俄罗斯联邦的市政改革与普京的“选举纵向”

Q2 Social Sciences Demokratizatsiya Pub Date : 2007-04-01 DOI:10.3200/DEMO.15.2.191-208
C. Ross
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The consolidation of democracy has also been undermined by a series of laws on elections and parties that Putin adopted in the wake of the Beslan hostage crisis in September 2004. These new laws, ostensibly designed to strengthen Russia's party system, have, in practice, allowed United Russia to consolidate its hold over regional and local assemblies.Federalism and Local Government in the Russian FederationIn theory, local governments in Russia operate outside the formal state hierarchy. Article 12 of the Russian Constitution states that, \"In the Russian Federation local self-government is recognized and guaranteed. Within the limits of its powers local self-government is independent. Bodies of local self-government do not form part of the system of bodies of state power.\" However, municipalities have, in practice, been treated as a \"third tier\" of state power, subordinate to regional and federal administrations.2Municipal government in Russia also operates within a quasi-federal system epitomized by high levels of constitutional and political asymmetry. Thus, to fully understand local level politics, the peculiarities of the Russian federal system, and in particular the massive powers that were ceded to the federal subjects in the 1990s need to be taken into account. Between 1994 and 1998 Yeltsin signed forty-six bilateral treaties with federal subjects that granted the signatories a number of extraconstitutional powers, including the right to develop their own forms of local government. By the end of the Yeltsin era, a highly politicized form of \"contract\" federalism had replaced constitutional federalism. \"The result,\" Campbell stresses, \"was not decentralisation but 'autonomisation' . . . whereby the state was held together by a loose parade of treaties bargained between the centre and the individual regions.\"3Daniel Elazar argues that local governments in federal systems are often able to gain \"a substantial measure of entrenched political power\" by capitalizing on \"the spirit of noncentralisation-the spirit of federalism.\"4 However, in Russia's quasi-federal system, regional elites have been able to subjugate local level bodies with impunity. In many of the ethnic republics (e.g., Adygeya, Bashkortostan, Dagestan, Kalmykiya, Komi, North Ossetiya, Sakha, and Tatarstan), the chief executives were able to carve out personal fiefdoms and to instigate highly authoritarian regimes. Local governments were subordinated to the republican administrations, and republican presidents directly appointed heads of municipalities.5 Moreover, the 1995 law, \"On the Principles of Local Self-Government in the Russian Federation\" (hereafter, 1995 Law), was not implemented in eighteen regions, and only partially in forty-three.6Thus, on the eve of Putin's accession to the presidency, there were major variations, across the federation, in the structures, functions, and powers of local governments. Indeed, the degree of political and economic asymmetry at the local level was even higher than in the regions. 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引用次数: 20

