What we owe to impaired agents

IF 1.2 3区 哲学 Q3 ETHICS Journal of Social Philosophy Pub Date : 2026-03-22 Epub Date: 2024-07-05 DOI:10.1111/josp.12581
Giacomo Floris
{"title":"What we owe to impaired agents","authors":"Giacomo Floris","doi":"10.1111/josp.12581","DOIUrl":null,"url":null,"abstract":"<p>According to relational egalitarians, a just society is one where the state considers and treats persons as equals, and persons stand in relations of equality with one another (Anderson, <span>1999</span>; Lippert-Rasmussen, <span>2018</span>; O'Neill, <span>2008</span>; Scheffler, <span>2003</span>; Schemmel, <span>2021</span>; Wolff, <span>1998</span>). Relational egalitarians, however, have so far been mainly concerned with how fully competent adults must be considered and treated as equals, whereas they have said much less about what a relational egalitarian society owes to those individuals whose agential capacities are impaired due to mental health issues, such as depression or drug and alcohol addiction.<sup>1</sup> The aim of this article is to address this lacuna in the relational egalitarian literature.</p><p>Exploring this issue is important for at least two reasons. First, impaired agents represent some of the most vulnerable members of society: they are often looked down upon by others and are deprived of the conditions necessary to exercise their political rights, take part in social cooperation, and establish meaningful social relationships. Therefore, it is crucial to develop an account of what is owed to impaired agents to enrich our understanding of what is required to achieve an inclusive society of equals. Second, this exploration will enable us to address a neglected tension between the demands of relational equality, and shed light on the role of its most fundamental background commitment: the principle of basic moral equality.</p><p>This article is divided into two parts. In the first part, I propose a novel theory of respect for persons' agential capacities that defines what a relational egalitarian society owes to impaired agents as a matter of respect for their equal standing. In Section 2, I illustrate how the social condition of impaired agents generates a tension between two core demands of relational equality. On the one hand, relational egalitarians argue that the state should express appropriate respect for persons' equal standing by refraining from making demeaning judgments about their variable agential capacities, which would allow ranking them on a scale of moral personality. On the other hand, they maintain that the state should enable everyone to <i>function</i> as equal citizens. However, I argue that a duty to refrain from assessing individuals' agential endowments is sometimes incompatible with a duty to ensure that impaired agents have access to the assistance necessary to be able to function as equal citizens.</p><p>To overcome this tension, in Section 3, I develop a <i>dualist</i> account of respect for persons' agential capacities. According to this account, respect does not only entail abstaining from assessing individuals' agential capacities, but it also requires a positive duty to offer help and support to address mental health issues that diminish moral personality. Call this kind of respect, <i>positive respect</i>. The principle of positive respect, I argue, offers a coherent and convincing account of how the state should express appropriate respect for impaired agents.</p><p>In the second part of the article, I show that the dualist account of respect yields original and significant implications for the most fundamental background commitment of relational equality: the principle of basic moral equality. In Section 4, I introduce the <i>moral inequality objection</i>, according to which the theoretical price of accepting a duty of positive respect is moral inequality. This is because such a duty presupposes taking into account the <i>unequal</i> degree to which impaired agents hold their basic agential capacities, thus compromising their status as <i>equals</i> (Arneson, <span>2015</span>; Christiano, <span>2015</span>; Floris, <span>2019</span>). Therefore, so the objection goes, relational egalitarians must reject the dualist account of respect because it undermines the very basis of impaired agents' claim to be considered and treated as equals. In response, in Section 5, I argue that fulfilling a duty of positive respect often does not presuppose a violation of persons' equal moral status. In Section 6, I contend that, when it does, it is still morally more important to fully respect impaired agents by providing them with help and support to (re-)acquire and maintain their ability to stand in relations of equality with others, rather than considering them as equals but failing to offer them the assistance that they need.</p><p>Relational egalitarians have so far not paid enough attention to the obligations a just society has toward those individuals whose agential capacities are impaired due to mental health issues. This article fills this gap by developing a theory of what is owed to impaired agents as a matter of respect for their equal standing. Crucially, this theory reveals that relational egalitarians must rethink some of their most fundamental premises: respect for persons sometimes requires evaluating individuals' varying agential capacities. And, while this kind of respect often does not violate persons' status as equals, even when it does, this is not as morally problematic as they commonly believe.</p><p>A central tenet of relational equality is that the state should express appropriate respect for persons' equal standing (Anderson, <span>1999</span>; Hojlund, <span>2021</span>; Schemmel, <span>2021</span>; Voigt, <span>2018</span>). “Persons” are typically defined in Rawlsian terms as individuals who hold the capacity to develop, revise, and pursue a conception of the good, along with the capacity for a sense of justice up to a sufficient minimum for moral personality (Rawls, <span>1971</span>: 507).<sup>2</sup> Accordingly, the state should express appropriate respect for persons' equal standing by avoiding ranking them on a scale of moral personality based on the degree to which they are capable of rationally advancing their own good and formulating reasonable value commitments. This is a fundamental demand of what basic “recognition respect”<sup>3</sup> for persons <i>qua</i> moral persons requires.</p><p>Many prominent relational egalitarians share this requirement of basic recognition respect for persons.<sup>4</sup> Elizabeth Anderson, for example, accuses luck egalitarianism of being profoundly disrespectful, thus failing the “most important test that any egalitarian theory must meet,” because “in attempting to ensure that people take responsibility for their choices, makes demeaning and intrusive judgments of people's capacities to exercise responsibility and effectively dictates to them the appropriate uses of their freedom” (Anderson, <span>1999</span>: 289). In a similar vein, Samuel Scheffler observes that luck egalitarianism's redistributive policies are based on “judgments that are strongly ‘inward looking’” (Scheffler, <span>2003</span>: 21). Specifically, “the aim of neutralising the distributive effects of brute luck requires intrusive and conceptually problematic judgements about the inner sources of people's disadvantages” (Scheffler, <span>2003</span>: 28). In his critique of distributive views of equality, Jonathan Wolff also points out that it is fundamentally disrespectful to single out individuals with internal endowment deficits—respect requires refraining from close scrutiny (Wolff, <span>1998</span>). Finally, Christian Schemmel argues that “it would be fundamentally disrespectful for agents of social justice to undertake any assessments of moral qualities that would allow them to rank individuals on a scale of moral competence (degree of possession of moral powers, in our Rawlsian case)” (Schemmel, <span>2021</span>: 108).</p><p>In a relational egalitarian society, then, the state should express appropriate recognition respect for persons' equal standing by refraining from inquiring into, and acting on, differences among individuals in terms of agential endowments, which would allow placing them on a status hierarchy of moral personality and singling out some individuals as “less competent” moral agents. In other words, respect for persons requires abstaining from taking into account variations in degrees of agential capacities when reasoning about how they ought to be treated. Following Ian Carter, we can call this kind of respect, “opacity respect” (Carter, <span>2011</span>).