The perils and promise of direct democracy: Labour ballot initiatives in the United States

Q2 Social Sciences King''s Law Journal Pub Date : 2023-09-18 DOI:10.1080/09615768.2023.2253593
Kate Andrias
{"title":"The perils and promise of direct democracy: Labour ballot initiatives in the United States","authors":"Kate Andrias","doi":"10.1080/09615768.2023.2253593","DOIUrl":null,"url":null,"abstract":"Click to increase image sizeClick to decrease image size Notes1 See Guy Davidov, Mark Freedland and Nicola Kountouris, ‘The Subjects of Labor Law: “Employees” and Other Workers’ in Matthew Finkin and Guy Mundlak (eds), Research Handbook in Comparative Labor Law (Edward Elgar Publishing 2015); Veena Dubal, ‘The New Racial Wage Code’ (2021) 15 Harv L Pol’y Rev 512, 529.2 The status of rideshare drivers may soon change given a recent decision from the National Labor Relations Board (NLRB), The Atlantic Opera Inc NLRB 10-RC-276292 (2023), and a pending rule from DOL, Employee or Independent Contractor Classification Under the Fair Labor Standards Act, 87 Fed Reg 62218 (proposed 13 October 2022) (to be codified at scattered sections of 29 CFR), both of which make it harder for firms to classify workers as independent contractors.3 However, they must do so consistent with federal antitrust law. See Chamber of Commerce v Seattle, 890 F3d 769 (9th Cir 2018) (striking down Seattle ordinance providing collective bargaining rights to ride share drivers for failing to fall within the state action exemption to federal antitrust law). But see Confederación Hípica de Puerto Rico, Inc. v. Confederación de Jinetes Puertorriqueños Inc 30 F4th 306, 313 (1st Cir 2022) (holding that the labour exemption from the antitrust laws, which exempts labour disputes that ‘concern[] terms or conditions of employment’ encompasses concerted action by independent contractors that relates to an employer—employee relationship).4 Dynamex Operations West Inc v Superior Court of Los Angeles County 4 Cal 5th 903 (2018) (adopting the so-called ‘ABC test,’ which allows employers to classify workers as independent contractors only if the worker is free from the employer’s control both in theory and in practice; the worker performs work outside of the employer’s usual course of business; and the worker is engaged in a customarily independent trade); see also Guy Davidov and Pnina Alon-Shenker, ‘The ABC Test: A New Model for Employment Status Determinations’ (2022) 51 Industrial L Rev 235, 236–37.5 AB5, 2019 Leg Sess (Cal 2019) (hereafter AB5).6 Dubal (n 1) 529.7 Josh Eidelson, ‘Teamsters Union Splits from Uber and Lyft on California Worker Rights Law’ (Bloomberg 25 July 25 2019) (describing Governor Newsom's efforts to get unions and platform companies to agree to a compromise). In its final form, the bill exempted some categories of workers, including insurance professionals, certain healthcare workers, other heavily licensed workers like lawyers and accountants. AB5 (n 5) § 2(b). The legislature also added an exemption for musical artists in September 2020. AB 2257, ch 38, 2019–2020 Reg Sess § 2780(a)(4)(C) (Cal 2020). It also allowed them to form collective bargaining agreements defining their employment status. Ibid. For a further discussion of the exemptions to the law, see Davidov and Alon-Shenker (n 4).8 AB5 (n 5) § 2(i)(3).9 AB5 (n 5) § 1.10 Cal Business & Professional Code § 16703. Liability under federal antitrust law could still apply.11 Alexia Fernández Campbell, ‘Uber and Lyft Have Launched a Campaign to Avoid Government Regulation in California’ (Vox 29 October 2019) <https://www.vox.com/identities/2019/10/29/20938109/ab5-uber-lyft-ballot-initiative-referendum> accessed 17 July 2023. For a detailed discussion of the campaign, see Dubal (n 1).12 ‘California Proposition 22, App-Based Drivers as Contractors and Labor Policies Initiative (2020)’ (Ballotpedia) <https://ballotpedia.org/California_Proposition_22,_App-Based_Drivers_as_Contractors_and_Labor_Policies_Initiative_(2020)> accessed 10 April 2022 (hereafter Ballotpedia, ‘Prop 22’).13 Josh Eidelson, ‘Uber, Lyft, DoorDash Put $90 Million to Possible Ballot War’ (Bloomberg 29 August 2019) <https://www.bloomberg.com/news/articles/2019-08-29/uber-lyft-pledge-60-million-to-possible-labor-law-ballot-fight?leadSource=uverify%20wall> accessed 17 July 2023.14 Campbell (n 11); Ballotpedia, ‘Prop 22’ (n 12).15 See Olson v State of California No 19-CV-10956, 2020 WL 905572 (CD Cal 10 Feb 2020); see also Complaint at 1–2, Olson 2020 WL 905572 (No 19-CV-10956) <https://oag.ca.gov/system/files/attachments/press-docs/2020-05-05%20-%20Filed%20Complaint.pdf> accessed 20 July 2023 (hereafter Olson Complaint).16 Complaint at 2–3, People of the State of California v Uber Technologies Inc No CGC-20-584402, 2020 WL 5422446 (City & County of San Francisco Super Ct 2020) <https://oag.ca.gov/system/files/attachments/press-docs/2020.05.05%20-%20Uber%20Lyft%20File-Stamped%20Complaint%5B1%5D.pdf>.17 Order at 32–33, People v Uber (n 16) <https://s3.documentcloud.org/documents/7032742/Order-on-Peoples-Motion.pdf> accessed 20 July 2023.18 Sasha Lekach, ‘Lyft and Uber Threaten to Stop Operating in CA if Forced to Make Drivers Employees’ (Mashable 12 August 2020) <https://mashable.com/article/lyft-uber-california-ab5-employees> accessed 20 July 2023.19 People v Uber (n 16) 316.20 Ballotpedia, ‘Prop 22’ (n 12).21 California Proposition 22, App-Based Drivers as Independent Contractors and Labor Policies Initiative 2021 § 7451 (hereafter Proposition 22).22 Ibid § 7453(a); see also ibid § § 745(d)(1) (defining ‘engaged time’).23 California only allows workers’ compensation for employees, not for independent contractors. Yellow Cab Cooperative Inc v Workers’ Compensation Appeals Bd 226 Cal App 3d 1288 (1991). Prop 22 does require the companies to purchase accident insurance, including income insurance, for their drivers, but does not bring the drivers under the purview of standard workers’ compensation. Proposition 22 (n 21) § 7455.24 Proposition 22 (n 21) § 7451 (expressly ensuring that rideshare drivers are considered independent contractors for the purpose of unemployment insurance).25 See Cal Labor Code § 246 (specifying that employees are entitled to sick leave); Cal Gov Code § 12945.2 (specifying that employees are entitled to family leave).26 Proposition 22 (n 21) § 7465(c)(4) (‘Any statute that authorizes any entity or organization to represent the interests of app-based drivers in connection with drivers’ contractual relationships with network companies, or drivers’ compensation, benefits, or working conditions, constitutes an amendment of this chapter and must be enacted in compliance with the procedures governing amendments consistent with the purposes of this chapter as set forth in subdivision (a) and subdivision (b) of this section.’).27 Caroline O’Donovan, ‘Uber and Lyft Spent Hundreds of Millions to Win Their Fight Over Workers’ Rights. It Worked.’ (BuzzFeed News 21 November 2020) <https://www.buzzfeednews.com/article/carolineodonovan/uber-lyft-proposition-22-workers-rights> accessed 20 July 2023.28 State of California, Official Voter Information Guide (2020) 58–59 <https://vig.cdn.sos.ca.gov/2020/general/pdf/complete-vig.pdf> accessed 20 July 2023 (hereafter State of California Voter Guide).29 Ibid.30 Ibid.31 Ibid.32 ‘Yes on Proposition 22’ on WayBack Machine <https://web.archive.org/web/20210218005228/https://yeson22.com/> as updated 18 February 2021, accessed 20 July 2023.33 Ibid.34 Christine Roher, ‘Drivers on Both Sides of Prop 22: What They Want Voters to Know’ (NBC Los Angeles 19 October 2020) <https://www.nbclosangeles.com/investigations/randy-responds/drivers-on-both-sides-of-prop-22-what-they-want-voters-to-know/2446288/> accessed 20 July 2023.35 Ibid.36 Lauren Hepler, ‘Uber, Lyft and Why California’s War Over Gig Work Is Just Beginning’ (Cal Matters 13 August 2020) <https://calmatters.org/economy/2020/08/california-gig-work-ab5-prop-22/> last updated 21 August 2020, accessed 20 July 2023.37 Dana Kerr, ‘Uber Drivers Sue, Say Company ‘Coerced’ Them to Support Prop 22’ (CNET 23 October 2020) <https://www.cnet.com/tech/mobile/uber-drivers-sue-they-say-company-coerced-them-to-support-prop-22/> accessed 20 July 2023.38 Sam Harnett (@SamWHarnett) (Twitter 19 October 2020, 2:58 PM) <https://twitter.com/SamWHarnett/status/1318265349964394496> accessed 20 July 2023.39 Dara Khosrowshahi, ‘The High Cost of Making Drivers Employees’ (Uber 5 October 2020), https://www.uber.com/newsroom/economic-impact/.40 Sasha Lekach, ‘Future of Uber, Lyft on the Line in Fight to Keep Drivers from Becoming Employees’ (Mashable 24 October 2020) <https://mashable.com/article/uber-lyft-california-prop-22-gig-workers> accessed 20 July 2023.41 James Vincent, ‘Uber Is Spamming Users with Political Push Notifications Ahead of a Key Gig Worker Vote’ (The Verge 15 October 2020) <https://www.theverge.com/2020/10/15/21517316/uber-spamming-user-political-push-notifications-prop-22-vote> accessed 20 July 2023.42 Sam Harnett, ‘Prop. 22 Explained: Why Gig Companies Are Spending Huge Money on an Unprecedented Measure’ (KQED 26 October 2020) <https://www.kqed.org/news/11843123/prop-22-explained-why-gig-companies-are-spending-huge-money-on-an-unprecedented-measure> last updated 4 November 2020, accessed 20 July 2023.43 Dubal (n 1) 537–39.44 Ibid.45 Ibid.46 Ballotpedia, ‘Prop 22’ (n 12); Dubal (n 1) 541.47 State of California Voter Guide (n 28) 59.48 Ibid.49 Johana Bhuiyan, Liam Dillon and Margot Roosevelt, ‘Uber, Lyft Warn They’ll Take the Right Over Drivers’ Status to California Voters’ (LA Times 29 August 2019) <https://www.latimes.com/business/technology/story/2019-08-29/ab5-uber-lyft-newsom-lorena-gonzalez-ballot-tony-west> accessed 20 July 2023.50 Campbell (n 11).51 Ibid (quoting driver Christian Perrea).52 Roher (n 34).53 State of California Voter Guide (n 28) 59.54 Roher (n 34) (quoting Christian Perrea).55 State of California Voter Guide (n 28) 59; see also Dubal (n 1) 540 (discussing the racial justice organising by drivers).56 Dubal (n 1) 544–549.57 Ibid 542, 546.58 Ballotpedia, ‘Prop 22’ (n 12).59 See Cal. Sec. of State, Report of Registration (19 October 2020), <https://www.sos.ca.gov/elections/report-registration/15day-gen-2020> accessed 8 August 2023; Press Release: Secretary of State Padilla Certifies November General Election Results (16 December 2016) <https://www.sos.ca.gov/administration/news-releases-and-advisories/2016-news-releases-and-advisories/secretary-state-padilla-certifies-november-general-election-results> accessed 8 August 2023.60 Faiz Siddiqui and Nitasha Tiku, ‘Uber and Lyft Used Sneaky Tactics to Avoid Making Drivers Employees in California, Voters Say. Now, They’re Going National.’ (Washington Post 17 November 2020) <https://www.washingtonpost.com/technology/2020/11/17/uber-lyft-prop22-misinformation/> accessed 8 August 2023.61 Brian Chen & Laura Padin, ‘Prop 22 Was a Failure for California’s App-Based Workers. Now, It’s Also Unconstitutional.’ (Nat’l Emp Law Project 16 September 2021) <https://www.nelp.org/blog/prop-22-unconstitutional/> accessed 20 July 2023.62 Ibid (citing Castellanos v California Case No RG21088725, 2021 WL 373095 at *2–4 (Alameda Co Sup Ct 20 August 2021) (hereafter Castellanos v California Trial Court Opinion).63 The Court of Appeal affirmed the Superior Court’s finding that Prop 22 does not violate the single-subject rule. Castellanos v State of California 35 Cal Rptr 3d 717, 737–42 (2023), as modified 12 April 2023 (hereafter Castellanos v State Appellate Court Opinion). The issue of the amendment procedure was not considered on appeal.64 Castellanos v State of California, S-279622 (Cal S Ct granted 28 June 2023) (granting review only on the subject of whether the workers compensation implications of Prop 22 conflict with the California Constitution’s grant of workers’ compensation authority to the legislature). [eds: will need to check for litigation updates before publication]65 AB257 2022 Leg Sess (Cal 2022).66 Medora Lee, ‘Not So Fast. A Million Signatures Delay California's Fast-Food Bill for a Vote in 2024’ (USA Today 14 December 2022) <https://www.usatoday.com/story/money/business/2022/12/14/california-fast-food-law-blocked-voters-decide-2024/10891862002/> accessed 23 July 2023.67 ‘Californians Will Vote on Whether to Overturn Fast Food Law’ (AP News 24 January 2023) <https://apnews.com/article/california-sacramento-business-minimum-wage-0d475e405ca50e9d60c20a4663643b5e> accessed 23 July 2023; Suhuana Hussain, ‘‘I Feel Duped’: Inside the Fast-Food Industry's Push to Dismantle a New California Labor Law’ (LA Times 13 July 2023) <https://www.latimes.com/business/story/2023-07-13/fast-food-workers-rally-as-california-lawmakers-hold-controversial-franchise-liability-bill> accessed 23 July 2023 (documenting misleading messaging by signature gatherers who claimed referendum would raise wages).68 As of the time of publication, it appears a settlement has been reached under which the companies will agree to a significant wage increase and will withdraw their referendum in exchange for several changes to the state's employment laws, including the new law that created a worker council and imposed joint liability on franchisors.69 Jessica Bulman-Pozen and Miriam Seifter, ‘The Democracy Principle in State Constitutions’ (2021) 119 Michigan L Rev 859, 877; see also John G Matsusaka, For the Many or for the Few: The Initiative, Public Policy, and American Democracy (Princeton UP 2004) ix.70 Bulman-Pozen and Seifter (n 68) 861–62; Arthur Lupia and John G Matsusaka, ‘Direct Democracy: New Approaches to Old Questions’ (2004) 7 Annual Rev Pol Sci 463, 465.71 Bulman-Pozen and Seifter (n 68) 876.72 Ibid 877. Florida, Illinois, and Mississippi recognise the initiative but not the referendum, while Maryland and New Mexico recognise the referendum but not the initiative. The referendum is typically framed as a withholding of power from the legislature and is not subject to the gubernatorial veto. Ibid.73 Lupia and Matusaka (n 69) 466..74 Ibid; see also, e.g., Mo. Const. art. III, §§ 50, 53.75 Lupia and Matusaka (n 69) 466.76 See, e.g., Mont. Const. art. III, § 4 (discussing distributional requirements for statutory initiatives); Mont. Const. art. XIV, § 9 (discussing distributional requirements for constitutional initiatives).77 Cal. Const. art. I, § 8–12.78 Daniel A. Smith and Dustin Fridkin, ‘Delegating Direct Democracy: Interparty Legislative Competition’ (2008) 102 Am Political Science Rev 333, 333. The movement was particularly strong in the American West; 80% of states with direct democracy measures are in the West. Glen Gendzel, ‘The People versus the Octopus: California Progressives and the Origins of Direct Democracy (2013) 37 Siecles 1, 1 <http://journals.openedition.org.ezproxy.cul.columbia.edu/siecles/1109> accessed 21 July 2023.79 William Novak, A New Democracy: The Creation of the Modern American State (Harvard UP 2022) 22; J. Fred Silva, The California Initiative Process: Background and Perspective, Public Policy Institute of California (2000) 1; John Dinan and Jac C. Heckelman, ‘Support for Progressive Reforms: Evidence from California’s 1911 Referenda’ (2020) 51 J for Interdisciplinary Hist 209, 209.80 Dinan and Heckelman (n 78) 214.81 Ibid 209.82 Ibid; Glen Gendzel (n 77) 2.83 California Proposition 10: Work-Related Injury Compensation Amendment 1911. California passed a similar amendment via initiative again in 1918. California Proposition 23: Empowers the Legislature to Establish a System of Workmen's Compensation 1918.84 California Proposition 5: State Employee Retirement Salaries Amendment 1930.85 California Proposition 2: Unemployment Relief Fund Bond Measure 1933; California Proposition 23: $24 Million in Bonds for Unemployment Relief 1934.86 Oregon Measure 1, Women’s Suffrage Amendment (1912) (Ballotpedia) <https://ballotpedia.org/Oregon_Measure_1,_Women%27s_Suffrage_Amendment_(1912)> accessed 24 July 2023.87 North Dakota 1918 Ballot Measures (Ballotpedia) <https://ballotpedia.org/North_Dakota_1918_ballot_measures> accessed 24 July 2023.88 This section examines state ballot initiatives directly pertaining to the workplace dating back to 2008 as collected by Ballotpedia, https://ballotpedia.org/Main_Page> accessed 14 August 2023. It also considers some local initiatives relating to the workplace, and earlier state initiatives, as documented in the secondary literature.89 April Corbin Girnus, ‘Nevada Sheds Two-Tiered Minimum Wage, Puts $12 per Hour Floor in Constitution’ (Nevada Current 11 November 2022) <https://www.nevadacurrent.com/2022/11/11/nevada-sheds-two-tiered-minimum-wage-puts-12-per-hour-floor-in-constitution/> accessed 21 July 2023.90 Kate Andrias, ‘The New Labor Law’ (2016) 126 Yale L J 2, 8.91 New Jersey Public Question 2, Constitutional Amendment to Set a State Minimum Wage With Annual Cost of Living Increases 2013; Alaska Ballot Measure 3, An Act Increasing the Alaska Minimum Wage to $8.75 Per Hour 2014; Arkansas Issue 5, An Act to Increase the Arkansas Minimum Wage 2014; Illinois Minimum Wage Increase Referendum Act 2014; South Dakota Initiated Measure 18, Increase the State Minimum Wage 2014; Nebraska Initiative 425, Minimum Wage Increase 2014; Nebraska Initiative 433, Minimum Wage Increase 2022; Arizona Proposition 206, The Fair Wages and Healthy Families Act 2016; Colorado Amendment 70, $12 Minimum Wage Amendment 2016; Maine Question 4, An Act to Raise the Minimum Wage 2016; South Dakota Referendum 20, An Act Lowering the Youth Minimum Wage 2016; Washington Initiative 1443, Fair Labor Standards 2016; Arkansas Issue 5, $11 Minimum Wage Increase Initiative 2018; Missouri Proposition B, Gradual Minimum Wage Increase to $12 Initiative 2018; Florida Amendment 2, Raising Florida’s Minimum Wage 2020; District of Columbia Initiative 82, Increase Minimum Wage for Tipped Employees Measure 2022; Nebraska Initiative 433 Minimum Wage Increase Initiative 2022; Nevada Question 2, Minimum Wage Amendment 2022.92 Nevada Question 2, Minimum Wage Amendment 2022.93 Justin Wm. Moyer, ‘D.C. Voters Approved Higher Minimum Wage for Tipped Workers’ (Washington Post 8 November 2022) <https://www.washingtonpost.com/dc-md-va/2022/11/08/dc-initiative-82-results-wage/> accessed 21 July 2023.94 Dave Jamieson, ‘Voters in Portland, Maine Reject $18 Minimum Wage, Vote to Keep Tipped Rate’ (Huffington Post 9 November 2022) <https://www.huffpost.com/entry/portland-maine-voters-reject-18-minimum-wage_n_6361732ce4b045895a9734af/> accessed 21 July 2023.95 Colorado Amendment A, Removal of Exception to Slavery Prohibition for Criminals Amendment 2018.96 Nicholas Bogel-Burroughs, ‘Why a Question About Slavery Is Now on the Ballot in 5 States’ (NY Times 22 October 2022) <https://www.nytimes.com/2022/10/22/us/prison-labor-slavery-ballot-measures.html?smid=nytcore-ios-share&referringSource=articleShare> accessed 21 July 2023.97 Alabama Recompiled Constitution Ratification Question 2022; Oregon Measure 112, Remove Slavery as Punishment for Crime from Constitution Amendment 2022; Tennessee Constitutional Amendment 3, Remove Slavery as Punishment for Crime from Constitution Amendment 2022; Vermont Proposal 2, Prohibit Slavery and Indentured Servitude Amendment 2022; Aaron Morrison, ‘Voters in 4 States Reject Slavery, Involuntary Servitude as Punishment for Crime’ (PBS.org 9 November 2022) <https://www.pbs.org/newshour/politics/voters-in-4-states-reject-slavery-involuntary-servitude-as-punishment-for-crime> accessed 12 July 2023.98 Ibid.99 See Benjamin I. Sachs, ‘Despite Preemption: Making Labor Law in Cities and States’ (2011) 124 Harv L Rev 1153, 1154–55.100 Arizona Proposition 113, Right to Secret Ballot Voting Amendment 2010; South Carolina Amendment 2, Secret Union Voting Amendment 2010; South Dakota Amendment K, Vote by Secret Ballot 2010; Utah Amendment A, Vote by Secret Ballot 2010; Alabama Amendment 7, Secret Ballot Amendment 2012.101 Employee Free Choice Act, HR 1409, 111th Cong (2009); see also Benjamin Sachs and Sharon Block, Clean Slate for Worker Power: Building a Just Economy and Democracy [2020] Labor and Worklife Program: Harvard Law School (proposing card-check law reform).102 Dana Corp 356 NRLB No 49 (2010) (upholding validity of neutrality agreement between union and employer against legal challenge).103 NLRB v Gissel 395 US 575, 595–600 (1969) (holding that union can establish majority status without a secret ballot through cards, and that the NLRB can issue a bargaining order based on that status where the employer has committed significant unfair labour practices); Cemex Constr. Materials, 372 NLRB No 130 (2023) (holding that bargaining orders are appropriate when employers engage in serious unfair labour practices that tend to make a free and fair election unlikely).104 The NLRB brought a facial challenge against the Arizona initiative on preemption grounds; it was rejected, with the court noting that preemption analysis would depend on how the law is applied. Nat'l Lab Rels Bd v Arizona No CV 11-00913-PHX-FJM, 2012 WL 3848400, *7 (D Ariz 5 September 2012); Press Release: ‘Federal Judge Foresees Potential Constitutional Conflict in Arizona “Secret Ballot” Amendment but Says It Depends on How Amendment Is Applied’ (NLRB Office of Public Affairs 6 September 