摘要

自普京总统2000年上台以来,我们目睹了对联邦制原则和实践的激进攻击。最近,普京将注意力转向了次区域层面的政治。2003年10月,通过了一项新的联邦法律,“关于俄罗斯联邦地方自治原则”(以下简称2003年法律),严重损害了地方政府的自治权在讨论了2003年法律的主要特点及其实施中的问题之后,本文考察了2004年和2005年举行的最近一轮市政选举。许多联邦主体的市政选举远非自由和公平。国家对地方选举委员会和法院的控制严重打击了俄罗斯基层民主的发展。2004年9月别斯兰人质危机后,普京通过了一系列关于选举和政党的法律,这也削弱了民主的巩固。这些新法律表面上是为了加强俄罗斯的政党制度,实际上却使统一俄罗斯党得以巩固其对地区和地方议会的控制。俄罗斯联邦的联邦制和地方政府理论上,俄罗斯的地方政府在正式的国家等级制度之外运作。《俄罗斯宪法》第12条规定:“在俄罗斯联邦,地方自治得到承认和保障。在其权力范围内,地方自治政府是独立的。地方自治机关不构成国家权力机关体系的一部分。”然而,在实践中,市政当局被视为国家权力的“第三层”,从属于地区和联邦行政部门。俄罗斯的市政府也在准联邦制下运作,体现在宪法和政治上的高度不对称。因此,要充分理解地方层面的政治,就必须考虑到俄罗斯联邦制度的特殊性,尤其是上世纪90年代割让给联邦主体的巨大权力。1994年至1998年间,叶利钦与联邦主体签署了46项双边条约,这些条约授予签署国一些宪法外的权力,包括发展自己的地方政府形式的权利。在叶利钦时代末期,一种高度政治化的“契约”联邦主义取代了立宪联邦主义。“结果,”坎贝尔强调,“不是权力下放,而是‘自治’……因此,国家是由中央和个别地区之间达成的一系列松散的条约维系在一起的。daniel Elazar认为,联邦制下的地方政府往往能够利用“非中央集权的精神——联邦制的精神”,从而获得“相当大程度的根深蒂固的政治权力”。然而,在俄罗斯的准联邦制中,地区精英能够不受惩罚地征服地方一级机构。在许多少数民族共和国(例如,Adygeya, Bashkortostan, Dagestan, Kalmykiya, Komi, North Ossetiya, Sakha和鞑靼斯坦),首席执行官能够开拓个人领地并煽动高度专制的政权。地方政府从属于共和政府,共和总统直接任命市政长官此外,1995年的法律“关于俄罗斯联邦地方自治原则”(以下简称1995年法律)在18个地区没有实施,43个地区只有部分实施。因此,在普京就任总统前夕,在整个联邦,地方政府的结构、职能和权力都发生了重大变化。事实上,地方一级的政治和经济不对称程度甚至高于区域。地方精英往往对哪些权力将下放给市政当局拥有最终决定权。…
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Municipal Reform in the Russian Federation and Putin's "Electoral Vertical"
Since President Putin came to power in 2000 we have witnessed a radical assault on the principles and practices of federalism. More recently, Putin has turned his attention to politics at the subregional level. In October 2003 a new federal law, "On the Principles of Local Self Government in the Russian Federation" (hereafter, the 2003 Law), was adopted that seriously compromises local government autonomy.1 After discussing the major features of the 2003 Law and the problems of its implementation, this article examines the most recent round of municipal elections, which took place in 2004 and 2005. Municipal elections in many federal subjects have been far from free and fair. State control over local electoral commissions and the courts have dealt a serious blow to the development of grassroots democracy in Russia. The consolidation of democracy has also been undermined by a series of laws on elections and parties that Putin adopted in the wake of the Beslan hostage crisis in September 2004. These new laws, ostensibly designed to strengthen Russia's party system, have, in practice, allowed United Russia to consolidate its hold over regional and local assemblies.Federalism and Local Government in the Russian FederationIn theory, local governments in Russia operate outside the formal state hierarchy. Article 12 of the Russian Constitution states that, "In the Russian Federation local self-government is recognized and guaranteed. Within the limits of its powers local self-government is independent. Bodies of local self-government do not form part of the system of bodies of state power." However, municipalities have, in practice, been treated as a "third tier" of state power, subordinate to regional and federal administrations.2Municipal government in Russia also operates within a quasi-federal system epitomized by high levels of constitutional and political asymmetry. Thus, to fully understand local level politics, the peculiarities of the Russian federal system, and in particular the massive powers that were ceded to the federal subjects in the 1990s need to be taken into account. Between 1994 and 1998 Yeltsin signed forty-six bilateral treaties with federal subjects that granted the signatories a number of extraconstitutional powers, including the right to develop their own forms of local government. By the end of the Yeltsin era, a highly politicized form of "contract" federalism had replaced constitutional federalism. "The result," Campbell stresses, "was not decentralisation but 'autonomisation' . . . whereby the state was held together by a loose parade of treaties bargained between the centre and the individual regions."3Daniel Elazar argues that local governments in federal systems are often able to gain "a substantial measure of entrenched political power" by capitalizing on "the spirit of noncentralisation-the spirit of federalism."4 However, in Russia's quasi-federal system, regional elites have been able to subjugate local level bodies with impunity. In many of the ethnic republics (e.g., Adygeya, Bashkortostan, Dagestan, Kalmykiya, Komi, North Ossetiya, Sakha, and Tatarstan), the chief executives were able to carve out personal fiefdoms and to instigate highly authoritarian regimes. Local governments were subordinated to the republican administrations, and republican presidents directly appointed heads of municipalities.5 Moreover, the 1995 law, "On the Principles of Local Self-Government in the Russian Federation" (hereafter, 1995 Law), was not implemented in eighteen regions, and only partially in forty-three.6Thus, on the eve of Putin's accession to the presidency, there were major variations, across the federation, in the structures, functions, and powers of local governments. Indeed, the degree of political and economic asymmetry at the local level was even higher than in the regions. Regional elites often had the final say over which powers would be delegated to municipalities. …
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Demokratizatsiya
Demokratizatsiya Social Sciences-Political Science and International Relations
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