</p><p>The case of alcoholic John generates a tension between the demands of relational equality. On one hand, relational egalitarians commonly share the intuition that persons, like John, should be offered the necessary help to address their health condition so as to (re-)acquire and maintain the ability to function as equals in society. As Anderson put it, “What citizens ultimately owe one another is the social conditions of the freedoms people need to function as equal citizens” (Anderson, <span>1999</span>: 320). On the other hand, as we have seen, the commitment to a form of “opacity respect” makes relational egalitarians reluctant to allow the state to pass judgments over persons' agential capacities. Evaluating John's agential capacities would be disrespectful, for it would entail singling him out as disadvantaged in terms of agential endowments, thereby placing John on a scale of moral personality and therefore compromising his status as equal.</p><p>Arguably, however, refraining from assessing the agential capacities of persons with mental health issues ensures their equal status in name only. This is because impairments to agential capacities constrain individuals' ability to function as equal citizens in several respects. Studies show that substance use and depressive disorders are key factors in reducing political participation (Ojeda, <span>2015</span>) and significantly impact access to socio-economic opportunities (Henkel, <span>2011</span>; Pfeifer &amp; Strunk, <span>2016</span>). In addition, substance use and depressive disorders undermine individuals' access to a range of relational resources, such as friendships and membership in associations, which are essential for maintaining and exercising the capacity for a conception of the good and the capacity for a sense of justice (Cordelli, <span>2015</span>). More generally, impaired agential capacities diminish opportunities to establish meaningful social relationships, hindering persons' ability to be social contributors and to be recognized as such by others (Brownlee, <span>2020</span>).</p><p>The right of persons to the social conditions that enable them to function as equal citizens—that is, to have the effective ability to exercise their political rights and participate in the economy and the activities of civil society—is a fundamental requirement of the ideal of relational equality (Anderson, <span>1999</span>; Schemmel, <span>2021</span>; Wolff, <span>2015</span>). However, relying on a form of “opacity respect” deprives relational egalitarians of the theoretical resources necessary to justify a positive duty to offer assistance and support to those persons whose agential capacities are impaired—insofar as it requires refusing to assess persons' agential endowments—thereby rendering them vulnerable to social exclusion and incapable of functioning as equals in society.</p><p>It might be objected that the tension between these demands of relational equality is only apparent because addressing the specific vulnerability of impaired agents, like John, does not necessarily violate the state's duty to express opacity respect toward its members <i>qua</i> equals. Consider, for instance, the allocation of a compulsory insurance package. If such a scheme is in place, individuals with impaired agential capacities can voluntarily disclose this information to a doctor. The doctor, in turn, does not need to notify any state official about their patient's condition for them to be entitled to the necessary benefits to address their internal impairments. Therefore, the state does not need to violate its duty of opacity respect by considering individual disadvantages in terms of agential capacities when determining how persons should be treated.<sup>5</sup></p><p>The main problem with this line of argument, however, is that it makes the positive duty to <i>offer</i> assistance conditional on the recipient asking for it. This, however, does not seem plausible: if A sees that B is in danger, A should offer B help without waiting for B to realize that they are in need of assistance and even if B does not ask for it—at least when we are entitled to assume that B would not be opposed to being offered help. This point is particularly significant for the cases at hand because mental health issues are often the cause of both epistemic and volitional limitations that prevent a person from actively seeking help (Warren, <span>2018</span>: 213–218). For example, it is precisely because of his alcohol use disorder that John may not recognize that he has a problem—being alcoholic—that needs to be addressed or that, despite acknowledging his health condition, he may lack the strength of will sufficient to ask for assistance.</p><p>For this reason, I argue that the <i>ex-ante</i> provision of public assistance, which relies on persons' ability and willingness to actively seek help, is insufficient to provide appropriate assistance to those individuals who are epistemically or volitionally incapable of asking for help due to internal impairments. Instead, society should also offer <i>ex-post</i> help and support by promoting outreach programs aimed at identifying those individuals who are out of reach of traditional health care services to improve access to service as well as service uptake.<sup>6</sup> For instance, in Portugal, teams of social workers are deployed to reach out to the most marginalized drug addicts, who live in abandoned housing or on the streets, and encourage them to seek treatment (Hari, <span>2015</span>: 244–245). Similarly, in recent years, the city and county of Los Angeles have set up teams of mental health, medical, and substance abuse professionals who operate in socially deprived areas, such as Skid Row, providing assistance to individuals who struggle with addiction and mental illness (Holland, <span>2015</span>). These healthcare and social services are necessary to foster the active inclusion of those persons whose agential capacities are impaired due to mental health issues by providing them with assistance to (re-)acquire and maintain their ability to fully participate as equals in society. However, they are inconsistent with a commitment to opacity respect because they presuppose singling out individuals or social groups who are entitled to special measures of assistance in light of agential deficits (Carter, <span>2011</span>: 504–506). Therefore, I conclude that unconditional and universal forms of assistance that are compatible with opacity respect are insufficient to ensure that impaired agents have access to what they need to function as equal citizens.</p><p>Relational egalitarians argue that the state should express appropriate respect for persons by refraining from raking them on a scale of moral personality. Hence, it should abstain from evaluating the degree to which persons are capable of rationally developing and pursuing their own interests and formulating reasonable value commitments, as a matter of respect for their equal standing. In the previous section, I showed that this commitment is, however, in tension with another fundamental demand of relational equality, wherein the state should enable everyone to function as equal citizens. This is because refusing to assess individuals' agential endowments is sometimes incompatible with a positive duty to offer assistance to persons whose agential capacities are impaired, thereby making them vulnerable to social exclusion and incapable of standing in relations of equality with others.</p><p>Accordingly, in this section, I argue that relational egalitarians should abandon the monist view of basic respect for persons' agential capacities and embrace a <i>dualist</i> account, which includes not only (i) a duty of opacity respect to refrain from inquiring into the level of persons' agential capacities, but also (ii) a duty of what I call “positive respect” to assess individuals' varying capacities when this is necessary to provide impaired agents with what they need to (re-)acquire and maintain the ability to function as equal citizens.<sup>7</sup> In a relational egalitarian society, then, the state should express appropriate respect for <i>all</i> persons' equal standing by balancing these potentially conflicting requirements.