A novel energy carbon emission codes based carbon efficiency evaluation method for enterprises

Jianxu Xing, F. Lu, Liang Cen, Xiaoming Yin, Kang Pan, Hai-Fen Liu, Xiaofei Chen, Chao Li
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Abstract

This article studies the energy carbon emission (ECE) evaluation problem for enterprises, and designs ECE-codes to conduct multi-factor grading evaluation of the ECE. The ECE evaluation results of enterprises need to be displayed to non-professionals such as consumers. Therefore, in addition to being able to characterize the ECE level, the ECE evaluation results of enterprise should be intuitive and easy to understand. For this purpose, the ECE-codes are designed, including the horizontal identification code (HIC), the efficiency identification code (EIC), and the neutralization identification code (NIC). Define carbon emission intensity (CEI) as the ECEs required to produce an unit of profit. The HIC is formed by dividing the CEI of enterprises into three levels, and is used to grade an enterprise's carbon emission level in the entire industrial sector. The EIC is formed through five-level evaluation of CEI in sector (CEIS), which is used to measure the CEI level of an enterprise in its sector. The CEIS is the ratio of CEI to the average value of the sector CEI. NIC is used to display an enterprise's carbon neutrality process, which is the ratio of carbon neutrality to total carbon emissions. To achieve effective grading of CEI and CEIS, a Gaussian mixture model (GMM) is established to describe the distribution of the CEI and CEIS, and the model parameters are identified by the expectation maximization (EM) algorithm. Then, the grading thresholds can be obtained according to the GMM probability density function with given percentage parameters. The effectiveness of the ECE-codes based grading evaluation method is verified by applying this method to the carbon emission evaluation of the registered enterprises in Huzhou, china.
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一种新的基于能源碳排放码的企业碳效率评价方法
本文研究了企业能源碳排放(ECE)评价问题,设计了ECE规范,对企业能源碳排放进行多因素分级评价。企业的ECE评价结果需要向消费者等非专业人士展示。因此,企业的ECE评价结果除了要能够表征企业的ECE水平外,还要直观易懂。为此,设计了ece码,包括水平识别码(HIC)、效率识别码(EIC)和中和识别码(NIC)。将碳排放强度(CEI)定义为产生单位利润所需的碳排放总量。HIC是将企业的CEI分为三个等级形成的,用于对企业在整个工业部门的碳排放水平进行评级。EIC是通过对行业CEI的五级评价(CEIS)形成的,用来衡量企业在行业内的CEI水平。CEIS是CEI与部门CEI平均值的比率。NIC用于显示企业的碳中和过程,即碳中和与总碳排放量的比值。为了实现对CEI和CEIS的有效分级,建立了描述CEI和CEIS分布的高斯混合模型(GMM),并采用期望最大化(EM)算法对模型参数进行了识别。然后,根据给定百分比参数的GMM概率密度函数得到分级阈值。以湖州市注册企业碳排放评价为例,验证了基于ece代码的分级评价方法的有效性。
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