The Status of Ideas in Controversies on Public Policy. Analyzing Beliefs as Dependent Variables: A Case study on Harm Reduction Policies in Switzerland

Céline Mavrot
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引用次数: 7

Abstract

1 Introduction The question raised in this article is about how to theoretically and methodologically apprehend public policy controversies (1). More precisely, the role of ideas during public policy controversies between different policy coalitions is put into perspective. The starting point is the will to analytically construct ideas as dependent variables. Public policy scholars have underlined the confusion that lies at the heart of public policy analysis, where the status of ideas as causes or as variables is often blurred (Hassenteufel/Smith 2002: 60). When ideas are considered as independent variables, the analysis is likely to be more descriptive than explicative. In order to construct ideas as dependent variables, the focus has to be on the progressive formation of belief through the coalitions' adversarial activities. Hence, what will be questioned here is the process by which individuals do engage--or not-in public policy debate regarding harm reduction. We will not consider actors' engagement in a cause as unilaterally deriving from their beliefs. This line of questioning is closely linked to the ontological and epistemological choices. We assume that a processualist ontological stance is well-fitted to avoid the tautology induced by considering ideas as deja-la. By viewing militant commitment as a social and dynamic activity, a processualist focus highlights how ideas occur in the course of action (Fillieule 2001: 199-200). From this point of view, mobilized groups are by no means seen as preexisting entities driven by fixed ideas (Offerle 1994). This is particularly salient in the case of highly emotional controversies, where actors' ideas are often considered as if they had always existed. Furthermore, actors engaged in the same struggle do not necessarily share homogenous beliefs. Analyzing the heterogeneity of investments enables to understand the dynamics of the collective action (Mathieu 2004: 19). Similarly, the focus on the process of idea formation during policy controversies provides an opportunity to attain a deep understanding of the dynamics of the controversy. Analyzing ideas as dependent variables has important methodological repercussions. It shifts the location to where the explicative factors -and hence the data- are searched. The present reflection on public policy controversies is based on a case study research on harm reduction policies in matters of drug addiction in two Swiss cantons, Vaud and Geneva. The theoretical starting point of this study is the Advocacy Coalition Framework (ACF). Daniel Kubler (2000) has convincingly illustrated that this particular subject is well captured with the help of ACF's theoretical framework. The formulation of harm reduction policies are regularly the scene of sharp confrontations between policy coalitions, and ACF's concepts are particularly well-suited to the analysis of the Swiss multilevel politico-administrative system. Meanwhile, the benefits of using concepts from the social movement theory (Kubler 2001: 623) or the political sociology (Hassenteufel/Smith 2002: 63) in the public policy analysis has been asserted. The paper is structured as follows: In the first section, we review the contributions of the ACF to public policy analysis, and point out two theoretical points that appeared to be worth specification in the light of our case studies. These two points, already identified in the literature, concern the study of the long-term coalitions' birth and structuring process (Kubler 2001: 623; Schlager 1995), and the analysis of the specific arenas where the controversy takes place (Hassenteufel/Smith 2002:70-71; Muller 2006: 52). The second section is a theoretical discussion where we detail the concepts drawn from political sociology we used in our study. In the third section, we discuss the methodological operationalization of these concepts. We finally turn to the case studies on harm reduction policies. 2 Advocacy Coalition Framework By founding the Advocacy Coalition Framework at the end of the 1980s, Paul A. …
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观念在公共政策争议中的地位。作为因变量的信念分析:瑞士减少伤害政策的个案研究
本文提出的问题是关于如何从理论上和方法上理解公共政策争议(1)。更准确地说,不同政策联盟之间的公共政策争议中,观点的作用被透视了。出发点是将分析构建成因变量的想法的意愿。公共政策学者强调了公共政策分析核心的混乱,即思想作为原因或变量的地位往往是模糊的(Hassenteufel/Smith 2002: 60)。当想法被视为独立变量时,分析可能更多的是描述性的而不是解释性的。为了将想法构建为因变量,重点必须放在通过联盟的对抗活动逐步形成的信念上。因此,这里要讨论的问题是,个人参与或不参与有关减少危害的公共政策辩论的过程。我们不会认为行为者参与一项事业是单方面地出于他们的信仰。这条问题线与本体论和认识论的选择密切相关。我们假设过程主义的本体论立场是非常适合的,以避免因将观念视为deja-la而引起的同义反复。通过将战斗承诺视为一种社会的和动态的活动,过程主义者强调思想是如何在行动过程中发生的(Fillieule 2001: 199-200)。从这个角度来看,被动员的群体绝不被视为由固定观念驱动的预先存在的实体(Offerle 1994)。在高度情绪化的争议中,这一点尤其突出,因为演员的想法通常被认为是一直存在的。此外,参与同一斗争的行动者不一定拥有相同的信仰。分析投资的异质性有助于理解集体行动的动力(Mathieu 2004: 19)。同样,对政策争议中思想形成过程的关注为深入了解争议的动态提供了机会。将想法作为因变量进行分析具有重要的方法论影响。它将位置转移到搜索解释性因素的地方,从而转移到搜索数据的地方。目前对公共政策争议的反思是基于对瑞士沃州和日内瓦两个州在吸毒成瘾问题上减少危害政策的个案研究。本研究的理论起点是倡导联盟框架(ACF)。Daniel Kubler(2000)令人信服地说明,在ACF的理论框架的帮助下,这一特定主题被很好地捕捉到了。减少伤害政策的制定经常是政策联盟之间激烈对抗的场景,而ACF的概念特别适合于瑞士多层次政治行政系统的分析。同时,在公共政策分析中使用社会运动理论(Kubler 2001: 623)或政治社会学(Hassenteufel/Smith 2002: 63)概念的好处也得到了肯定。本文的结构如下:在第一部分中,我们回顾了ACF对公共政策分析的贡献,并根据我们的案例研究指出了两个值得说明的理论要点。这两点,已经在文献中确定,涉及长期联盟的诞生和结构过程的研究(Kubler 2001: 623;Schlager 1995),以及对争议发生的具体领域的分析(Hassenteufel/Smith 2002:70-71;Muller 2006: 52)。第二部分是理论讨论,我们详细介绍了我们在研究中使用的政治社会学概念。在第三部分中,我们讨论了这些概念的方法操作化。最后,我们转向关于减少伤害政策的案例研究。通过在20世纪80年代末创立倡导联盟框架,Paul A. ...
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The Status of Ideas in Controversies on Public Policy. Analyzing Beliefs as Dependent Variables: A Case study on Harm Reduction Policies in Switzerland Introduction: Think Tanks in Austria, Switzerland and Germany - A Recalibration of Corporatist Policy Making? The Third Sector and Labour Market Policy in Germany
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