</p><p>In what follows, I address two objections that can be raised against the principle of positive respect. This will help us further clarify this notion and illustrate how it should be balanced against the other requirement of basic respect for persons' agential capacities.</p><p>First, it might be objected that the tension between the demands of relational equality is not one between different requirements of <i>respect</i> for persons' agential capacities but rather one between what respect for persons' agency requires, on the one hand, and what <i>concern</i> for persons' welfare (or interests) entails, on the other.<sup>8</sup> In reply, it should be noticed that our focus here is on what a relational egalitarian society owes to impaired agents <i>qua</i> persons, that is, individuals whose agential capacities are impaired but <i>have not dropped below the minimum threshold</i> of moral personality. What is at stake, then, is not primarily a concern for impaired agents' welfare, but what respect for their agency requires.</p><p>This point is not merely terminological but has substantive implications for the <i>content</i> of the positive duty toward impaired agents. Since impaired agents are still agents and the positive duty is a response to their agency, the latter is not a paternalistic duty to bypass their agency for the sake of furthering their own good but one to <i>offer</i> assistance to address mental health issues that diminish their agential capacities.<sup>9</sup> Thus, for example, a commitment to positive respect does not justify <i>mandatory</i> participation in therapy sessions or recovery groups. The dualist account of respect, therefore, shows that respect for persons' moral agency does not only entail a negative duty to refrain from assessing their agential capacities and let them exercise their agency as they see fit. Instead, it also implies a positive duty to ensure that persons have <i>access</i> to the social conditions necessary to (re-)acquire and maintain their unimpaired agential abilities. Moreover, it reveals that more liberal relational egalitarian views, which are reluctant to accept (coercive) paternalistic forms of intervention,<sup>10</sup> also have the theoretical resources to justify a positive duty to offer assistance and support to those persons whose agential capacities are impaired due to mental health issues, as a matter of respect for their equal standing.</p><p>A second objection consists in observing that a duty of positive respect presupposes a certain degree of intrusiveness to ensure that persons are offered help in maintaining an unimpaired moral personality. However, since everyone presumably would suffer from some kind of internal impairment at some point in their life, this positive duty seems to legitimize a kind of Orwellian society where citizens live under constant state surveillance aimed at “fixing” or “curing” their agential capacities. Not only is holding that respect entails such pervasive and deep intervention in persons' lives independently implausible, but it also makes a duty of opacity respect redundant. Call this the <i>excessive intervention objection</i>.</p><p>To address the excessive intervention objection, it is necessary first to understand what kinds of internal impairments call for intervention based on a duty of positive respect. The World Health Organization defines impairment as “any loss or abnormality of psychological, physiological, or anatomical structure or function” (WHO, <span>1980</span>). Many have pointed out that this definition presupposes an arbitrary conception of “normality,” which is unable to generate any normative prescriptions.<sup>11</sup> For our purposes, however, it should be recalled that we are working within a theoretical framework, which assumes that “moral personality” is the value that defines what a person is. Hence, it is reasonable to understand the internal impairments in question here, as deficiencies in the functioning of a person's moral personality, which diminish their agential capacities, but not to a level lower than the minimum threshold for moral personality. The question, then, is: what kinds of deficiencies generate demands of positive respect?</p><p>Since the fulfillment of a duty of positive respect might entail a violation of opacity respect, we must be very cautious in determining the circumstances that justify an infringement of the latter for the satisfaction of the former—in particular, in the context of the relationship between political institutions and the citizens.<sup>12</sup> Therefore, it seems appropriate to defer to medical expertise to identify clear cases of internal impairments that trigger a duty of positive respect.</p><p>However, this does not imply that trust in medical psychiatry should be blind or sufficient. On the one hand, standard psychiatric classifications, such as those found in the Diagnostic and Statistical Manual of Mental Disorders, have faced significant criticism for overpathologizing normal life problems, classifying various daily life activities and behavioral patterns as “mental disorders” that must be addressed and managed appropriately (Billieux et al., <span>2015</span>). Therefore, it is paramount that the classification of internal impairments designated as mental disorders, which diminish individuals' agential capacities and therefore warrant intervention based on positive respect, is made accountable, first and foremost, to those who are affected by it and, more generally, to society at large.<sup>13</sup></p><p>On the other hand, medicine alone is unable to determine all the causes of internal impairments to individuals' agential capacities. Social empirical research is crucial to identifying the environmental and social causes that contribute to the emergence of these impairments. A commitment to positive respect, in fact, not only justifies the provision of healthcare but also entails that society has a duty to address the social determinants of health that lead to impairments to persons' agential capacities.<sup>14</sup></p><p>Limiting the range of internal impairments that generate a demand for positive respect to those mental disorders identified by medical psychiatry as clear obstacles to moral personality is not the only reason why such a duty does not legitimize frequent intrusion into persons' lives. Another reason lies in the fact that this duty should be understood diachronically: what is morally relevant is to ensure not that persons have an unimpaired moral personality at any given point in time, but rather that they preserve unimpaired agential capacities throughout their lives. Put simply, positive respect justifies intervention not if a person consumes alcohol excessively during a night out with their friends, but if they develop an alcohol use disorder.</p><p>The excessive intervention objection, however, states that a positive duty to help with mental health issues should be rejected if it allows for <i>deep</i>, even if infrequent, intervention in persons' lives. In response, then, it is important to recall that the duty of positive respect and the duty of opacity respect are two basic requirements of respect for persons' agential capacities, which need to be balanced against each other. Hence, there will be cases in which opacity respect has priority over positive respect and others in which the latter outweighs the former. Thus, opacity respect serves as a constraint on the depth, or intrusiveness, of the interventions that can be justified for the sake of positive respect.</p><p>To appreciate this, consider the following example. Drug addiction severely impairs individuals' agential capacities and thus warrants intervention based on positive respect. Now, imagine a society where state officials are authorized to conduct brain scans on individuals to gauge their agential capacities, and citizens are required to install a similar device in their habitations. This enables the state to identify individuals struggling with drug addiction and provide them with the necessary assistance.