2012) <https://www.nlrb.gov/news-outreach/news-story/federal-judge-foresees-potential-constitutional-conflict-in-arizona-secret> accessed 22 July 2023. Ultimately, however, the states appear to have agreed to enforce the law consistent with NLRB precedent: employers can consent to union representation based on a card check, but can't be forced to accept it.105 California Proposition 32, Political Contributions by Payroll Deduction 2012 (prohibiting political contributions by payroll deduction and failing to pass with 43.7% yes votes); see also ‘Prop 32: Ban on Political Contributions from Payroll Deductions Initiative (2012) (Ballotpedia) <https://ballotpedia.org/California_Proposition_32,_Ban_on_Political_Contributions_from_Payroll_Deductions_Initiative_(2012)> accessed 22 July 2023 (describing nature of opposition and support).106 California Proposition 75, Require Consent for Political Contributions from Payroll Deductions Initiative 2005; California Proposition 226, Ban on Political Contributions from Payroll Deductions Initiative 1998.107 Colorado Amendment 49: Prohibition of Paycheck Deductions Initiative 2008 (failing with 39.2% of votes).108 Andy Vuong ‘Amendment 54’s Fate Still in Doubt’ (The Denver Post 5 November 2008).109 Dallman v Ritter 235 P3d 610 (2010).110 Alabama Amendment 8, Right to Work Amendment 2016; Tennessee Amendment 1, Right-to-Work Amendment 2022.111 Colorado Amendment 47, Initiative, Prohibition on Mandatory Labor Union Membership and Dues 2008; Virginia Question 1: Right-to-Work Amendment 2016. Virginia is a right-to-work state by statute, see Va Code Ann § 40.1-58; the ballot initiative would have amended the constitution to require right-to-work.112 Missouri Right to Work Initiative 2022.113 Ohio Issue 2, Referendum on New Law Relative to Government Union Contracts and Other Government Employment Contracts and Policies 2011.114 Oregon Measure 60, Teacher ‘Classroom Performance,’ Not Seniority, Determines Pay Raises; ‘Most Qualified’ Teachers Retained, Regardless of Seniority 2008 (hereafter Oregon Measure 60); South Dakota Referred Law 16, An Act Concerning Teachers 2012 (hereafter South Dakota Referred Law 16).115 South Dakota Measure 60 (n 113); South Dakota Referred Law 16 (n 113).116 Adam Cotterell, ‘Idaho Voters Resoundingly Reject Propositions 1, 2 And 3’ (StateImpact) <https://stateimpact.npr.org/idaho/tag/propositions-1-2-3/> accessed 13 July 2023; see also Idaho Proposition 1, Popular Referendum, Referendum to Approve or Reject Legislation Limiting Negotiated Agreements Between Teachers and Local School Boards and Ending the Practice of Issuing Renewable Contracts 2012; Idaho Proposition 2, Referendum to Approve or Reject Legislation Providing Teacher Performance Pay Based on State-Mandated Test Scores, Student Performance, Hard-to-Fill Positions and Leadership 2012.117 Jeremy Gorner and Jake Sheridan, ‘Fundamental Right of Workers to Organize Being Added to Illinois Constitution’ (Chicago Tribune 15 November 2022) <https://www.chicagotribune.com/politics/elections/ct-worker-rights-illinois-constitutional-amendment-passes-20221115-4id3pwktsvdslfueavha5osgsa-story.html> accessed 23 July 2023.118 Michigan Proposal 4, A Proposal to Amend the State Constitution to Establish the Michigan Quality Home Care Council 2012; Michigan Proposal 2, ‘Protect Our Jobs’ Amendment 2012 (Michigan).119 South Dakota Initiated Measure 23, Right for Organizations to Charge Fees for Services 2016.120 North Dakota Statutory Measure 4, Workforce Safety and Insurance Agency 2008; Louisiana Amendment 9, Reversal or Modification of Workers’ Compensation Judgments 2010.121 ‘North Dakota Workforce Safety and Insurance Agency Initiative, Measure 4 (2008)’ (Ballotpedia) <https://ballotpedia.org/North_Dakota_Workforce_Safety_and_Insurance_Agency_Initiative,_Measure_4_(2008)#cite_note-6> accessed 25 July 2023.122 Florida Amendment 9, Prohibition of Offshore Oil and Gas Drilling and Prohibition on Vaping in Enclosed Indoor Workplaces Amendment 2018.123 Louisiana Amendment 7, Retirement Fund Investment 2008 (failed amendment proposing to allow funds reserved for the payment of post-employment benefits, other than pensions, to be invested in equities); South Carolina Amendment 2, Investment of Funds for Post-Employment Benefits for State Employees and Public School Teachers in Equity Securities 2008 (failed amendment proposing to allow funds of any political subdivision of the State to be invested in equities); South Carolina Amendment 3, Investment of Funds for Post-Employment Benefits for Employees of Political Subdivisions 2008 (failed amendment proposing to allow local government authorities to invest funds in equity securities); Louisiana Amendment 6, Two-Thirds Vote to Change Public Retirement Systems 2010 (successful amendment proposing that a two-thirds vote be needed to enact a retirement benefit that has an actuarial cost for a public retirement system); Arizona Proposition 125, Corrections Officer Retirement Plan Amendment 2018 (successful amendment proposing a defined-benefit retirement plan for correctional officers, probation officers, and surveillance officers in Arizona).124 Lupia and Matsusaka (n 69) 464.125 Bruce Cain, Democracy More or Less: America’s Political Reform Quandary (CUP 2015) 7.126 Christopher Achen and Larry M Bartels, Democracy for Realists (Princeton UP 2016) 53 (describing this view while critiquing it).127 Lupia and Matsusaka (n 69) 475.128 Lupia and Matsusaka (n 69) 477.129 Bulman-Pozen and Seifter (n 69) 861–62; Miriam Seifter, ‘State Institutions and Democratic Opportunity’ (2022) 72 Duke L J 275, 280.130 Achen and Bartels (n 125) 52–89 (exploring the pitfalls of popular control through ballot initiatives).131 Ibid 75, 86; Daniel A. Smith, ‘Peeling Away the Populist Rhetoric: Toward a Taxonomy of Anti-Tax Ballot Initiatives’ (2004) 24 Pub Budgeting & Fin 88, 90–91.132 Derrick A Bell, ‘The Referendum: Democracy’s Barrier to Racial Equality’ (1978) 54 Wash L Rev 1, 10.133 Smith (n 130) 88.134 See First Nat’l Bank of Boston v. Bellotti, 435 US 765, 767 (1978); see also Fed Election Comm’n v Wisconsin Right to Life Inc, 551 U.S. 449, 476–78 (2007) (holding that federal laws prohibiting corporate spending on electioneering communications were unconstitutional as applied to issue advocacy advertisements); Citizens United v Fed Election Comm’n, 558 US 310, 365–66 (2010) (striking down multiple federal election laws, including one that prohibited corporations and unions from advocating the election or defeat of a particular candidate).135 Lupia and Matsusaka (n 69) 71–72; Matsusaka (n 68) 54. Lupia and Matsusaka note that interest groups may be able to offer more direct benefits to legislators in exchange for their votes.136 Richard Briffault, ‘Ballot Propositions and Campaign Finance Reform’ (1997) 1 NYU J Legis & Pub Pol’y 41, 50. It is unclear whether partisanship plays more of a role in voters’ ultimate decisions than money, in part because political parties have themselves often been captured by elite interests. Achen and Bartels (n 125) 61–62.137 Michael S Kang, ‘Democratizing Direct Democracy: Restoring Voter Competence Through Heuristic Cues and “Disclosure Plus”’ (2003) 50 UCLA L Rev 1141, 1149–50.138 See Briffault (n 135) 50–51.139 Daniel H Lowenstein, ‘Campaign Spending and Ballot Propositions: Recent Experience, Public Choice Theory and the First Amendment’ (1982) 29 UCLA L Rev 505, 589 n314; see also Briffault (n 135) 54 n64 (describing Lowenstein’s argument while noting the limitations on the evidence supporting it).140 See Lupia and Matsusaka (n 69) 470 (collecting several studies coming to this conclusion).141 Ibid 471.142 Elisabeth R. Gerber, The Populist Paradox: Interest Group Influence and the Promise of Direct Legislation (Princeton UP 1999) 104.143 Lupia and Matsusaka (n 69) 473–74; see also Elisabeth R. Gerber, ‘Legislative Response to the Threat of Popular Initiatives’ (1996) 40 Midwest Pol Sci Ass’n 99 (examining parental consent laws in abortion context and concluding that states with initiative processes have legislators that vote closer to the median voter).144 Achen and Bartels (n 125) 80–81; see also David S. Broder, Democracy Derailed: Initiative Campaigns and the Power of Money (Mariner Books 2001) 241–42 (initiatives can be spearheaded by anyone with money, accountable or not).145 William Franko, Caroline J Tolbert and Christopher Witko, ‘Inequality, Self-Interest, and Public Support for “Robin Hood” Tax Policies’ (2013) 66 Pol Rsch Q 923, 930 (finding that, in a Washington state initiative to increase taxes on the wealthy, a voter’s income and a voter’s beliefs about inequality both played a strong role in predicting that person’s vote); Shaun Bowler and Todd Donovan, Demanding Choices: Opinion, Voting, and Direct Democracy (U of Michigan Press 1998) 12–14 (collecting such analyses); Lupia and Matsusaka (n 69) 468.146 Achen and Bartels (n 125) 85 (showing that voters may vote for policies like term limits that sound facially pro-democratic but that some argue reduce legislative effectiveness); David O Sears and Jack Citrin, Tax Revolt: Something for Nothing in California (Harvard UP 1985) 258–59 (discussing voters’ support for ‘something for nothing’ initiatives that promise reforms without funding them).147 Bowler and Donovan (n 144) 13.148 Lupia and Matsusaka (n 69) 468.149 See Richard L. Hasen, ‘A Constitutional Right to Lie in Campaigns and Elections?’ (2013), 74 Mont L Rev 53.150 Amina Dunn, ‘Most Americans Support a $15 Federal Minimum Wage’ (Pew Research Center 22 April 2021) <https://www.pewresearch.org/short-reads/2021/04/22/most-americans-support-a-15-federal-minimum-wage/> accessed 8 August 2023.151 Seifter (n 128) 312–13.152 Bell (n 131) 10.153 Lawrence LeDuc, The Politics of Direct Democracy (Broadview Press 2003) 150–51 (describing California initiatives that targeted racial minorities, including one that would have made English the official language of the state and another that attempted to bar undocumented children from the state’s educational system); Brad Sears, Christy Mallory and Nan D Hunter, ‘“Voters” Initiatives to Repeal or Prevent Laws Prohibiting Employment Discrimination Against LGBT People, 1974-Present’ [2009] UCLA: The Williams Institute 15-1 to -2. Sears et al. documented 120 proposed ballot measures seeking to repeal anti-discrimination protections for LGBTQ people between 1974 and 2009. Ibid.154 Todd Donovan and Caroline Tolbert, ‘Do Popular Votes on Rights Create Animosity Toward Minorities?’ (2013) 66 Pol Rsch Q 910, 910.155 Ibid.156 Zoltan L Hajnal, Elisabeth R Gerber and Hugh Louch, ‘Minorities and Direct Legislation: Evidence from California Ballot Proposition Elections’ (2002) 64 J of Politics 154, 156.157 Richard J Powell, ‘Social Desirability Bias in Polling on Same-Sex Marriage Ballot Measures’ (2013) 41 American Politics Research 1052, 1053. Professor Powell’s study notes that desirability bias appeared to cause polling on initiatives about minority rights to overrepresent the supportiveness of the voting public, lending some credence to Bell’s hypothesis that individual voters, who cast their vote in the privacy of the voting box, are not subject to the same moderating or shaming pressures as politicians, who vote publicly.158 Dylan Lysen, Laura Ziegler and Blaise Mesa, ‘Voters in Kansas Decide to Keep Abortion Legal in the State, Rejecting an Amendment’ (NPR 3 August 2022) <https://www.npr.org/sections/2022-live-primary-election-race-results/2022/08/02/1115317596/kansas-voters-abortion-legal-reject-constitutional-amendment> accessed 22 July 2023.159 Michael Wines, ‘Ohio Voters Reject Constitutional Change Intended to Thwart Abortion Amendment’ (NY Times 8 August 2023) < https://www.nytimes.com/2023/08/08/us/ohio-election-issue-1-results.html> accessed 14 August 2023.160 Seifter (n 128) 334–35.161 Ibid 346.162 Gerber (n 141) 25.163 Ibid.164 Jana Kasperkevic, ‘Can Minimum Wage Be Used as an Incentive for Voting in Future Elections?’ (The Guardian 9 November 2014) <https://www.theguardian.com/money/2014/nov/09/minimum-wage-initiatives-voter-turnout-success-alaska-arkansas-nebraska> accessed 25 July 2023. Data is mixed on whether high salience initiatives always increase turnout. For example, Michigan and Vermont both had higher turnout during their 2022 midterm elections than they had for prior midterms with abortion initiatives on the ballot, but in other states with such initiatives, voter turnout remained relatively low, even as the initiatives passed. Veronica Stracqualursi, Devan Cole and Paul LeBlanc, ‘Voters Deliver Ringing Endorsement of Abortion Rights on Midterm Ballot Initiatives Across the US,’ (CNN 9 November 2022) <https://www.cnn.com/2022/11/09/politics/abortion-rights-2022-midterms/index.html> accessed 8 August 2023.","PeriodicalId":38410,"journal":{"name":"King''s Law Journal","volume":"185 1","pages":"0"},"PeriodicalIF":0.0000,"publicationDate":"2023-09-18","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"King''s Law Journal","FirstCategoryId":"1085","ListUrlMain":"https://doi.org/10.1080/09615768.2023.2253593","RegionNum":0,"RegionCategory":null,"ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"","PubModel":"","JCR":"Q2","JCRName":"Social Sciences","Score":null,"Total":0}
引用次数: 0

Abstract

Click to increase image sizeClick to decrease image size Notes1 See Guy Davidov, Mark Freedland and Nicola Kountouris, ‘The Subjects of Labor Law: “Employees” and Other Workers’ in Matthew Finkin and Guy Mundlak (eds), Research Handbook in Comparative Labor Law (Edward Elgar Publishing 2015); Veena Dubal, ‘The New Racial Wage Code’ (2021) 15 Harv L Pol’y Rev 512, 529.2 The status of rideshare drivers may soon change given a recent decision from the National Labor Relations Board (NLRB), The Atlantic Opera Inc NLRB 10-RC-276292 (2023), and a pending rule from DOL, Employee or Independent Contractor Classification Under the Fair Labor Standards Act, 87 Fed Reg 62218 (proposed 13 October 2022) (to be codified at scattered sections of 29 CFR), both of which make it harder for firms to classify workers as independent contractors.3 However, they must do so consistent with federal antitrust law. See Chamber of Commerce v Seattle, 890 F3d 769 (9th Cir 2018) (striking down Seattle ordinance providing collective bargaining rights to ride share drivers for failing to fall within the state action exemption to federal antitrust law). But see Confederación Hípica de Puerto Rico, Inc. v. Confederación de Jinetes Puertorriqueños Inc 30 F4th 306, 313 (1st Cir 2022) (holding that the labour exemption from the antitrust laws, which exempts labour disputes that ‘concern[] terms or conditions of employment’ encompasses concerted action by independent contractors that relates to an employer—employee relationship).4 Dynamex Operations West Inc v Superior Court of Los Angeles County 4 Cal 5th 903 (2018) (adopting the so-called ‘ABC test,’ which allows employers to classify workers as independent contractors only if the worker is free from the employer’s control both in theory and in practice; the worker performs work outside of the employer’s usual course of business; and the worker is engaged in a customarily independent trade); see also Guy Davidov and Pnina Alon-Shenker, ‘The ABC Test: A New Model for Employment Status Determinations’ (2022) 51 Industrial L Rev 235, 236–37.5 AB5, 2019 Leg Sess (Cal 2019) (hereafter AB5).6 Dubal (n 1) 529.7 Josh Eidelson, ‘Teamsters Union Splits from Uber and Lyft on California Worker Rights Law’ (Bloomberg 25 July 25 2019) (describing Governor Newsom's efforts to get unions and platform companies to agree to a compromise). In its final form, the bill exempted some categories of workers, including insurance professionals, certain healthcare workers, other heavily licensed workers like lawyers and accountants. AB5 (n 5) § 2(b). The legislature also added an exemption for musical artists in September 2020. AB 2257, ch 38, 2019–2020 Reg Sess § 2780(a)(4)(C) (Cal 2020). It also allowed them to form collective bargaining agreements defining their employment status. Ibid. For a further discussion of the exemptions to the law, see Davidov and Alon-Shenker (n 4).8 AB5 (n 5) § 2(i)(3).9 AB5 (n 5) § 1.10 Cal Business & Professional Code § 16703. Liability under federal antitrust law could still apply.11 Alexia Fernández Campbell, ‘Uber and Lyft Have Launched a Campaign to Avoid Government Regulation in California’ (Vox 29 October 2019) accessed 17 July 2023. For a detailed discussion of the campaign, see Dubal (n 1).12 ‘California Proposition 22, App-Based Drivers as Contractors and Labor Policies Initiative (2020)’ (Ballotpedia) accessed 10 April 2022 (hereafter Ballotpedia, ‘Prop 22’).13 Josh Eidelson, ‘Uber, Lyft, DoorDash Put $90 Million to Possible Ballot War’ (Bloomberg 29 August 2019) accessed 17 July 2023.14 Campbell (n 11); Ballotpedia, ‘Prop 22’ (n 12).15 See Olson v State of California No 19-CV-10956, 2020 WL 905572 (CD Cal 10 Feb 2020); see also Complaint at 1–2, Olson 2020 WL 905572 (No 19-CV-10956) accessed 20 July 2023 (hereafter Olson Complaint).16 Complaint at 2–3, People of the State of California v Uber Technologies Inc No CGC-20-584402, 2020 WL 5422446 (City & County of San Francisco Super Ct 2020) .17 Order at 32–33, People v Uber (n 16) accessed 20 July 2023.18 Sasha Lekach, ‘Lyft and Uber Threaten to Stop Operating in CA if Forced to Make Drivers Employees’ (Mashable 12 August 2020) accessed 20 July 2023.19 People v Uber (n 16) 316.20 Ballotpedia, ‘Prop 22’ (n 12).21 California Proposition 22, App-Based Drivers as Independent Contractors and Labor Policies Initiative 2021 § 7451 (hereafter Proposition 22).22 Ibid § 7453(a); see also ibid § § 745(d)(1) (defining ‘engaged time’).23 California only allows workers’ compensation for employees, not for independent contractors. Yellow Cab Cooperative Inc v Workers’ Compensation Appeals Bd 226 Cal App 3d 1288 (1991). Prop 22 does require the companies to purchase accident insurance, including income insurance, for their drivers, but does not bring the drivers under the purview of standard workers’ compensation. Proposition 22 (n 21) § 7455.24 Proposition 22 (n 21) § 7451 (expressly ensuring that rideshare drivers are considered independent contractors for the purpose of unemployment insurance).25 See Cal Labor Code § 246 (specifying that employees are entitled to sick leave); Cal Gov Code § 12945.2 (specifying that employees are entitled to family leave).26 Proposition 22 (n 21) § 7465(c)(4) (‘Any statute that authorizes any entity or organization to represent the interests of app-based drivers in connection with drivers’ contractual relationships with network companies, or drivers’ compensation, benefits, or working conditions, constitutes an amendment of this chapter and must be enacted in compliance with the procedures governing amendments consistent with the purposes of this chapter as set forth in subdivision (a) and subdivision (b) of this section.’).27 Caroline O’Donovan, ‘Uber and Lyft Spent Hundreds of Millions to Win Their Fight Over Workers’ Rights. It Worked.’ (BuzzFeed News 21 November 2020) accessed 20 July 2023.28 State of California, Official Voter Information Guide (2020) 58–59 accessed 20 July 2023 (hereafter State of California Voter Guide).29 Ibid.30 Ibid.31 Ibid.32 ‘Yes on Proposition 22’ on WayBack Machine as updated 18 February 2021, accessed 20 July 2023.33 Ibid.34 Christine Roher, ‘Drivers on Both Sides of Prop 22: What They Want Voters to Know’ (NBC Los Angeles 19 October 2020) accessed 20 July 2023.35 Ibid.36 Lauren Hepler, ‘Uber, Lyft and Why California’s War Over Gig Work Is Just Beginning’ (Cal Matters 13 August 2020) last updated 21 August 2020, accessed 20 July 2023.37 Dana Kerr, ‘Uber Drivers Sue, Say Company ‘Coerced’ Them to Support Prop 22’ (CNET 23 October 2020) accessed 20 July 2023.38 Sam Harnett (@SamWHarnett) (Twitter 19 October 2020, 2:58 PM) accessed 20 July 2023.39 Dara Khosrowshahi, ‘The High Cost of Making Drivers Employees’ (Uber 5 October 2020), https://www.uber.com/newsroom/economic-impact/.40 Sasha Lekach, ‘Future of Uber, Lyft on the Line in Fight to Keep Drivers from Becoming Employees’ (Mashable 24 October 2020) accessed 20 July 2023.41 James Vincent, ‘Uber Is Spamming Users with Political Push Notifications Ahead of a Key Gig Worker Vote’ (The Verge 15 October 2020) accessed 20 July 2023.42 Sam Harnett, ‘Prop. 22 Explained: Why Gig Companies Are Spending Huge Money on an Unprecedented Measure’ (KQED 26 October 2020) last updated 4 November 2020, accessed 20 July 2023.43 Dubal (n 1) 537–39.44 Ibid.45 Ibid.46 Ballotpedia, ‘Prop 22’ (n 12); Dubal (n 1) 541.47 State of California Voter Guide (n 28) 59.48 Ibid.49 Johana Bhuiyan, Liam Dillon and Margot Roosevelt, ‘Uber, Lyft Warn They’ll Take the Right Over Drivers’ Status to California Voters’ (LA Times 29 August 2019) accessed 20 July 2023.50 Campbell (n 11).51 Ibid (quoting driver Christian Perrea).52 Roher (n 34).53 State of California Voter Guide (n 28) 59.54 Roher (n 34) (quoting Christian Perrea).55 State of California Voter Guide (n 28) 59; see also Dubal (n 1) 540 (discussing the racial justice organising by drivers).56 Dubal (n 1) 544–549.57 Ibid 542, 546.58 Ballotpedia, ‘Prop 22’ (n 12).59 See Cal. Sec. of State, Report of Registration (19 October 2020), accessed 8 August 2023; Press Release: Secretary of State Padilla Certifies November General Election Results (16 December 2016) accessed 8 August 2023.60 Faiz Siddiqui and Nitasha Tiku, ‘Uber and Lyft Used Sneaky Tactics to Avoid Making Drivers Employees in California, Voters Say. Now, They’re Going National.’ (Washington Post 17 November 2020) accessed 8 August 2023.61 Brian Chen & Laura Padin, ‘Prop 22 Was a Failure for California’s App-Based Workers. Now, It’s Also Unconstitutional.’ (Nat’l Emp Law Project 16 September 2021) accessed 20 July 2023.62 Ibid (citing Castellanos v California Case No RG21088725, 2021 WL 373095 at *2–4 (Alameda Co Sup Ct 20 August 2021) (hereafter Castellanos v California Trial Court Opinion).63 The Court of Appeal affirmed the Superior Court’s finding that Prop 22 does not violate the single-subject rule. Castellanos v State of California 35 Cal Rptr 3d 717, 737–42 (2023), as modified 12 April 2023 (hereafter Castellanos v State Appellate Court Opinion). The issue of the amendment procedure was not considered on appeal.64 Castellanos v State of California, S-279622 (Cal S Ct granted 28 June 2023) (granting review only on the subject of whether the workers compensation implications of Prop 22 conflict with the California Constitution’s grant of workers’ compensation authority to the legislature). [eds: will need to check for litigation updates before publication]65 AB257 2022 Leg Sess (Cal 2022).66 Medora Lee, ‘Not So Fast. A Million Signatures Delay California's Fast-Food Bill for a Vote in 2024’ (USA Today 14 December 2022) accessed 23 July 2023.67 ‘Californians Will Vote on Whether to Overturn Fast Food Law’ (AP News 24 January 2023) accessed 23 July 2023; Suhuana Hussain, ‘‘I Feel Duped’: Inside the Fast-Food Industry's Push to Dismantle a New California Labor Law’ (LA Times 13 July 2023) accessed 23 July 2023 (documenting misleading messaging by signature gatherers who claimed referendum would raise wages).68 As of the time of publication, it appears a settlement has been reached under which the companies will agree to a significant wage increase and will withdraw their referendum in exchange for several changes to the state's employment laws, including the new law that created a worker council and imposed joint liability on franchisors.69 Jessica Bulman-Pozen and Miriam Seifter, ‘The Democracy Principle in State Constitutions’ (2021) 119 Michigan L Rev 859, 877; see also John G Matsusaka, For the Many or for the Few: The Initiative, Public Policy, and American Democracy (Princeton UP 2004) ix.70 Bulman-Pozen and Seifter (n 68) 861–62; Arthur Lupia and John G Matsusaka, ‘Direct Democracy: New Approaches to Old Questions’ (2004) 7 Annual Rev Pol Sci 463, 465.71 Bulman-Pozen and Seifter (n 68) 876.72 Ibid 877. Florida, Illinois, and Mississippi recognise the initiative but not the referendum, while Maryland and New Mexico recognise the referendum but not the initiative. The referendum is typically framed as a withholding of power from the legislature and is not subject to the gubernatorial veto. Ibid.73 Lupia and Matusaka (n 69) 466..74 Ibid; see also, e.g., Mo. Const. art. III, §§ 50, 53.75 Lupia and Matusaka (n 69) 466.76 See, e.g., Mont. Const. art. III, § 4 (discussing distributional requirements for statutory initiatives); Mont. Const. art. XIV, § 9 (discussing distributional requirements for constitutional initiatives).77 Cal. Const. art. I, § 8–12.78 Daniel A. Smith and Dustin Fridkin, ‘Delegating Direct Democracy: Interparty Legislative Competition’ (2008) 102 Am Political Science Rev 333, 333. The movement was particularly strong in the American West; 80% of states with direct democracy measures are in the West. Glen Gendzel, ‘The People versus the Octopus: California Progressives and the Origins of Direct Democracy (2013) 37 Siecles 1, 1 accessed 21 July 2023.79 William Novak, A New Democracy: The Creation of the Modern American State (Harvard UP 2022) 22; J. Fred Silva, The California Initiative Process: Background and Perspective, Public Policy Institute of California (2000) 1; John Dinan and Jac C. Heckelman, ‘Support for Progressive Reforms: Evidence from California’s 1911 Referenda’ (2020) 51 J for Interdisciplinary Hist 209, 209.80 Dinan and Heckelman (n 78) 214.81 Ibid 209.82 Ibid; Glen Gendzel (n 77) 2.83 California Proposition 10: Work-Related Injury Compensation Amendment 1911. California passed a similar amendment via initiative again in 1918. California Proposition 23: Empowers the Legislature to Establish a System of Workmen's Compensation 1918.84 California Proposition 5: State Employee Retirement Salaries Amendment 1930.85 California Proposition 2: Unemployment Relief Fund Bond Measure 1933; California Proposition 23: $24 Million in Bonds for Unemployment Relief 1934.86 Oregon Measure 1, Women’s Suffrage Amendment (1912) (Ballotpedia) accessed 24 July 2023.87 North Dakota 1918 Ballot Measures (Ballotpedia) accessed 24 July 2023.88 This section examines state ballot initiatives directly pertaining to the workplace dating back to 2008 as collected by Ballotpedia, https://ballotpedia.org/Main_Page> accessed 14 August 2023. It also considers some local initiatives relating to the workplace, and earlier state initiatives, as documented in the secondary literature.89 April Corbin Girnus, ‘Nevada Sheds Two-Tiered Minimum Wage, Puts $12 per Hour Floor in Constitution’ (Nevada Current 11 November 2022) accessed 21 July 2023.90 Kate Andrias, ‘The New Labor Law’ (2016) 126 Yale L J 2, 8.91 New Jersey Public Question 2, Constitutional Amendment to Set a State Minimum Wage With Annual Cost of Living Increases 2013; Alaska Ballot Measure 3, An Act Increasing the Alaska Minimum Wage to $8.75 Per Hour 2014; Arkansas Issue 5, An Act to Increase the Arkansas Minimum Wage 2014; Illinois Minimum Wage Increase Referendum Act 2014; South Dakota Initiated Measure 18, Increase the State Minimum Wage 2014; Nebraska Initiative 425, Minimum Wage Increase 2014; Nebraska Initiative 433, Minimum Wage Increase 2022; Arizona Proposition 206, The Fair Wages and Healthy Families Act 2016; Colorado Amendment 70, $12 Minimum Wage Amendment 2016; Maine Question 4, An Act to Raise the Minimum Wage 2016; South Dakota Referendum 20, An Act Lowering the Youth Minimum Wage 2016; Washington Initiative 1443, Fair Labor Standards 2016; Arkansas Issue 5, $11 Minimum Wage Increase Initiative 2018; Missouri Proposition B, Gradual Minimum Wage Increase to $12 Initiative 2018; Florida Amendment 2, Raising Florida’s Minimum Wage 2020; District of Columbia Initiative 82, Increase Minimum Wage for Tipped Employees Measure 2022; Nebraska Initiative 433 Minimum Wage Increase Initiative 2022; Nevada Question 2, Minimum Wage Amendment 2022.92 Nevada Question 2, Minimum Wage Amendment 2022.93 Justin Wm. Moyer, ‘D.C. Voters Approved Higher Minimum Wage for Tipped Workers’ (Washington Post 8 November 2022) accessed 21 July 2023.94 Dave Jamieson, ‘Voters in Portland, Maine Reject $18 Minimum Wage, Vote to Keep Tipped Rate’ (Huffington Post 9 November 2022) accessed 21 July 2023.95 Colorado Amendment A, Removal of Exception to Slavery Prohibition for Criminals Amendment 2018.96 Nicholas Bogel-Burroughs, ‘Why a Question About Slavery Is Now on the Ballot in 5 States’ (NY Times 22 October 2022) accessed 21 July 2023.97 Alabama Recompiled Constitution Ratification Question 2022; Oregon Measure 112, Remove Slavery as Punishment for Crime from Constitution Amendment 2022; Tennessee Constitutional Amendment 3, Remove Slavery as Punishment for Crime from Constitution Amendment 2022; Vermont Proposal 2, Prohibit Slavery and Indentured Servitude Amendment 2022; Aaron Morrison, ‘Voters in 4 States Reject Slavery, Involuntary Servitude as Punishment for Crime’ (PBS.org 9 November 2022) accessed 12 July 2023.98 Ibid.99 See Benjamin I. Sachs, ‘Despite Preemption: Making Labor Law in Cities and States’ (2011) 124 Harv L Rev 1153, 1154–55.100 Arizona Proposition 113, Right to Secret Ballot Voting Amendment 2010; South Carolina Amendment 2, Secret Union Voting Amendment 2010; South Dakota Amendment K, Vote by Secret Ballot 2010; Utah Amendment A, Vote by Secret Ballot 2010; Alabama Amendment 7, Secret Ballot Amendment 2012.101 Employee Free Choice Act, HR 1409, 111th Cong (2009); see also Benjamin Sachs and Sharon Block, Clean Slate for Worker Power: Building a Just Economy and Democracy [2020] Labor and Worklife Program: Harvard Law School (proposing card-check law reform).102 Dana Corp 356 NRLB No 49 (2010) (upholding validity of neutrality agreement between union and employer against legal challenge).103 NLRB v Gissel 395 US 575, 595–600 (1969) (holding that union can establish majority status without a secret ballot through cards, and that the NLRB can issue a bargaining order based on that status where the employer has committed significant unfair labour practices); Cemex Constr. Materials, 372 NLRB No 130 (2023) (holding that bargaining orders are appropriate when employers engage in serious unfair labour practices that tend to make a free and fair election unlikely).104 The NLRB brought a facial challenge against the Arizona initiative on preemption grounds; it was rejected, with the court noting that preemption analysis would depend on how the law is applied. Nat'l Lab Rels Bd v Arizona No CV 11-00913-PHX-FJM, 2012 WL 3848400, *7 (D Ariz 5 September 2012); Press Release: ‘Federal Judge Foresees Potential Constitutional Conflict in Arizona “Secret Ballot” Amendment but Says It Depends on How Amendment Is Applied’ (NLRB Office of Public Affairs 6 September 2012) accessed 22 July 2023. Ultimately, however, the states appear to have agreed to enforce the law consistent with NLRB precedent: employers can consent to union representation based on a card check, but can't be forced to accept it.105 California Proposition 32, Political Contributions by Payroll Deduction 2012 (prohibiting political contributions by payroll deduction and failing to pass with 43.7% yes votes); see also ‘Prop 32: Ban on Political Contributions from Payroll Deductions Initiative (2012) (Ballotpedia) accessed 22 July 2023 (describing nature of opposition and support).106 California Proposition 75, Require Consent for Political Contributions from Payroll Deductions Initiative 2005; California Proposition 226, Ban on Political Contributions from Payroll Deductions Initiative 1998.107 Colorado Amendment 49: Prohibition of Paycheck Deductions Initiative 2008 (failing with 39.2% of votes).108 Andy Vuong ‘Amendment 54’s Fate Still in Doubt’ (The Denver Post 5 November 2008).109 Dallman v Ritter 235 P3d 610 (2010).110 Alabama Amendment 8, Right to Work Amendment 2016; Tennessee Amendment 