State-of-health prediction of Li-ion NMC Batteries Using Kalman Filter and Gaussian Process Regression

Abdelilah Hammou, Jianwen Meng, D. Diallo, R. Petrone, H. Gualous
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Abstract

State of health monitoring for batteries is of utmost importance for efficient and secured operations. This work proposes a hybrid approach to forecast battery’s performance losses. Particularly, the proposed method combines the Kalman filter (KF) and Gaussian Process Regression (GPR) techniques to predict the battery capacity evolution with aging. The effectiveness of the approach is validated based on experimental data. Data are obtained testing four cells of lithium nickel manganese cobalt oxide. These cells are cycled using a dynamic current profile derived from the Worldwide Harmonized Light Vehicles Test Cycle (WLTC) under controlled temperature conditions. The proposed method is validated by comparing the actual End of Life (EoL) with the predicted, one obtained with different sections of the training dataset; 30%, 50% and 70%. The results show that the best average prediction error is obtained when the training data set is larger, and the aging trend is uniform. The results also show that the dispersion around the estimated EoL is lower when the training data set is larger. For seven of the twelve case studies, the estimated EoL is lower than the actual one, which is a conservative but good scenario for safety reasons.
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基于卡尔曼滤波和高斯过程回归的锂离子NMC电池健康状态预测
电池的健康状态监测对于高效安全运行至关重要。本研究提出了一种预测电池性能损失的混合方法。该方法结合了卡尔曼滤波(KF)和高斯过程回归(GPR)技术来预测电池容量随老化的变化。实验数据验证了该方法的有效性。数据是通过测试四种锂镍锰钴氧化物电池获得的。这些电池在受控温度条件下使用来自全球统一轻型车辆测试周期(WLTC)的动态电流曲线进行循环。通过比较实际的生命终点(EoL)与预测的EoL,通过训练数据集的不同部分获得的EoL,验证了所提出的方法;30%, 50%和70%。结果表明,当训练数据集较大且老化趋势均匀时,平均预测误差最佳。结果还表明,当训练数据集较大时,估计EoL周围的离散度较低。在12个案例研究中,有7个案例的估计EoL低于实际EoL,这是一个保守但出于安全原因的良好情况。
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