</p><p>A proponent of the dualist account of respect has the theoretical resources to condemn these practices on the grounds that the demand of positive respect—offering assistance to persons with drug dependence—does not justify such a severe violation of opacity respect, whereby the state can evaluate persons' level of all their agential capacities as well as intrude substantially into their personal lives. To be sure, more will have to be said about the specific circumstances in which opacity respect has priority over positive respect and vice versa. However, the salient point here is that a dualist account of respect grounds an obligation to fulfill positive respect in such a way as to minimize the violation of opacity respect. Therefore, the former does not entail excessively deep, or intrusive, interference in persons' lives.</p><p>To conclude, in the previous section, I argued that a duty of opacity respect to refrain from evaluating persons' varying agential capacities is sometimes incompatible with ensuring that individuals with impaired agential capacities are provided with what they need to function as equal citizens. This, however, is inconsistent with what a relational egalitarian society owes to impaired agents as equals. To overcome this difficulty, in this section, I developed a dualist account of respect for persons' agential capacities, wherein respect does not only entail refraining from inquiring into the level of individuals' agential endowments but also requires assessing persons' varying capacities when it is necessary to offer assistance and support to address mental health issues that diminish moral personality. The upshot is that, in a relational egalitarian society, the state should express appropriate respect for <i>all</i> persons' equal standing by balancing these potentially conflicting demands, thereby ensuring that everyone is capable of standing in relations of equality with each other.</p><p>In the second part of the article, I show that the dualist account of respect for persons' agential capacities has significant implications for one of the most fundamental background commitments of the ideal of relational equality: the principle of basic moral equality.</p><p>Relational egalitarians generally hold that the ideal of relational equality is ultimately grounded in the principle of basic moral equality: persons are each other's equals, and therefore they ought to be considered and treated as such (Anderson, <span>1999</span>: 313; Kolodny, <span>2014</span>: 300; Scheffler, <span>2003</span>: 22; Schemmel, <span>2021</span>: 3; Viehoff, <span>2019</span>: 18). However, recent contributions to the literature on the basis of moral equality have shown that, despite its widespread acceptance, providing a plausible justification for the principle of moral equality is by no means an easy task. The reason for this is that if persons ought to be considered and treated as equals, this must be because there is something about persons which makes them each other's equals; however, the basic agential capacities that ground persons' moral status—that is, the capacity for a conception of the good and the capacity of a sense of justice—are possessed to <i>unequal</i> degrees. Some people are more rational and reasonable than others. However, if persons are <i>unequal</i> in the possession of the properties that confer moral status upon them, how come they should be considered and treated as <i>equals</i>? Put differently, how can the possession of some <i>scalar</i> status-conferring properties ground persons' <i>equal</i> moral status? (Arneson, <span>2015</span>; Christiano, <span>2015</span>). This is the so-called <i>variations objection</i> (Floris, <span>2019</span>).</p><p>Arguably, one of the most influential theories of the basis of persons' moral equality has been developed by Carter. According to Carter, the solution to the variations objection lies precisely in a commitment to opacity respect: by requiring us to refrain from evaluating persons' agential capacities, opacity respect provides an independent moral requirement that explains why the variations above the threshold for moral personality should be ignored when assessing persons' moral status. More precisely, opacity respect supplies a principled justification for why what is morally salient is that persons possess the “range property” of the moral personality<sup>15</sup>—that is, they hold the subvenient scalar agential capacities for a conception of the good and a sense of justice within a certain range, regardless of the different degrees to which they possess these scalar properties above the threshold for moral personality. Persons, therefore, are equal in the possession of the range property and, as such, cannot be ranked on a scale of moral personality. Thus, not only is opacity respect a fundamental requirement of basic recognition respect for persons, but it is also the <i>basis</i> of persons' moral equality (Carter, <span>2011</span>).</p><p>However, if this is true, then relational egalitarians have compelling reasons to reject the dualist account of respect because positive respect seems irreconcilable with a commitment to the principle of moral equality. Indeed, by requiring us to inquire into and take account of the <i>unequal</i> degree to which impaired agents hold their basic agential capacities, a duty of positive respect presupposes ranking them on a scale of moral personality, thereby undermining the very basis of their claim to be considered and treated as <i>equals</i>. Regarding a person as morally unequal, however, is an unacceptable price to pay for justifying a duty of positive respect. Call this the <i>moral inequality objection</i>.</p><p>One possible answer to the moral inequality objection is to deny that Carter's opacity respect view offers a plausible justification for persons' moral equality. While opacity respect is a requirement of what respect for persons entails, it is not the basis of moral equality.<sup>16</sup> If so, when positive respect violates opacity respect, it does not thereby undermine persons' status as equals because this is not ultimately grounded in opacity respect.</p><p>In my view, however, Carter provides a coherent and plausible theory of the basis of persons' moral equality, at least in the context of the relationship between the state and its citizens.<sup>17</sup> Therefore, in what follows, I argue that accepting that persons' moral equality is grounded in a duty of opacity respect does not provide relational egalitarians with strong reasons to reject the dualist account of respect. In particular, I defend two claims: first, I argue that there are cases in which the tension between positive respect and opacity respect does not compromise impaired agents' status as equals in the eyes of the state. Second, I contend that in those cases where the fulfillment of a duty of positive respect does entail a violation of moral equality, it is still morally more important to fully respect impaired agents, even at the cost of <i>temporarily</i> considering them as unequal. Thus, contrary to what relational egalitarians commonly believe, the principle of respect for persons is sometimes incompatible with the principle of moral equality, and the former takes priority over the latter.</p><p>Let us begin by explaining what a duty of positive respect entails. This duty involves a two-stage process: first, the state must identify individuals with impaired agential capacities and offer them help in overcoming the mental health problems that diminish these agential capacities. As noted in Section 2, mental health issues are often the cause of both epistemic and volitional limitations that prevent a person from seeking or accepting help. Therefore, the state should attach incentives to the choice of accepting or refusing assistance and support.<sup>18</sup> Second, it must establish public forms of assistance to provide those who are entitled to it with the assistance that they need.</p><p>If this is what a duty of positive respect requires, it is unclear how fulfilling this duty does not undermine a person's <i>equal</i> moral status. After all, when the state identifies individuals with mental health issues and offers them assistance and support, it presupposes that the state has assessed the level of their subvenient agential capacities, thereby determining their comparative position on the scale of moral personality. Hence, they are no longer moral equals in the eyes of the state.