{"title":"基于CNN的离角虹膜分割与识别","authors":"Ehsaneddin Jalilian, Mahmut Karakaya, Andreas Uhl","doi":"10.1049/bme2.12052","DOIUrl":null,"url":null,"abstract":"<p>Accurate segmentation and parameterisation of the iris in eye images still remain a significant challenge for achieving robust iris recognition, especially in off-angle images captured in less constrained environments. While deep learning techniques (i.e. segmentation-based convolutional neural networks (CNNs)) are increasingly being used to address this problem, there is a significant lack of information about the mechanism of the related distortions affecting the performance of these networks and no comprehensive recognition framework is dedicated, in particular, to off-angle iris recognition using such modules. In this work, the general effect of different gaze angles on ocular biometrics is discussed, and the findings are then related to the CNN-based off-angle iris segmentation results and the subsequent recognition performance. An improvement scheme is also introduced to compensate for some segmentation degradations caused by the off-angle distortions, and a new gaze-angle estimation and parameterisation module is further proposed to estimate and re-project (correct) the off-angle iris images back to frontal view. Taking benefit of these, several approaches (pipelines) are formulated to configure an end-to-end framework for the CNN-based off-angle iris segmentation and recognition. Within the framework of these approaches, a series of experiments is carried out to determine whether (i) improving the segmentation outputs and/or correcting the output iris images before or after the segmentation can compensate for some off-angle distortions, (ii) a CNN trained on frontal eye images is capable of detecting and extracting the learnt features on the corrected images, or (iii) the generalisation capability of the network can be improved by training it on iris images of different gaze angles. Finally, the recognition performance of the selected approach is compared against some state-of-the-art off-angle iris recognition algorithms.</p>","PeriodicalId":48821,"journal":{"name":"IET Biometrics","volume":"10 5","pages":"518-535"},"PeriodicalIF":1.8000,"publicationDate":"2021-07-13","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://ietresearch.onlinelibrary.wiley.com/doi/epdf/10.1049/bme2.12052","citationCount":"7","resultStr":"{\"title\":\"CNN-based off-angle iris segmentation and recognition\",\"authors\":\"Ehsaneddin Jalilian, Mahmut Karakaya, Andreas Uhl\",\"doi\":\"10.1049/bme2.12052\",\"DOIUrl\":null,\"url\":null,\"abstract\":\"<p>Accurate segmentation and parameterisation of the iris in eye images still remain a significant challenge for achieving robust iris recognition, especially in off-angle images captured in less constrained environments. While deep learning techniques (i.e. segmentation-based convolutional neural networks (CNNs)) are increasingly being used to address this problem, there is a significant lack of information about the mechanism of the related distortions affecting the performance of these networks and no comprehensive recognition framework is dedicated, in particular, to off-angle iris recognition using such modules. In this work, the general effect of different gaze angles on ocular biometrics is discussed, and the findings are then related to the CNN-based off-angle iris segmentation results and the subsequent recognition performance. An improvement scheme is also introduced to compensate for some segmentation degradations caused by the off-angle distortions, and a new gaze-angle estimation and parameterisation module is further proposed to estimate and re-project (correct) the off-angle iris images back to frontal view. Taking benefit of these, several approaches (pipelines) are formulated to configure an end-to-end framework for the CNN-based off-angle iris segmentation and recognition. Within the framework of these approaches, a series of experiments is carried out to determine whether (i) improving the segmentation outputs and/or correcting the output iris images before or after the segmentation can compensate for some off-angle distortions, (ii) a CNN trained on frontal eye images is capable of detecting and extracting the learnt features on the corrected images, or (iii) the generalisation capability of the network can be improved by training it on iris images of different gaze angles. 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CNN-based off-angle iris segmentation and recognition
Accurate segmentation and parameterisation of the iris in eye images still remain a significant challenge for achieving robust iris recognition, especially in off-angle images captured in less constrained environments. While deep learning techniques (i.e. segmentation-based convolutional neural networks (CNNs)) are increasingly being used to address this problem, there is a significant lack of information about the mechanism of the related distortions affecting the performance of these networks and no comprehensive recognition framework is dedicated, in particular, to off-angle iris recognition using such modules. In this work, the general effect of different gaze angles on ocular biometrics is discussed, and the findings are then related to the CNN-based off-angle iris segmentation results and the subsequent recognition performance. An improvement scheme is also introduced to compensate for some segmentation degradations caused by the off-angle distortions, and a new gaze-angle estimation and parameterisation module is further proposed to estimate and re-project (correct) the off-angle iris images back to frontal view. Taking benefit of these, several approaches (pipelines) are formulated to configure an end-to-end framework for the CNN-based off-angle iris segmentation and recognition. Within the framework of these approaches, a series of experiments is carried out to determine whether (i) improving the segmentation outputs and/or correcting the output iris images before or after the segmentation can compensate for some off-angle distortions, (ii) a CNN trained on frontal eye images is capable of detecting and extracting the learnt features on the corrected images, or (iii) the generalisation capability of the network can be improved by training it on iris images of different gaze angles. Finally, the recognition performance of the selected approach is compared against some state-of-the-art off-angle iris recognition algorithms.
IET BiometricsCOMPUTER SCIENCE, ARTIFICIAL INTELLIGENCE-
CiteScore
5.90
自引率
0.00%
发文量
46
审稿时长
33 weeks
期刊介绍:
The field of biometric recognition - automated recognition of individuals based on their behavioural and biological characteristics - has now reached a level of maturity where viable practical applications are both possible and increasingly available. The biometrics field is characterised especially by its interdisciplinarity since, while focused primarily around a strong technological base, effective system design and implementation often requires a broad range of skills encompassing, for example, human factors, data security and database technologies, psychological and physiological awareness, and so on. Also, the technology focus itself embraces diversity, since the engineering of effective biometric systems requires integration of image analysis, pattern recognition, sensor technology, database engineering, security design and many other strands of understanding.
The scope of the journal is intentionally relatively wide. While focusing on core technological issues, it is recognised that these may be inherently diverse and in many cases may cross traditional disciplinary boundaries. The scope of the journal will therefore include any topics where it can be shown that a paper can increase our understanding of biometric systems, signal future developments and applications for biometrics, or promote greater practical uptake for relevant technologies:
Development and enhancement of individual biometric modalities including the established and traditional modalities (e.g. face, fingerprint, iris, signature and handwriting recognition) and also newer or emerging modalities (gait, ear-shape, neurological patterns, etc.)
Multibiometrics, theoretical and practical issues, implementation of practical systems, multiclassifier and multimodal approaches
Soft biometrics and information fusion for identification, verification and trait prediction
Human factors and the human-computer interface issues for biometric systems, exception handling strategies
Template construction and template management, ageing factors and their impact on biometric systems
Usability and user-oriented design, psychological and physiological principles and system integration
Sensors and sensor technologies for biometric processing
Database technologies to support biometric systems
Implementation of biometric systems, security engineering implications, smartcard and associated technologies in implementation, implementation platforms, system design and performance evaluation
Trust and privacy issues, security of biometric systems and supporting technological solutions, biometric template protection
Biometric cryptosystems, security and biometrics-linked encryption
Links with forensic processing and cross-disciplinary commonalities
Core underpinning technologies (e.g. image analysis, pattern recognition, computer vision, signal processing, etc.), where the specific relevance to biometric processing can be demonstrated
Applications and application-led considerations
Position papers on technology or on the industrial context of biometric system development
Adoption and promotion of standards in biometrics, improving technology acceptance, deployment and interoperability, avoiding cross-cultural and cross-sector restrictions
Relevant ethical and social issues