However, although Schutz aimed to circumvent Husserl's creationistic approach, it will be argued in this article that Schutz's theory of constitution is not without an idealistic character. In particular, it will 64 THOMAS A. MICHAUD be shown that Schutz's theory suffers from an idealism of meaning. This term \"idealism of meaning\" implies that for Schutz the meanings that consciousness constitutes and predicates to the phenomena of the lifeworld are merely intrasubjectively produced. The constituted meanings are simply the products of subjective consciousness itself and are not derived from or based upon meanings that consciousness receives from the objective, intersubjective life-world. The articulation of this critical analysis of Schutz's theory of constitution will proceed according to the following topics. First of all, a general account of Schutz's peculiar program, his \"constitutive phenomenology of the natural attitude\", will be presented. Secondly, a detailed explication of Schutz's theory of constitution, his notion of the genesis of meaning, will be offered. And, finally, Schutz's theory will be exposed as proffering an idealism of meaning, a critical flaw because it is not consonant with his general descriptions of the ways in which human subjects know the life-world. In addition, within this last topic, certain brief, general statements regarding the overcoming of Schutz's idealism through the existential phenomenological approach of Maurice MerleauPonty will be indicated. A. SCHUTZ'S CONSTITUTIVE PHENOMENOLOGY OF THE NATURAL ATTITUDE A major, if not the predominate, goal of Schutz's constitutive phenomenology of the natural attitude was to ensure that his notion of constitution would not incorporate Husserl's creationism but would serve only as a conceptual framework for explicating the ways in which the meanings of life-worldly phenomena are correlated with the meaninggiving acts of a human subject. More simply stated, Schutz aimed to explain how and why, in terms of the conscious life of a subject, lifeworldly phenomena have the meanings that they do. The methodological program Schutz proposed in order to accomplish his aim involved a two step effort. In contrast to Husserl, Schutz in establishing his point of departure did not recommend the bracketing of the natural attitude, the attitude which accepts as given that the phenomena of the life-world have objective, and one might say, real being. Schutz emphasized that the objective being of what a subject ordinarily and naturally experiences as life-worldly phenomena should be \"taken for granted\".3 What this refusal to perform an epoche entails for Schutzean investigators is that they should commence their inquiries from within the natural attitude. They should conduct empirically oriented studies of the ordinary, natural experiences of everyday life; differentiating the meanings of such experiences, classifying them, evaluating their complexity and significance. In fact, as Schutz had it, an investigator's operative epistemological perspective should be an ordinary empirical realism, a realism which is typically characteristic of the epistemological mind-sets of social scientists when they undertake their studies of social life. The second step in Schutz's program is the description of the operations of consciousness itself and articulation of the ways in which those operations are correlated with a human subject's natural experiences of the life-world. Once again, however, Schutz does not suggest that this step should involve the bracketing of the objective being of SCHUTZ'S THEORY OF CONSTITUTION 65 the phenomena of the life-world; it does not require the reduction of being to the constitutive operations of consciousness. 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This argument is articulated through 1) a delineation of the basic principles of Schutz's phenomenology, 2) an explication of his theory of constitution, and finally, 3) an exposition of its idealistic character with, by way of contrast, a brief account of how and why Maurice Merleau-Ponty's existential phenomenology expunged all features of idealistic constitution. Most anyone familiar with Edmund Husserl's work is also aware of the criticism that Husserl's theory of constitution is epistemologically idealistic. Though this criticism is even today a debated issue in Husser lean scholarship, it was levelled against Husserl's theory by certain of his colleagues and students. Notable among them is Alfred Schutz whose own phenomenological project was in large part designed to overcome what he perceived as the radically idealistic character of constitution in Husserl's phenomenology. 