</p><p>However, to see why a duty of positive respect does not always entail a <i>comprehensive</i> assessment of persons' agential capacities, it is important to recall that the range property of moral personality supervenes upon the capacity for a conception of the good and the capacity for a sense of justice. And, crucially, these subvenient agential capacities, in turn, presuppose the possession of other moral powers. As to the former, for example, Michael Cholbi identifies three moral powers necessary for being a rational agent: (1) <i>recognition</i>: the power to recognize ends as minimally choice-worthy; (2) <i>discrimination</i>: the capacity to select, among the ends that are choice-worthy, those ends that are worth pursuing; (3) <i>satisfaction</i>: the capacity to exercise instrumental rationality (Cholbi, <span>2017</span>: 134). As to the latter, it seems plausible to hold that, at a minimum, the capacity for a sense of justice supervenes upon two moral powers: (1) <i>empathy</i>: the power to adopt the other's standpoint; (2) <i>sympathy</i>: the power to be influenced by the other's standpoint (Sibley, <span>1953</span>).</p><p>Accordingly, a duty of positive respect does not always necessitate a comprehensive assessment of a person's subvenient agential capacities. When the state recognizes that a person's moral personality is impaired, it does not necessarily imply an overall evaluation of <i>all</i> the subvenient agential capacities. Rather, it only presupposes that the state assesses the level of those agential capacities that are affected by the internal impairment in question. However, the assessment of <i>some</i> subvenient moral powers is insufficient to make sound inferences about a person's <i>overall</i> moral personality. Therefore, the state is unable to determine their comparative position on a scale of moral personality, as a matter of opacity respect. As a result, they have equal moral status in the eyes of the state. In other words, for the state to satisfy its duty of positive respect, it is not necessary to <i>lift</i> the opacity veil, but it is sufficient to <i>pierce</i> it, at least in some circumstances. And piercing the opacity veil is a kind of violation of opacity respect that does not compromise a person's status as equal, for it does not allow ranking them on a scale of moral personality.</p><p>To illustrate this point, consider the case of Sophia, who suffers from panic disorders. While such an impairment may diminish Sophia's ability to efficiently pursue her goals, it is unclear why it should also affect her understanding of valuable ends, and her ability to choose which ends are valuable to her. More importantly, it is difficult to see how panic attacks might diminish Sophia's sense of justice, as they are unrelated to her ability to develop principles of justice. Therefore, when the state recognizes that Sophia is entitled to health care assistance because she suffers from panic disorders, this only presupposes that it is aware of the overall level of Sophia's capacity for a conception of the good, <i>at most</i>. However, this information alone is insufficient to determine Sophia's position on the scale of moral personality, as the level of Sophia's capacity for a sense of justice is still covered by the opacity veil. Consequently, the state cannot draw conclusive comparative judgments between Sophia's overall agential capacities and those of others. Therefore, Sophia retains her equal moral status in the eyes of the state.</p><p>It may be objected that, in some cases, it is reasonable to suppose that a mental health problem could impair both the capacity for a conception of the good and the capacity for a sense of justice. In other words, it is sometimes unclear whether a mental health problem undermines only (part of) one of the subvenient agential capacities or the moral personality as a whole. For instance, consider Mike, who holds the basic agential capacities up to the threshold for moral personality but suffers from dysthymia, a persistent depressive disorder characterized by a “depressed mood for most of the day, for more days than not, […] for at least 2 years” (American Psychiatric Association, <span>2013</span>: 168). On one hand, one may hold that the depressive disorder only diminishes Mike's capacity for a conception of the good, as he may be unable or unwilling to formulate and advance his conception of the good. On the other hand, it is plausible to suggest that it may also impair Mike's capacity for a sense of justice by reducing his concern for how his actions can impact himself and others.</p><p>Even in these cases, however, a duty of positive respect need not entail a comprehensive assessment of someone's subvenient agential capacities. This is because, as discussed in the previous section, a dualist account of respect grounds an obligation to satisfy the duty of positive respect in a way that minimizes the violation of the duty of opacity respect. Therefore, in cases where it is reasonable to assume that both subvenient agential capacities <i>may</i> be impaired, the state must proceed under the assumption that only one of the two is diminished, as a matter of opacity respect. In other words, when the state recognizes that Mike is entitled to healthcare because he suffers from dysthymia, assuming it undermines his capacity for a conception of the good, it must “turn a blind eye”<sup>19</sup> to the possibility that his capacity for a sense of justice is also impaired.</p><p>To be sure, at the second stage, a comprehensive evaluation of Mike's agential capacities is indeed necessary to determine the assistance he requires. However, such a comprehensive evaluation will be carried out by health personnel who must be under a deontological duty of professional confidentiality not to disclose this information. And the state must refuse to collect this information as relevant to the assessment of Mike's status, as a matter of opacity respect. Therefore, Mike can go into and come out from a public institution on an equal standing.</p><p>In conclusion, I argue that sometimes the fulfillment of a duty of positive respect simply presupposes taking into account only those specific subvenient agential capacities that are diminished by the impairment in question. However, this kind of violation of opacity respect does not compromise a person's status as equal because it does not involve a comprehensive assessment of all the subvenient agential capacities, which would allow raking them on a scale of moral personality. Therefore, a duty to offer assistance and support to impaired agents does not necessarily undermine their equal status in the eyes of the state.</p><p>A critic may concede that a duty of positive respect entails piercing the opacity veil when offering assistance to overcome mental health issues that hinder <i>only some</i> agential capacities, such as some forms of panic or depressive disorders. However, they may point out that certain impairments clearly diminish <i>all</i> the agential capacities upon which moral personality supervenes. For example, research evidence suggests that some kinds of drug addiction, like heroin addiction, impair both the capacity for a conception of the good and the capacity for a sense of justice (Levy, <span>2006</span>; Markowitz, <span>2005</span>). Accordingly, when the state identifies a person with a heroin use disorder and offers them healthcare assistance, this presupposes that it is aware that their subvenient agential capacities are <i>both</i> impaired, thereby being able to determine their comparative position on a scale of moral personality and thus compromising their status as an equal. Therefore, the moral inequality objection, so the critic concludes, retains its force, at least in some circumstances. Providing assistance to address some mental health issues implies lifting the opacity veil, thus revealing a person's comparative position on a scale of moral personality; hence, it is irreconcilable with the principle of moral equality.</p><p>In response, I argue that while the fulfillment of the duty of positive respect may sometimes undermine impaired agents' status as equals, relational egalitarians still have compelling reasons to maintain that it is morally preferable to <i>temporarily</i> regard impaired agents as unequals but provide them with the help necessary to (re-)acquire and maintain their ability to function as equals, rather than considering them as equals but failing to offer them the assistance that they need.