1, Right-to-Work Amendment 2022.111 Colorado Amendment 47, Initiative, Prohibition on Mandatory Labor Union Membership and Dues 2008; Virginia Question 1: Right-to-Work Amendment 2016. Virginia is a right-to-work state by statute, see Va Code Ann § 40.1-58; the ballot initiative would have amended the constitution to require right-to-work.112 Missouri Right to Work Initiative 2022.113 Ohio Issue 2, Referendum on New Law Relative to Government Union Contracts and Other Government Employment Contracts and Policies 2011.114 Oregon Measure 60, Teacher ‘Classroom Performance,’ Not Seniority, Determines Pay Raises; ‘Most Qualified’ Teachers Retained, Regardless of Seniority 2008 (hereafter Oregon Measure 60); South Dakota Referred Law 16, An Act Concerning Teachers 2012 (hereafter South Dakota Referred Law 16).115 South Dakota Measure 60 (n 113); South Dakota Referred Law 16 (n 113).116 Adam Cotterell, ‘Idaho Voters Resoundingly Reject Propositions 1, 2 And 3’ (StateImpact) accessed 13 July 2023; see also Idaho Proposition 1, Popular Referendum, Referendum to Approve or Reject Legislation Limiting Negotiated Agreements Between Teachers and Local School Boards and Ending the Practice of Issuing Renewable Contracts 2012; Idaho Proposition 2, Referendum to Approve or Reject Legislation Providing Teacher Performance Pay Based on State-Mandated Test Scores, Student Performance, Hard-to-Fill Positions and Leadership 2012.117 Jeremy Gorner and Jake Sheridan, ‘Fundamental Right of Workers to Organize Being Added to Illinois Constitution’ (Chicago Tribune 15 November 2022) accessed 23 July 2023.118 Michigan Proposal 4, A Proposal to Amend the State Constitution to Establish the Michigan Quality Home Care Council 2012; Michigan Proposal 2, ‘Protect Our Jobs’ Amendment 2012 (Michigan).119 South Dakota Initiated Measure 23, Right for Organizations to Charge Fees for Services 2016.120 North Dakota Statutory Measure 4, Workforce Safety and Insurance Agency 2008; Louisiana Amendment 9, Reversal or Modification of Workers’ Compensation Judgments 2010.121 ‘North Dakota Workforce Safety and Insurance Agency Initiative, Measure 4 (2008)’ (Ballotpedia) accessed 25 July 2023.122 Florida Amendment 9, Prohibition of Offshore Oil and Gas Drilling and Prohibition on Vaping in Enclosed Indoor Workplaces Amendment 2018.123 Louisiana Amendment 7, Retirement Fund Investment 2008 (failed amendment proposing to allow funds reserved for the payment of post-employment benefits, other than pensions, to be invested in equities); South Carolina Amendment 2, Investment of Funds for Post-Employment Benefits for State Employees and Public School Teachers in Equity Securities 2008 (failed amendment proposing to allow funds of any political subdivision of the State to be invested in equities); South Carolina Amendment 3, Investment of Funds for Post-Employment Benefits for Employees of Political Subdivisions 2008 (failed amendment proposing to allow local government authorities to invest funds in equity securities); Louisiana Amendment 6, Two-Thirds Vote to Change Public Retirement Systems 2010 (successful amendment proposing that a two-thirds vote be needed to enact a retirement benefit that has an actuarial cost for a public retirement system); Arizona Proposition 125, Corrections Officer Retirement Plan Amendment 2018 (successful amendment proposing a defined-benefit retirement plan for correctional officers, probation officers, and surveillance officers in Arizona).124 Lupia and Matsusaka (n 69) 464.125 Bruce Cain, Democracy More or Less: America’s Political Reform Quandary (CUP 2015) 7.126 Christopher Achen and Larry M Bartels, Democracy for Realists (Princeton UP 2016) 53 (describing this view while critiquing it).127 Lupia and Matsusaka (n 69) 475.128 Lupia and Matsusaka (n 69) 477.129 Bulman-Pozen and Seifter (n 69) 861–62; Miriam Seifter, ‘State Institutions and Democratic Opportunity’ (2022) 72 Duke L J 275, 280.130 Achen and Bartels (n 125) 52–89 (exploring the pitfalls of popular control through ballot initiatives).131 Ibid 75, 86; Daniel A. Smith, ‘Peeling Away the Populist Rhetoric: Toward a Taxonomy of Anti-Tax Ballot Initiatives’ (2004) 24 Pub Budgeting & Fin 88, 90–91.132 Derrick A Bell, ‘The Referendum: Democracy’s Barrier to Racial Equality’ (1978) 54 Wash L Rev 1, 10.133 Smith (n 130) 88.134 See First Nat’l Bank of Boston v. Bellotti, 435 US 765, 767 (1978); see also Fed Election Comm’n v Wisconsin Right to Life Inc, 551 U.S. 449, 476–78 (2007) (holding that federal laws prohibiting corporate spending on electioneering communications were unconstitutional as applied to issue advocacy advertisements); Citizens United v Fed Election Comm’n, 558 US 310, 365–66 (2010) (striking down multiple federal election laws, including one that prohibited corporations and unions from advocating the election or defeat of a particular candidate).135 Lupia and Matsusaka (n 69) 71–72; Matsusaka (n 68) 54. Lupia and Matsusaka note that interest groups may be able to offer more direct benefits to legislators in exchange for their votes.136 Richard Briffault, ‘Ballot Propositions and Campaign Finance Reform’ (1997) 1 NYU J Legis & Pub Pol’y 41, 50. It is unclear whether partisanship plays more of a role in voters’ ultimate decisions than money, in part because political parties have themselves often been captured by elite interests. Achen and Bartels (n 125) 61–62.137 Michael S Kang, ‘Democratizing Direct Democracy: Restoring Voter Competence Through Heuristic Cues and “Disclosure Plus”’ (2003) 50 UCLA L Rev 1141, 1149–50.138 See Briffault (n 135) 50–51.139 Daniel H Lowenstein, ‘Campaign Spending and Ballot Propositions: Recent Experience, Public Choice Theory and the First Amendment’ (1982) 29 UCLA L Rev 505, 589 n314; see also Briffault (n 135) 54 n64 (describing Lowenstein’s argument while noting the limitations on the evidence supporting it).140 See Lupia and Matsusaka (n 69) 470 (collecting several studies coming to this conclusion).141 Ibid 471.142 Elisabeth R. Gerber, The Populist Paradox: Interest Group Influence and the Promise of Direct Legislation (Princeton UP 1999) 104.143 Lupia and Matsusaka (n 69) 473–74; see also Elisabeth R. Gerber, ‘Legislative Response to the Threat of Popular Initiatives’ (1996) 40 Midwest Pol Sci Ass’n 99 (examining parental consent laws in abortion context and concluding that states with initiative processes have legislators that vote closer to the median voter).144 Achen and Bartels (n 125) 80–81; see also David S. Broder, Democracy Derailed: Initiative Campaigns and the Power of Money (Mariner Books 2001) 241–42 (initiatives can be spearheaded by anyone with money, accountable or not).145 William Franko, Caroline J Tolbert and Christopher Witko, ‘Inequality, Self-Interest, and Public Support for “Robin Hood” Tax Policies’ (2013) 66 Pol Rsch Q 923, 930 (finding that, in a Washington state initiative to increase taxes on the wealthy, a voter’s income and a voter’s beliefs about inequality both played a strong role in predicting that person’s vote); Shaun Bowler and Todd Donovan, Demanding Choices: Opinion, Voting, and Direct Democracy (U of Michigan Press 1998) 12–14 (collecting such analyses); Lupia and Matsusaka (n 69) 468.146 Achen and Bartels (n 125) 85 (showing that voters may vote for policies like term limits that sound facially pro-democratic but that some argue reduce legislative effectiveness); David O Sears and Jack Citrin, Tax Revolt: Something for Nothing in California (Harvard UP 1985) 258–59 (discussing voters’ support for ‘something for nothing’ initiatives that promise reforms without funding them).147 Bowler and Donovan (n 144) 13.148 Lupia and Matsusaka (n 69) 468.149 See Richard L. Hasen, ‘A Constitutional Right to Lie in Campaigns and Elections?’ (2013), 74 Mont L Rev 53.150 Amina Dunn, ‘Most Americans Support a $15 Federal Minimum Wage’ (Pew Research Center 22 April 2021) accessed 8 August 2023.151 Seifter (n 128) 312–13.152 Bell (n 131) 10.153 Lawrence LeDuc, The Politics of Direct Democracy (Broadview Press 2003) 150–51 (describing California initiatives that targeted racial minorities, including one that would have made English the official language of the state and another that attempted to bar undocumented children from the state’s educational system); Brad Sears, Christy Mallory and Nan D Hunter, ‘“Voters” Initiatives to Repeal or Prevent Laws Prohibiting Employment Discrimination Against LGBT People, 1974-Present’ [2009] UCLA: The Williams Institute 15-1 to -2. Sears et al. documented 120 proposed ballot measures seeking to repeal anti-discrimination protections for LGBTQ people between 1974 and 2009. Ibid.154 Todd Donovan and Caroline Tolbert, ‘Do Popular Votes on Rights Create Animosity Toward Minorities?’ (2013) 66 Pol Rsch Q 910, 910.155 Ibid.156 Zoltan L Hajnal, Elisabeth R Gerber and Hugh Louch, ‘Minorities and Direct Legislation: Evidence from California Ballot Proposition Elections’ (2002) 64 J of Politics 154, 156.157 Richard J Powell, ‘Social Desirability Bias in Polling on Same-Sex Marriage Ballot Measures’ (2013) 41 American Politics Research 1052, 1053. Professor Powell’s study notes that desirability bias appeared to cause polling on initiatives about minority rights to overrepresent the supportiveness of the voting public, lending some credence to Bell’s hypothesis that individual voters, who cast their vote in the privacy of the voting box, are not subject to the same moderating or shaming pressures as politicians, who vote publicly.158 Dylan Lysen, Laura Ziegler and Blaise Mesa, ‘Voters in Kansas Decide to Keep Abortion Legal in the State, Rejecting an Amendment’ (NPR 3 August 2022) accessed 22 July 2023.159 Michael Wines, ‘Ohio Voters Reject Constitutional Change Intended to Thwart Abortion Amendment’ (NY Times 8 August 2023) < https://www.nytimes.com/2023/08/08/us/ohio-election-issue-1-results.html> accessed 14 August 2023.160 Seifter (n 128) 334–35.161 Ibid 346.162 Gerber (n 141) 25.163 Ibid.164 Jana Kasperkevic, ‘Can Minimum Wage Be Used as an Incentive for Voting in Future Elections?’ (The Guardian 9 November 2014) accessed 25 July 2023. Data is mixed on whether high salience initiatives always increase turnout. For example, Michigan and Vermont both had higher turnout during their 2022 midterm elections than they had for prior midterms with abortion initiatives on the ballot, but in other states with such initiatives, voter turnout remained relatively low, even as the initiatives passed. Veronica Stracqualursi, Devan Cole and Paul LeBlanc, ‘Voters Deliver Ringing Endorsement of Abortion Rights on Midterm Ballot Initiatives Across the US,’ (CNN 9 November 2022) accessed 8 August 2023.