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More simply stated, Schutz aimed to explain how and why, in terms of the conscious life of a subject, lifeworldly phenomena have the meanings that they do. The methodological program Schutz proposed in order to accomplish his aim involved a two step effort. In contrast to Husserl, Schutz in establishing his point of departure did not recommend the bracketing of the natural attitude, the attitude which accepts as given that the phenomena of the life-world have objective, and one might say, real being. Schutz emphasized that the objective being of what a subject ordinarily and naturally experiences as life-worldly phenomena should be \\\"taken for granted\\\".3 What this refusal to perform an epoche entails for Schutzean investigators is that they should commence their inquiries from within the natural attitude. 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引用次数: 1

摘要

阿尔弗雷德·舒茨提出现象学的目的是规避胡塞尔意义构成理论的唯心主义特征。舒茨认为,胡塞尔的构成是唯心主义的创造论,因为现象的意义和存在只是意识本身的构成行为的创造产物。然而,本文认为,舒茨的构成理论并非没有唯心主义的特征,因为意识构成和谓词现象的意义仅仅是由意识本身创造的。这个论点是通过1)对舒茨现象学的基本原则的描述,2)对他的构成理论的解释,最后,3)对其唯心主义特征的阐述,通过对比的方式,简要说明莫里斯·梅洛-庞蒂的存在主义现象学如何以及为什么消除了唯心主义构成的所有特征。大多数熟悉胡塞尔著作的人都知道,有人批评胡塞尔的构成理论是认识论上的唯心主义。尽管这种批评直到今天仍是胡塞尔精益学术界的一个争论问题,但胡塞尔的某些同事和学生对他的理论提出了批评。其中最著名的是阿尔弗雷德·舒茨,他的现象学研究很大程度上是为了克服胡塞尔现象学中根本的理想主义特征。舒茨认为胡塞尔的宪法概念在其发展过程中经历了一个转变。最初,根据舒茨的说法,“建构意味着对意识生命的感官结构的澄清”。•追溯所有的认知数据到正在进行的有意识生命的有意操作”但是,这种构成概念从对存在意义的澄清变成了存在结构的基础;它……从解释变成创造”换句话说,对舒茨来说,胡塞尔的构成概念从一种解释生活世界现象存在意义的手段,变成了创造生活世界现象的意义和存在的手段。然而,虽然舒茨的目的是规避胡塞尔的创造论方法,但本文将论证舒茨的宪法理论并非没有理想主义特征。特别是,托马斯·a·米肖将被证明舒茨的理论存在意义唯心主义。"意义唯心主义"这一术语意味着,对舒茨来说,意识所构成的意义和为生活世界的现象所规定的意义仅仅是在主观内部产生的。构成的意义仅仅是主观意识本身的产物,而不是来自或基于意识从客观的、主体间的生活世界中获得的意义。对舒茨宪法理论的批判性分析将根据以下主题进行阐述。首先,将对舒茨的特殊纲领,即他的“自然态度的构成现象学”,作一个概括性的介绍。其次,将详细解释舒茨的构成理论,即他关于意义起源的概念。最后,舒茨的理论将被揭露为提供了一种意义的唯心主义,这是一个关键的缺陷,因为它与他对人类主体认识生活世界的方式的一般描述不一致。此外,在最后一个主题中,将指出一些关于通过莫里斯·梅洛庞蒂的存在现象学方法克服舒茨唯心主义的简要概括陈述。舒茨的自然态度的构成现象学的一个主要目标,如果不是主要目标的话,是确保他的构成概念不会与胡塞尔的神创论相结合,而只是作为一个概念框架来解释生活-世俗现象的意义与人类主体的赋予意义的行为相关联的方式。更简单地说,舒茨的目的是解释如何以及为什么,在一个主体的意识生活方面,生活世俗现象具有它们所具有的意义。舒茨为实现他的目标而提出的方法论方案包括两步努力。与胡塞尔相反,舒茨在建立他的出发点时,并没有建议把自然态度括起来,这种态度认为生活世界的现象具有客观的,或者可以说是真实的存在。舒茨强调,主体通常和自然地经历的客观存在应该被“视为理所当然”。 对于舒兹学派的研究者来说,拒绝进行时代的研究意味着他们必须从自然态度的内部开始他们的研究。他们应该对日常生活中普通的、自然的经验进行实证导向的研究;区分这些经验的意义,对它们进行分类,评估它们的复杂性和重要性。事实上,正如Schutz所说,研究者的操作认识论视角应该是一种普通的经验实在论,这种实在论是社会科学家在进行社会生活研究时典型的认识论思维方式。Schutz计划的第二步是描述意识本身的运作,并阐明这些运作与人类主体对生活世界的自然体验之间的关系。然而,再一次,舒茨并不认为这一步骤应该包括将舒茨的构成理论中的客观存在(生活世界的现象)括起来;它不需要将存在还原为意识的本构性操作。对于研究者来说,这一步需要做的是,在完成了对一种或一组经验的实证导向研究之后,他们应该试图解释这种经验或一组经验是如何或为什么具有它所具有的意义的,就意识的运作而言。·实质上,对舒茨来说,对意识运作的探究为任何类型的社会科学研究提供了基础,提供了最终的解释基础。事实上,Schutz坚持认为经验社会科学将在自然态度的构成现象学中找到它们的基础,这反映了他坚定的信念,即通过描述与之相关的意识操作来解释普通社会经验的意义是非常可能的
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Schutz’s Theory of Constitution: An Idealism of Meaning
Alfred Schutz formulated his phenomenology with the aim of circumventing what he perceived to be the idealistic character of Husserl's theory of meaning constitution. Schutz contended that constitution for Husserl was idealistically creationistic in the sense that the meanings and very being of phenomena were merely the created products of the constitutive acts of consciousness itself. This article argues, however, that Schutz's theory of constitution is not without an idealistic character in that the meanings which consciousness constitutes and predicates to phenomena are simply created by consciousness itself. This argument is articulated through 1) a delineation of the basic principles of Schutz's phenomenology, 2) an explication of his theory of constitution, and finally, 3) an exposition of its idealistic character with, by way of contrast, a brief account of how and why Maurice Merleau-Ponty's existential phenomenology expunged all features of idealistic constitution. Most anyone familiar with Edmund Husserl's work is also aware of the criticism that Husserl's theory of constitution is epistemologically idealistic. Though this criticism is even today a debated issue in Husser lean scholarship, it was levelled against Husserl's theory by certain of his colleagues and students. Notable among them is Alfred Schutz whose own phenomenological project was in large part designed to overcome what he perceived as the radically idealistic character of constitution in Husserl's phenomenology. Schutz contended that Husserl's concept of constitution underwent a transformation in the course of its development. Originally, according to Schutz, "constitution meant clarification of the sense-structure of conscious life • . • tracing back all cogitata to intentional operations of on-going conscious life".1 But, this notion of constitution "changed from a clarification of the sense of being, into the foundation of the structure of being; it ... changed from explication into creation".2 In other words, for Schutz, Husserl's concept of constitution devolved from being a means