</p><p>To appreciate this, consider the case of Emily, who struggles with a heroin use disorder. When the state offers help and support to Emily, it implies that it has unveiled Emily's position on the scale of moral personality, insofar as heroin addiction diminishes both her capacity for a conception of the good and her capacity for a sense of justice. Accordingly, Emily does not have equal status in the eyes of the state, at least until her internal impairments have been addressed.<sup>20</sup> However, it should be clear that this does not entail that Emily has no rights <i>qua</i> a moral person; on the contrary, Emily is a moral person in the eyes of the state, for she is still within the range of moral personality. Therefore, most importantly, she is entitled to be provided with assistance to address the mental health issues that diminish her agential capacities <i>qua</i> a moral person.</p><p>Furthermore, having an unequal status does not imply that every right of Emily should be overridden by every right that unimpaired agents have. This is because when determining the right course of action, both the moral status of the beings <i>and</i> the significance of the claims at stake must be taken into account. For example, even if we believe that human beings have a moral status that is superior to that of nonhuman animals, this does not entail that torturing an animal is morally preferable to pinching a human's arm, for the difference in the significance of the claims at stake clearly outweighs the inequality of the beings' moral statuses. Consequently, since Emily's right to positive respect is a fundamental right she possesses as a moral person, such a right should take precedence over the less fundamental rights held by individuals whose moral personality is not impaired, in cases of scarce resources and conflicting claims.<sup>21</sup></p><p>We can now see that the moral inequality objection fails to provide relational egalitarians with compelling reasons to reject the dualist account of respect. First, it should be recalled that a commitment to the monist view of basic respect for persons' agential capacities is inconsistent with a duty to provide assistance to impaired agents, even when doing so does not undermine their status as equals. This conclusion, however, is inconsistent with the ideal of relational equality: individuals whose agential capacities are impaired have a fundamental right to be helped in addressing mental health issues that diminish their moral personality so as to be able to function as equal citizens. Accordingly, even if one doubts that fulfilling a duty of positive respect is morally more important than considering persons as equals, this does not mean that the former should be disregarded as irrelevant. In other words, suggesting that there is no obligation to offer assistance to individuals like alcoholic John and dysthymic Mike, even when their equal status is not in question, is a disturbing conclusion.</p><p>Second, I argue that abstaining from taking account of impaired agents' internal endowment deficits is more problematic than inquiring into their level of agential capacities, even when the latter, but not the former, compromises their equal moral status. This is because while refraining from assessing Emily's agential capacities allows us to consider her as an equal, the ascription of equal status turns out to be unduly formal. As explained in Section 2, while Emily holds equal rights in a society where she is treated as opaque by political institutions, the state is unable to offer her the necessary assistance unless and until she asks for it. Consequently, Emily's heroin addiction becomes a significant barrier to her political participation and her ability to access socio-economic opportunities and relational resources, thereby rendering her vulnerable to social exclusion and incapable of functioning as an equal citizen. On the other hand, a dualist account of respect entails that, although the state may <i>temporarily</i> regard Emily as having an unequal status, it has a duty of justice to offer her support in overcoming drug addiction. Specifically, Emily retains a very stringent right to be provided with the assistance necessary to (re-)acquire and maintain the ability to stand in relations of equality with others.</p><p>All in all, then, I argue that the dualist view of respect offers a more plausible account of what a relational egalitarian society owes to impaired agents than the monist view of respect. The former implies that impaired agents may sometimes temporarily lose their status as equals while holding a very stringent right to be offered help in addressing mental health issues that diminish their ability to function as equal citizens. The latter, instead, fails to ensure that impaired agents have access to the assistance that they need, even when this would not compromise their equal moral status, for the sake of a principle of equality devoid of much of its substantive content.</p><p>In conclusion, the moral inequality objection fails to undermine the dualist account of respect. Sometimes the duty of positive respect is compatible with considering persons as equals, and when the former is irreconcilable with the latter, it is still morally more important to fulfill the duty of positive respect even at the cost of moral inequality, rather than considering impaired agents as equals but failing to provide them with what they need to function as equal citizens.</p><p>Relational egalitarians have so far not said much about what society owes to those individuals whose agential capacities are impaired due to mental health issues such as depression or substance addiction. In this article, I attempted to address this shortcoming. I argued that the social condition of impaired agents generates a tension between two core demands of relational equality: on the one hand, relational egalitarians argue that the state should express appropriate respect for persons' equal standing by refraining from assessing their agential capacities, which would allow ranking them on a scale of moral personality. On the other hand, they hold that the state should provide everyone with what they need to function as equal citizens. Yet, refraining from evaluating individual agential endowments is sometimes incompatible with enabling impaired agents to function as equal citizens.</p><p>To overcome this tension, I developed a novel dualist account of respect for persons' agential capacities. According to this account, respect does not only entail abstaining from assessing persons' agential capacities but also requires a positive duty to offer assistance in addressing mental health issues that diminish moral personality, thereby ensuring that impaired agents have access to the social conditions necessary to (re-)acquire and maintain their ability to stand in relations of equality with others. I argued that this dualist account offers a coherent and plausible explanation of how the state should express appropriate respect for <i>all</i> persons' equal standing. Furthermore, it reveals that relational egalitarians must reconsider some of their most fundamental premises: respect for persons requires assessing individuals' agential capacities, at least sometimes. And while this kind of respect often does not compromise persons' status as equals, even when it does, this is not as morally problematic as they commonly believe.</p><p>Research for this article was funded by the European Union's Horizon Europe research and innovation program under the Marie Skłodowska-Curie grant agreement No. 101060448, and by the British Academy under the Postdoctoral Fellowship Scheme grant No. PF22\\220010.</p><p>The author declares that he has no known competing financial interests or personal relationships that could have appeared to influence the work reported in this article.</p>","PeriodicalId":46756,"journal":{"name":"Journal of Social Philosophy","volume":"57 1","pages":"27-43"},"PeriodicalIF":1.2000,"publicationDate":"2026-03-22","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"https://onlinelibrary.wiley.com/doi/epdf/10.1111/josp.12581","citationCount":"0","resultStr":null,"platform":"Semanticscholar","paperid":null,"PeriodicalName":"Journal of Social Philosophy","FirstCategoryId":"98","ListUrlMain":"https://onlinelibrary.wiley.com/doi/10.1111/josp.12581","RegionNum":3,"RegionCategory":"哲学","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":null,"EPubDate":"2024/7/5 0:00:00","PubModel":"Epub","JCR":"Q3","JCRName":"ETHICS","Score":null,"Total":0}
引用次数: 0

