The administrative politics of unilateral action: Measuring delegation and discretion in the executive branch

IF 1.1 4区 社会学 Q3 POLITICAL SCIENCE Presidential Studies Quarterly Pub Date : 2023-11-28 DOI:10.1111/psq.12862
Annie Benn
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Abstract

Political scientists typically view unilateral action as the president “going it alone” in opposition to Congress. However, there is increasing recognition that, while such action may be unilateral with respect to Congress, its implementation relies on the cooperation of administrative agencies. In this article, unilateral action is considered an act of administrative delegation: in issuing a unilateral directive, a president is both authorizing an agency to act and indicating a discretionary window for such action. The article introduces the Administrative Delegation Dataset, which provides delegation and discretion scores for 1,641 presidential unilateral directives issued between 1936 and 2021. The scores are based on novel measures developed for the executive‐branch context, and the reliability and validity of the measures are discussed. I then use the dataset to show that the extent of delegation and discretion granted to administrative agents has shifted across modalities (executive orders, memoranda, proclamations) over time: the proportion of high‐scoring executive orders has been increasing, but that increase is offset by a corresponding decrease in high‐scoring memos. Additionally, I find that presidents use less administrative delegation in foreign policy than in domestic policy, which is consistent with existing literature on centralization of executive‐branch policymaking.
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单方面行动的行政政治:衡量行政部门的授权和自由裁量权
政治学家通常将单边行动视为总统与国会对立的 "单干"。然而,越来越多的人认识到,虽然这种行动对国会而言可能是单边的,但其实施有赖于行政机构的合作。在本文中,单边行动被视为一种行政授权行为:在发布单边指令时,总统既授权一个机构采取行动,又指明了该行动的自由裁量窗口。文章介绍了行政授权数据集,该数据集为 1936 年至 2021 年间发布的 1641 项总统单边指令提供了授权和自由裁量权评分。这些分值基于为行政分支背景开发的新测量方法,并讨论了测量方法的可靠性和有效性。然后,我利用数据集表明,随着时间的推移,赋予行政人员的授权和自由裁量权的程度在不同方式(行政命令、备忘录、公告)之间发生了变化:高分行政命令的比例一直在增加,但这一增加被高分备忘录的相应减少所抵消。此外,我发现总统在外交政策中使用的行政授权少于在国内政策中使用的行政授权,这与有关行政部门决策集中化的现有文献相一致。
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来源期刊
Presidential Studies Quarterly
Presidential Studies Quarterly POLITICAL SCIENCE-
CiteScore
2.10
自引率
12.50%
发文量
47
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