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直接民主的危险与希望:美国劳工投票倡议
注1参见Guy Davidov, Mark Freedland和Nicola Kountouris,“劳动法的主体:“雇员”和其他工人”,Matthew Finkin和Guy Mundlak(编),《比较劳动法研究手册》(Edward Elgar Publishing 2015);鉴于美国国家劳资关系委员会(NLRB)、大西洋歌剧公司NLRB 10-RC-276292(2023)的最新决定,以及美国劳工部的一项未决规则,《公平劳动标准法》下的雇员或独立承包商分类》,87 Fed Reg 62218(2022年10月13日提出)(将在29 CFR的分散部分进行编纂),拼车司机的地位可能很快会发生变化。这两者都使得公司很难将工人归类为独立的承包商然而,他们这样做必须符合联邦反垄断法。参见商会诉西雅图案,890 F3d 769(2018年第9卷)(推翻西雅图条例,该条例规定拼车司机的集体谈判权不属于联邦反垄断法的州行为豁免范围)。但参见Confederación Hípica de Puerto Rico, Inc. v. Confederación de Jinetes Puertorriqueños Inc. 30 F4th 306, 313 (1st Cir 2022)(认为反垄断法的劳动豁免,即“涉及[]雇佣条款或条件”的劳动争议豁免包括与雇主-雇员关系有关的独立承包商的协调行动)Dynamex Operations West Inc诉洛杉矶县高等法院4 Cal 5th 903(2018)(采用所谓的“ABC测试”,该测试允许雇主将工人分类为独立承包商,前提是工人在理论上和实践上都不受雇主的控制;工人从事雇主通常业务范围以外的工作;该工人从事一种习惯上独立的行业);另见Guy Davidov和Pnina Alon-Shenker,“ABC测试:就业状况确定的新模型”(2022)51 Industrial L Rev 235, 236-37.5 AB5, 2019 Leg Sess (Cal 2019)(以下简称AB5)Josh Eidelson,《卡车司机工会因加州工人权利法从Uber和Lyft分裂》(彭博社2019年7月25日)(描述州长纽森努力让工会和平台公司达成妥协)。在最终形式中,该法案豁免了某些类别的工人,包括保险专业人员、某些医疗工作者,以及律师和会计师等其他需要大量执照的工人。AB5 (n 5)§2(b)。立法机关还在2020年9月增加了对音乐艺术家的豁免。AB 2257, ch 38, 2019-2020 Reg Sess§2780(a)(4)(C) (Cal 2020)。它还允许他们形成集体谈判协议,确定他们的就业地位。同上,关于法律豁免的进一步讨论,见Davidov和Alon-Shenker(第4段)9 . AB5 (n 5)§2(i)(3)AB5 (n 5)§1.10《加州商业与职业法典》§16703。联邦反垄断法规定的责任仍可适用Alexia Fernández Campbell,“Uber和Lyft在加州发起了一场避免政府监管的运动”(Vox 2019年10月29日),2023年7月17日访问。有关该活动的详细讨论,请参阅Dubal (n 1).12“加州第22号提案,基于应用程序的司机作为承包商和劳工政策倡议(2020)”(Ballotpedia)于2022年4月10日访问(以下简称Ballotpedia,“Prop 22”)Josh Eidelson,“Uber, Lyft, DoorDash为可能的投票战投入9000万美元”(彭博社2019年8月29日),2023.7月17日访问Campbell(第11期);15 . Ballotpedia,“提案22”(n 12)参见Olson v State of California No 19-CV-10956, 2020 WL 905572 (CD Cal 10 Feb 2020);另见投诉1-2号,Olson 2020 WL 905572 (No 19-CV-10956)于2023年7月20日查阅(以下简称Olson投诉)投诉2-3,加利福尼亚州人民诉优步技术公司No ccc -20-584402, 2020 WL 5422446(旧金山超级Ct 2020)。17命令32-33,人民诉优步(n 16)访问2023.7月20日。Sasha Lekach,“Lyft和优步威胁如果被迫雇用司机将停止在加利福尼亚州运营”(Mashable 2020年8月12日)访问2023.19 7月19日,人民诉优步(n 16) 316.20 Ballotpedia,“Prop 22”(n 12)加利福尼亚州第22号提案,基于应用程序的司机作为独立承包商和劳工政策倡议2021§7451(以下简称第22号提案)同上第7453(a)条;另见同上§745(d)(1)(定义“工作时间”)加州只允许雇员获得工人补偿,而不允许独立承包商获得。黄色出租车合作社公司诉工人赔偿上诉b226(1991年)。第22号提案确实要求公司为司机购买意外保险,包括收入保险,但没有将司机纳入标准的工人赔偿范围。提案22 (n 21)第7455条。 67“加州人将投票决定是否推翻快餐法”(美联社新闻2023年1月24日)访问2023年7月23日;68 . Suhuana Hussain,“我感觉被骗了”:快餐业推动废除加州新劳动法的内幕”(《洛杉矶时报》2023年7月13日)2023年7月23日访问(记录了签名收集者声称公投将提高工资的误导性信息)截至发稿时,双方似乎已经达成了一项解决方案,根据该解决方案,两家公司将同意大幅加薪,并将撤回公投,以换取对该州就业法的几项修改,包括建立工人委员会和对特许经营商施加连带责任的新法律Jessica Bulman-Pozen和Miriam Seifter,“州宪法中的民主原则”(2021)119 Michigan L Rev 859,877;另见John G Matsusaka,为多数还是为少数:倡议,公共政策和美国民主(普林斯顿大学,2004年)第70页Bulman-Pozen and Seifter (n 68) 861-62;Arthur Lupia和John G Matsusaka,“直接民主:对老问题的新方法”(2004)7 Rev Pol science 463, 465.71 Bulman-Pozen and Seifter (n 68) 876.72同上877。佛罗里达州、伊利诺伊州和密西西比州承认该倡议,但不承认公投;马里兰州和新墨西哥州承认公投,但不承认该倡议。全民公决通常被认为是对立法机关权力的保留,不受州长否决的约束。同上73 Lupia and Matusaka (n 69) 466…74同前;参见,例如,Mo. Const。艺术。III,§§50,53.75 Lupia and Matusaka (n 69) 466.76参见,例如,Mont。Const。艺术。III,§4(讨论法定倡议的分配要求);蒙特。Const。艺术。第十四章,第9条(讨论宪法动议的分配要求)卡尔,Const。艺术。Daniel A. Smith和Dustin Fridkin,“委托直接民主:政党间立法竞争”(2008)102 Am Political Science Rev 333, 333。这场运动在美国西部尤为强烈;80%实行直接民主的国家在西方。格伦·詹泽尔,《人民对抗章鱼:加州进步人士和直接民主的起源》(2013)37世纪1,1访问2023.7月21日。威廉·诺瓦克,《新民主主义:现代美国国家的创建》(哈佛大学2022年出版)22;J. Fred Silva:《加州倡议过程:背景与视角》,加州公共政策研究所(2000)第1期;John Dinan和jacc . Heckelman,“对进步改革的支持:来自加州1911年公投的证据”(2020)51 J for Interdisciplinary history 209, 209.80 Dinan和Heckelman (n 78) 214.81 Ibid 209.82 Ibid;2.83加州第10号提案:1911年工伤赔偿修正案。1918年,加州再次通过了类似的修正案。加州提案23:授权立法机关建立工人补偿制度1918.84加州提案5:州雇员退休工资修正案1930.85加州提案2:失业救济基金债券措施1933;加利福尼亚州第23号提案:2400万美元的失业救济债券俄勒冈州第1号提案,妇女选举权修正案(1912年)(Ballotpedia)于2023.7月24日查阅)北达科他州1918年投票措施(Ballotpedia)于2023.7月24日查阅本节研究了自2008年以来直接与工作场所有关的州投票倡议,由Ballotpedia收集,https://ballotpedia.org/Main_Page>于2023年8月14日查阅。它还考虑了一些与工作场所有关的地方倡议,以及在二手文献中记载的较早的州倡议April Corbin Girnus,《内华达州废除两级最低工资,将每小时12美元的最低工资标准写入宪法》(内华达州目前为2022年11月11日)2023.7月21日访问凯特·安德里亚斯,《新劳动法》(2016)126 Yale L J 2, 8.91新泽西公共问题2,《宪法修正案》,设定国家最低工资标准,同时每年的生活成本增加2013;阿拉斯加投票法案3:将阿拉斯加最低工资提高到8美元。 2014年每小时75美元;阿肯色州议题5,2014年提高阿肯色州最低工资法案;2014年伊利诺伊州提高最低工资公投法案;南达科他州发起措施18,2014年提高州最低工资;内布拉斯加州第425号倡议,2014年提高最低工资;内布拉斯加州第433号倡议,2022年提高最低工资;亚利桑那州第206号提案,《2016年公平工资和健康家庭法案》;科罗拉多州第70号修正案,2016年12美元最低工资修正案;缅因州问题4,2016年提高最低工资法案;南达科他州第20次公投,2016年降低青年最低工资的法案;华盛顿倡议1443,2016年公平劳动标准;阿肯色州第5期,2018年11美元最低工资增长倡议;密苏里州提案B, 2018年逐步将最低工资提高到12美元;佛罗里达州修正案2,2020年提高佛罗里达州最低工资;哥伦比亚特区82号倡议,提高小费员工的最低工资措施2022;内布拉斯加州433号提高最低工资倡议2022;内华达州第2题,最低工资修正案2022.92梅奥,”。《选民批准提高小费工人最低工资》(《华盛顿邮报》2022年11月8日)2023年7月21日,戴夫·贾米森,《缅因州波特兰市选民拒绝18美元最低工资,投票维持小费标准》(《赫芬顿邮报》2022年11月9日)2023年7月21日,《科罗拉多州修正案A》,取消2018年禁止罪犯奴隶制修正案的例外》,“为什么关于奴隶制的问题现在在五个州的投票上”(纽约时报2022年10月22日)访问2023.97年7月21日阿拉巴马州重新修订宪法批准问题2022;俄勒冈州第112号法案,将奴隶制作为犯罪惩罚从2022年宪法修正案中删除;田纳西州宪法修正案3,从宪法修正案2022中删除奴隶制作为犯罪的惩罚;佛蒙特州提案2,禁止奴隶制和契约劳役修正案2022;Aaron Morrison,“4个州的选民拒绝奴隶制,非自愿奴役作为对犯罪的惩罚”(PBS.org 2022年11月9日)于2023.98年7月12日访问同上。99参见Benjamin I. Sachs,“尽管先发制人:在城市和州制定劳动法”(2011)124 Harv L Rev 1153, 1154-55.100亚利桑那州第113号提案,2010年无秘密投票权修正案;南卡罗来纳州第二修正案,2010年秘密联盟投票修正案;南达科他州修正案K, 2010年无记名投票;犹他州修正案A, 2010年无记名投票;阿拉巴马州修正案7,无记名投票修正案2012.101雇员自由选择法案,HR 1409,第111段(2009);另见本杰明·萨克斯和莎伦·布洛克,《工人权力的清白:建立公正的经济和民主》[2020]劳工和工作生活计划:哈佛法学院(提议卡片检查法改革),第102页103 . Dana Corp . 356 NRLB No . 