Abstract

According to relational egalitarians, a just society is one where the state considers and treats persons as equals, and persons stand in relations of equality with one another (Anderson, 1999; Lippert-Rasmussen, 2018; O'Neill, 2008; Scheffler, 2003; Schemmel, 2021; Wolff, 1998). Relational egalitarians, however, have so far been mainly concerned with how fully competent adults must be considered and treated as equals, whereas they have said much less about what a relational egalitarian society owes to those individuals whose agential capacities are impaired due to mental health issues, such as depression or drug and alcohol addiction.1 The aim of this article is to address this lacuna in the relational egalitarian literature.

Exploring this issue is important for at least two reasons. First, impaired agents represent some of the most vulnerable members of society: they are often looked down upon by others and are deprived of the conditions necessary to exercise their political rights, take part in social cooperation, and establish meaningful social relationships. Therefore, it is crucial to develop an account of what is owed to impaired agents to enrich our understanding of what is required to achieve an inclusive society of equals. Second, this exploration will enable us to address a neglected tension between the demands of relational equality, and shed light on the role of its most fundamental background commitment: the principle of basic moral equality.

This article is divided into two parts. In the first part, I propose a novel theory of respect for persons' agential capacities that defines what a relational egalitarian society owes to impaired agents as a matter of respect for their equal standing. In Section 2, I illustrate how the social condition of impaired agents generates a tension between two core demands of relational equality. On the one hand, relational egalitarians argue that the state should express appropriate respect for persons' equal standing by refraining from making demeaning judgments about their variable agential capacities, which would allow ranking them on a scale of moral personality. On the other hand, they maintain that the state should enable everyone to function as equal citizens. However, I argue that a duty to refrain from assessing individuals' agential endowments is sometimes incompatible with a duty to ensure that impaired agents have access to the assistance necessary to be able to function as equal citizens.

To overcome this tension, in Section 3, I develop a dualist account of respect for persons' agential capacities. According to this account, respect does not only entail abstaining from assessing individuals' agential capacities, but it also requires a positive duty to offer help and support to address mental health issues that diminish moral personality. Call this kind of respect, positive respect. The principle of positive respect, I argue, offers a coherent and convincing account of how the state should express appropriate respect for impaired agents.

In the second part of the article, I show that the dualist account of respect yields original and significant implications for the most fundamental background commitment of relational equality: the principle of basic moral equality. In Section 4, I introduce the moral inequality objection, according to which the theoretical price of accepting a duty of positive respect is moral inequality. This is because such a duty presupposes taking into account the unequal degree to which impaired agents hold their basic agential capacities, thus compromising their status as equals (Arneson, 2015; Christiano, 2015; Floris, 2019). Therefore, so the objection goes, relational egalitarians must reject the dualist account of respect because it undermines the very basis of impaired agents' claim to be considered and treated as equals. In response, in Section 5, I argue that fulfilling a duty of positive respect often does not presuppose a violation of persons' equal moral status. In Section 6, I contend that, when it does, it is still morally more important to fully respect impaired agents by providing them with help and support to (re-)acquire and maintain their ability to stand in relations of equality with others, rather than considering them as equals but failing to offer them the assistance that they need.

Relational egalitarians have so far not paid enough attention to the obligations a just society has toward those individuals whose agential capacities are impaired due to mental health issues. This article fills this gap by developing a theory of what is owed to impaired agents as a matter of respect for their equal standing. Crucially, this theory reveals that relational egalitarians must rethink some of their most fundamental premises: respect for persons sometimes requires evaluating individuals' varying agential capacities. And, while this kind of respect often does not violate persons' status as equals, even when it does, this is not as morally problematic as they commonly believe.

A central tenet of relational equality is that the state should express appropriate respect for persons' equal standing (Anderson, 1999; Hojlund, 2021; Schemmel, 2021; Voigt, 2018). “Persons” are typically defined in Rawlsian terms as individuals who hold the capacity to develop, revise, and pursue a conception of the good, along with the capacity for a sense of justice up to a sufficient minimum for moral personality (Rawls, 1971: 507).2 Accordingly, the state should express appropriate respect for persons' equal standing by avoiding ranking them on a scale of moral personality based on the degree to which they are capable of rationally advancing their own good and formulating reasonable value commitments. This is a fundamental demand of what basic “recognition respect”3 for persons qua moral persons requires.

Many prominent relational egalitarians share this requirement of basic recognition respect for persons.4 Elizabeth Anderson, for example, accuses luck egalitarianism of being profoundly disrespectful, thus failing the “most important test that any egalitarian theory must meet,” because “in attempting to ensure that people take responsibility for their choices, makes demeaning and intrusive judgments of people's capacities to exercise responsibility and effectively dictates to them the appropriate uses of their freedom” (Anderson, 1999: 289). In a similar vein, Samuel Scheffler observes that luck egalitarianism's redistributive policies are based on “judgments that are strongly ‘inward looking’” (Scheffler, 2003: 21). Specifically, “the aim of neutralising the distributive effects of brute luck requires intrusive and conceptually problematic judgements about the inner sources of people's disadvantages” (Scheffler, 2003: 28). In his critique of distributive views of equality, Jonathan Wolff also points out that it is fundamentally disrespectful to single out individuals with internal endowment deficits—respect requires refraining from close scrutiny (Wolff, 1998). Finally, Christian Schemmel argues that “it would be fundamentally disrespectful for agents of social justice to undertake any assessments of moral qualities that would allow them to rank individuals on a scale of moral competence (degree of possession of moral powers, in our Rawlsian case)” (Schemmel, 2021: 108).

In a relational egalitarian society, then, the state should express appropriate recognition respect for persons' equal standing by refraining from inquiring into, and acting on, differences among individuals in terms of agential endowments, which would allow placing them on a status hierarchy of moral personality and singling out some individuals as “less competent” moral agents. In other words, respect for persons requires abstaining from taking into account variations in degrees of agential capacities when reasoning about how they ought to be treated. Following Ian Carter, we can call this kind of respect, “opacity respect” (Carter, 2011).

The case of alcoholic John generates a tension between the demands of relational equality. On one hand, relational egalitarians commonly share the intuition that persons, like John, should be offered the necessary help to address their health condition so as to (re-)acquire and maintain the ability to function as equals in society. As Anderson put it, “What citizens ultimately owe one another is the social conditions of the freedoms people need to function as equal citizens” (Anderson, 1999: 320). On the other hand, as we have seen, the commitment to a form of “opacity respect” makes relational egalitarians reluctant to allow the state to pass judgments over persons' agential capacities. Evaluating John's agential capacities would be disrespectful, for it would entail singling him out as disadvantaged in terms of agential endowments, thereby placing John on a scale of moral personality and therefore compromising his status as equal.

Arguably, however, refraining from assessing the agential capacities of persons with mental health issues ensures their equal status in name only. This is because impairments to agential capacities constrain individuals' ability to function as equal citizens in several respects. Studies show that substance use and depressive disorders are key factors in reducing political participation (Ojeda, 2015) and significantly impact access to socio-economic opportunities (Henkel, 2011; Pfeifer & Strunk, 2016). In addition, substance use and depressive disorders undermine individuals' access to a range of relational resources, such as friendships and membership in associations, which are essential for maintaining and exercising the capacity for a conception of the good and the capacity for a sense of justice (Cordelli, 2015). More generally, impaired agential capacities diminish opportunities to establish meaningful social relationships, hindering persons' ability to be social contributors and to be recognized as such by others (Brownlee, 2020).