by which the meaning of the being of the phenomena of the life-world could be explained into the means by which the meaning and the very being of life-worldly phenomena are created. However, although Schutz aimed to circumvent Husserl's creationistic approach, it will be argued in this article that Schutz's theory of constitution is not without an idealistic character. In particular, it will 64 THOMAS A. MICHAUD be shown that Schutz's theory suffers from an idealism of meaning. This term "idealism of meaning" implies that for Schutz the meanings that consciousness constitutes and predicates to the phenomena of the lifeworld are merely intrasubjectively produced. The constituted meanings are simply the products of subjective consciousness itself and are not derived from or based upon meanings that consciousness receives from the objective, intersubjective life-world. The articulation of this critical analysis of Schutz's theory of constitution will proceed according to the following topics. First of all, a general account of Schutz's peculiar program, his "constitutive phenomenology of the natural attitude", will be presented. Secondly, a detailed explication of Schutz's theory of constitution, his notion of the genesis of meaning, will be offered. And, finally, Schutz's theory will be exposed as proffering an idealism of meaning, a critical flaw because it is not consonant with his general descriptions of the ways in which human subjects know the life-world. In addition, within this last topic, certain brief, general statements regarding the overcoming of Schutz's idealism through the existential phenomenological approach of Maurice MerleauPonty will be indicated. A. SCHUTZ'S CONSTITUTIVE PHENOMENOLOGY OF THE NATURAL ATTITUDE A major, if not the predominate, goal of Schutz's constitutive phenomenology of the natural attitude was to ensure that his notion of constitution would not incorporate Husserl's creationism but would serve only as a conceptual framework for explicating the ways in which the meanings of life-worldly phenomena are correlated with the meaninggiving acts of a human subject. More simply stated, Schutz aimed to explain how and why, in terms of the conscious life of a subject, lifeworldly phenomena have the meanings that they do. The methodological program Schutz proposed in order to accomplish his aim involved a two step effort. In contrast to Husserl, Schutz in establishing his point of departure did not recommend the bracketing of the natural attitude, the attitude which accepts as given that the phenomena of the life-world have objective, and one might say, real being. Schutz emphasized that the objective being of what a subject ordinarily and naturally experiences as life-worldly phenomena should be "taken for granted".3 What this refusal to perform an epoche entails for Schutzean investigators is that they should commence their inquiries from within the natural attitude. They should conduct empirically oriented studies of the ordinary, natural experiences of everyday life; differentiating the meanings of such experiences, classifying them, evaluating their complexity and significance. In fact, as Schutz had it, an investigator's operative epistemological perspective should be an ordinary empirical realism, a realism which is typically characteristic of the epistemological mind-sets of social scientists when they undertake their studies of social life. The second step in Schutz's program is the description of the operations of consciousness itself and articulation of the ways in which those operations are correlated with a human subject's natural experiences of the life-world. Once again, however, Schutz does not suggest that this step should involve the bracketing of the objective being of SCHUTZ'S THEORY OF CONSTITUTION 65 the phenomena of the life-world; it does not require the reduction of being to the constitutive operations of consciousness. What this step does entail for investigators is that after having completed their empirically oriented study of an experience or set of experiences, they then should attempt to explain how or why, in terms of the operations of consciousness, that experience or set of experiences has the meaning it does.· In essence, for Schutz, inquiry into the operations of consciousness provides the foundation, the ultimate explanatory basis, for any sort of social scientific study. Indeed, Schutz's insistence that the empirical social sciences will find their foundations in a constitutive phenomenology of the natural attitudeS reflects his firm conviction that it is eminently possible to explain the meanings of ordinary social experiences by describing the operations of consciousness which are correlated with
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