49(2010)(维护工会和雇主之间的中立协议的有效性,反对法律挑战)NLRB诉Gissel案395 US 575,595 - 600(1969)(认为工会可以不通过卡片进行无记名投票而确立多数地位,并且NLRB可以在雇主犯下重大不公平劳动行为的情况下发布基于该地位的谈判令);Cemex若干。材料,372 NLRB第130号(2023)(认为当雇主从事严重不公平的劳动行为,往往使自由公正的选举不可能进行时,议价令是适当的)国家劳资关系委员会以先发制人的理由对亚利桑那州的倡议提出了面部挑战;但被驳回,法院指出,优先分析将取决于法律的适用方式。Nat'l Lab Rels v Arizona No CV 11-00913-PHX-FJM, 2012 WL 3848400, *7 (D Ariz 5 September 2012);新闻稿:“联邦法官预见亚利桑那州“无记名投票”修正案可能存在宪法冲突,但表示这取决于修正案如何应用”(NLRB公共事务办公室2012年9月6日)2023年7月22日访问。然而,最终,各州似乎已经同意执行与NLRB先例一致的法律:雇主可以根据卡片检查同意工会代表,但不能被迫接受加州第32号提案,2012年通过工资扣除的政治捐款(禁止通过工资扣除的政治捐款,未能获得43.7%的赞成票);另见2023年7月22日的“Prop 32:禁止从工资扣除中获得政治捐款倡议(2012)”(Ballotpedia)(描述反对和支持的性质)。106加州第75号提案,要求从工资扣除中获得政治捐款的同意;108 .加州第226号提案,禁止从工资扣除中获得政治献金;科罗拉多第49号修正案,禁止从工资扣除中获得政治献金安迪·冯:《修正案54的命运仍悬而未决》(丹佛邮报2008年11月5日),第109页Dallman v Ritter 235 P3d 610(2010)。 110阿拉巴马州第8修正案,2016年工作权修正案;科罗拉多州第47号修正案,倡议,禁止强制工会会员资格和会费;问题1:2016年工作权利修正案。弗吉尼亚州是一个工作权利州,参见弗吉尼亚州法典第40.1-58条;投票动议本来会修改宪法,规定工作的权利2011.114俄勒冈州第60号法案,教师的“课堂表现”,而不是资历,决定加薪;2008年保留“最合格”教师,无论资历如何(俄勒冈州第60号措施);南达科他州参考法第16条,2012年《教师法》(以下简称南达科他州参考法第16条)南达科他州第60号法案(113号);南达科他州参考法16 (n 113).116Adam Cotterell,“爱达荷州选民断然拒绝提案1、2和3”(StateImpact), 2023年7月13日访问;另见爱达荷州第1号提案,全民公投,批准或拒绝立法限制教师与地方学校董事会之间谈判协议并终止颁发可续签合同的做法的全民公投,2012;爱达荷州提案2,根据州规定的考试成绩、学生表现、难以填补的职位和领导力,批准或拒绝教师绩效薪酬立法的公投2012.117 Jeremy Gorner和Jake Sheridan,“工人组织的基本权利被添加到伊利诺伊州宪法中”(芝加哥论坛报2022年11月15日),访问2023.7月23日;2012年关于修改州宪法以建立密歇根州优质家庭护理委员会的提案;密歇根州提案2,“保护我们的工作”修正案2012(密歇根州),119南达科他州启动措施23,组织收取服务费用的权利2016.120北达科他州法定措施4,劳动力安全和保险机构2008;路易斯安那州修正案9,撤销或修改工人赔偿判决2010.121“北达科他州劳动力安全和保险机构倡议,措施4(2008)”(Ballotpedia)于2023年7月25日查阅。佛罗里达州修正案9,禁止海上石油和天然气钻探和禁止在封闭的室内工作场所吸电子烟修正案2018.123路易斯安那州修正案7,《2008年退休基金投资》(修正案未获通过,修正案建议允许用于支付退休金以外的离职后福利的资金投资于股票);南卡罗来纳州修正案2,政府雇员和公立学校教师离职后福利基金投资于股权证券2008年(提议允许该州任何政治分支机构的资金投资于股权的修正案失败);南卡罗来纳州修正案3,2008年为政治分支机构雇员的离职后福利投资资金(提议允许地方政府当局将资金投资于股权证券的修正案失败);路易斯安那州修正案6,三分之二投票改变公共退休制度2010年(成功的修正案提出,制定退休福利需要三分之二的投票,这对公共退休制度有精算成本);亚利桑那州第125号提案,2018年惩教官员退休计划修正案(修正案成功,为亚利桑那州的惩教官员、缓刑官员和监督官员提出了一项固定福利退休计划)卢皮亚和松中(1969年)464.125布鲁斯·凯恩,民主或多或少:美国的政治改革困境(CUP 2015) 7.126克里斯托弗·阿肯和拉里·M·巴特尔斯,现实主义者的民主(普林斯顿大学2016)53(在批评的同时描述了这一观点)127Lupia and Matsusaka (n 69) 477.129 Bulman-Pozen and Seifter (n 69) 861-62;Miriam Seifter,“国家机构和民主机会”(2022)72 Duke L J 275, 280.130 Achen和Bartels (n 125) 52-89(通过投票倡议探索民众控制的陷阱)。131同上75,86;Daniel a . Smith,《剥去民粹主义的修辞:走向反税收投票倡议的分类》(2004)24 Pub Budgeting & Fin 88, 90-91.132 Derrick a . Bell,《全民公决:民主对种族平等的障碍》(1978)54 Wash L Rev 1, 10.133 Smith (n 130) 88.134参见波士顿第一国民银行诉贝洛蒂案,435 US 765, 767 (1978);另见联邦选举委员会诉威斯康辛州生命权公司案,551 U.S. 449, 476-78(2007)(认为禁止公司在竞选宣传上花费的联邦法律适用于宣传广告是违宪的);联合公民诉联邦选举委员会案,558 US 310, 365-66(2010)(推翻多项联邦选举法,包括一项禁止公司和工会支持选举或击败特定候选人的法律)。 135 Lupia和Matsusaka (n 69) 71-72;松坂(1968年)Lupia和Matsusaka指出,利益集团也许能够为立法者提供更多的直接利益,以换取他们的选票Richard Briffault,“投票提案和竞选财务改革”(1997)1纽约大学法律与公共政治学报41,50。目前还不清楚,在选民的最终决定中,党派之争是否比金钱更重要,部分原因是政党本身经常被精英利益所左右。Michael S Kang,“直接民主民主化:通过启发式线索和“信息披露”恢复选民能力”(2003)50 UCLA L Rev 1141, 1149-50.138见Briffault (n 135) 50 - 51.139 Daniel H Lowenstein,“竞选支出和投票提案:近期经验,公共选择理论和第一修正案”(1982)29 UCLA L Rev 505, 589 n314;另见Briffault (n 135) 54 n64(描述了Lowenstein的论点,同时指出了支持该论点的证据的局限性)见Lupia和Matsusaka (n 69) 470(收集了得出这一结论的几项研究)同上471.142伊丽莎白·r·格伯,民粹主义悖论:利益集团的影响和直接立法的承诺(普林斯顿大学,1999年)104.143 Lupia和Matsusaka (n 69) 473-74;参见Elisabeth R. Gerber,“对大众倡议威胁的立法回应”(1996)40 Midwest Pol Sci Ass ' n 99(研究堕胎背景下的父母同意法,并得出结论,有倡议程序的州的立法者投票更接近中位选民)144Achen和Bartels (n 125) 80-81;另见David S. Broder,《民主脱轨:倡议运动和金钱的力量》(Mariner Books 2001) 241-42(倡议可以由任何有钱的人带头,不管是否负责)William Franko, Caroline J Tolbert和Christopher Witko,“不平等,自身利益和公众对罗宾汉税收政策的支持”(2013)66 Pol rschq 923,930(发现,在华盛顿州增加富人税收的倡议中,选民的收入和选民对不平等的信念都在预测这个人的投票中发挥了重要作用);肖恩·鲍勒和托德·多诺万,《要求的选择:意见、投票和直接民主》(密歇根大学出版社1998年)12-14页(收集这些分析);Lupia和Matsusaka (n 69) 468.146 Achen和Bartels (n 125) 85(表明选民可能会投票支持任期限制等政策,这些政策表面上听起来支持民主,但有些人认为这会降低立法效率);David O Sears和Jack Citrin,《税收反抗:加州不劳而获》(哈佛大学1985年版)258-59页(讨论选民对“不劳而获”的倡议的支持,这些倡议承诺在没有资金的情况下进行改革)147鲍勒和多诺万(n 144) 13.148 Lupia和Matsusaka (n 69) 468.149见Richard L. Hasen,“在竞选和选举中撒谎的宪法权利?”(2013), 74 Mont L Rev 53.150 Amina Dunn,“大多数美国人支持15美元的联邦最低工资”(皮尤研究中心2021年4月22日)访问2023.8月8日151 Seifter (n 128) 312-13.152 Bell (n 131) 10.153 Lawrence LeDuc,《直接民主的政治》(Broadview Press 2003) 150-51(描述加州针对少数族裔的倡议),包括一项将英语定为该州官方语言的法案,以及另一项试图禁止无证儿童进入该州教育系统的法案);Brad Sears, Christy Mallory和Nan D Hunter,“选民倡议废除或阻止禁止对LGBT人群就业歧视的法律,1974年至今”[2009]UCLA: The Williams Institute。Sears等人记录了1974年至2009年间120项旨在废除针对LGBTQ人群的反歧视保护的投票提案。同上,154托德·多诺万和卡洛琳·托尔伯特,《关于权利的普选会制造对少数民族的仇恨吗?》(2013) 66 Pol Rsch Q 910, 910.155同上。156 Zoltan L Hajnal, Elisabeth R Gerber和Hugh Louch,“少数民族和直接立法:来自加州投票提案选举的证据”(2002)64 J of Politics 154, 156.157 Richard J Powell,“同性婚姻投票措施民意调查中的社会可取性偏见”(2013)41 American Politics Research 1052, 1053。鲍威尔教授的研究指出,可取性偏见似乎导致有关少数民族权利倡议的民意调查过度代表了投票公众的支持,这在一定程度上证明了贝尔的假设,即在投票箱中投票的个人选民不像公开投票的政客那样受到缓和或羞辱的压力迪伦·莱森,劳拉·齐格勒和布莱斯·梅萨,“堪萨斯州选民决定在该州保持堕胎合法,拒绝修正案”(NPR 2022年8月3日)访问2023.7月22日。159迈克尔·瓦恩斯,“俄亥俄州选民拒绝旨在挫败堕胎修正案的宪法修改”(纽约时报2023年8月8日)< https://www.nytimes。 Seifter (n 128) 334-35.161同上346.162 Gerber (n 141) 25.163同上164 Jana Kasperkevic,“最低工资可以用作未来选举中的投票激励吗?”(《卫报》2014年11月9日)2023年7月25日。关于高知名度的倡议是否总能提高投票率的数据好坏参半。例如,密歇根州和佛蒙特州在2022年中期选举中的投票率都高于之前有堕胎倡议的中期选举,但在其他有此类倡议的州,即使倡议通过,选民投票率仍然相对较低。Veronica Stracqualursi, Devan Cole和Paul LeBlanc,“美国选民在中期投票倡议中对堕胎权表示强烈支持”(CNN 2022年11月9日),2023年8月8日。
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