The right of persons to the social conditions that enable them to function as equal citizens—that is, to have the effective ability to exercise their political rights and participate in the economy and the activities of civil society—is a fundamental requirement of the ideal of relational equality (Anderson, 1999; Schemmel, 2021; Wolff, 2015). However, relying on a form of “opacity respect” deprives relational egalitarians of the theoretical resources necessary to justify a positive duty to offer assistance and support to those persons whose agential capacities are impaired—insofar as it requires refusing to assess persons' agential endowments—thereby rendering them vulnerable to social exclusion and incapable of functioning as equals in society.

It might be objected that the tension between these demands of relational equality is only apparent because addressing the specific vulnerability of impaired agents, like John, does not necessarily violate the state's duty to express opacity respect toward its members qua equals. Consider, for instance, the allocation of a compulsory insurance package. If such a scheme is in place, individuals with impaired agential capacities can voluntarily disclose this information to a doctor. The doctor, in turn, does not need to notify any state official about their patient's condition for them to be entitled to the necessary benefits to address their internal impairments. Therefore, the state does not need to violate its duty of opacity respect by considering individual disadvantages in terms of agential capacities when determining how persons should be treated.5

The main problem with this line of argument, however, is that it makes the positive duty to offer assistance conditional on the recipient asking for it. This, however, does not seem plausible: if A sees that B is in danger, A should offer B help without waiting for B to realize that they are in need of assistance and even if B does not ask for it—at least when we are entitled to assume that B would not be opposed to being offered help. This point is particularly significant for the cases at hand because mental health issues are often the cause of both epistemic and volitional limitations that prevent a person from actively seeking help (Warren, 2018: 213–218). For example, it is precisely because of his alcohol use disorder that John may not recognize that he has a problem—being alcoholic—that needs to be addressed or that, despite acknowledging his health condition, he may lack the strength of will sufficient to ask for assistance.

For this reason, I argue that the ex-ante provision of public assistance, which relies on persons' ability and willingness to actively seek help, is insufficient to provide appropriate assistance to those individuals who are epistemically or volitionally incapable of asking for help due to internal impairments. Instead, society should also offer ex-post help and support by promoting outreach programs aimed at identifying those individuals who are out of reach of traditional health care services to improve access to service as well as service uptake.6 For instance, in Portugal, teams of social workers are deployed to reach out to the most marginalized drug addicts, who live in abandoned housing or on the streets, and encourage them to seek treatment (Hari, 2015: 244–245). Similarly, in recent years, the city and county of Los Angeles have set up teams of mental health, medical, and substance abuse professionals who operate in socially deprived areas, such as Skid Row, providing assistance to individuals who struggle with addiction and mental illness (Holland, 2015). These healthcare and social services are necessary to foster the active inclusion of those persons whose agential capacities are impaired due to mental health issues by providing them with assistance to (re-)acquire and maintain their ability to fully participate as equals in society. However, they are inconsistent with a commitment to opacity respect because they presuppose singling out individuals or social groups who are entitled to special measures of assistance in light of agential deficits (Carter, 2011: 504–506). Therefore, I conclude that unconditional and universal forms of assistance that are compatible with opacity respect are insufficient to ensure that impaired agents have access to what they need to function as equal citizens.

Relational egalitarians argue that the state should express appropriate respect for persons by refraining from raking them on a scale of moral personality. Hence, it should abstain from evaluating the degree to which persons are capable of rationally developing and pursuing their own interests and formulating reasonable value commitments, as a matter of respect for their equal standing. In the previous section, I showed that this commitment is, however, in tension with another fundamental demand of relational equality, wherein the state should enable everyone to function as equal citizens. This is because refusing to assess individuals' agential endowments is sometimes incompatible with a positive duty to offer assistance to persons whose agential capacities are impaired, thereby making them vulnerable to social exclusion and incapable of standing in relations of equality with others.

Accordingly, in this section, I argue that relational egalitarians should abandon the monist view of basic respect for persons' agential capacities and embrace a dualist account, which includes not only (i) a duty of opacity respect to refrain from inquiring into the level of persons' agential capacities, but also (ii) a duty of what I call “positive respect” to assess individuals' varying capacities when this is necessary to provide impaired agents with what they need to (re-)acquire and maintain the ability to function as equal citizens.7 In a relational egalitarian society, then, the state should express appropriate respect for all persons' equal standing by balancing these potentially conflicting requirements.

In what follows, I address two objections that can be raised against the principle of positive respect. This will help us further clarify this notion and illustrate how it should be balanced against the other requirement of basic respect for persons' agential capacities.

First, it might be objected that the tension between the demands of relational equality is not one between different requirements of respect for persons' agential capacities but rather one between what respect for persons' agency requires, on the one hand, and what concern for persons' welfare (or interests) entails, on the other.8 In reply, it should be noticed that our focus here is on what a relational egalitarian society owes to impaired agents qua persons, that is, individuals whose agential capacities are impaired but have not dropped below the minimum threshold of moral personality. What is at stake, then, is not primarily a concern for impaired agents' welfare, but what respect for their agency requires.

This point is not merely terminological but has substantive implications for the content of the positive duty toward impaired agents. Since impaired agents are still agents and the positive duty is a response to their agency, the latter is not a paternalistic duty to bypass their agency for the sake of furthering their own good but one to offer assistance to address mental health issues that diminish their agential capacities.9 Thus, for example, a commitment to positive respect does not justify mandatory participation in therapy sessions or recovery groups. The dualist account of respect, therefore, shows that respect for persons' moral agency does not only entail a negative duty to refrain from assessing their agential capacities and let them exercise their agency as they see fit. Instead, it also implies a positive duty to ensure that persons have access to the social conditions necessary to (re-)acquire and maintain their unimpaired agential abilities. Moreover, it reveals that more liberal relational egalitarian views, which are reluctant to accept (coercive) paternalistic forms of intervention,10 also have the theoretical resources to justify a positive duty to offer assistance and support to those persons whose agential capacities are impaired due to mental health issues, as a matter of respect for their equal standing.

A second objection consists in observing that a duty of positive respect presupposes a certain degree of intrusiveness to ensure that persons are offered help in maintaining an unimpaired moral personality. However, since everyone presumably would suffer from some kind of internal impairment at some point in their life, this positive duty seems to legitimize a kind of Orwellian society where citizens live under constant state surveillance aimed at “fixing” or “curing” their agential capacities. Not only is holding that respect entails such pervasive and deep intervention in persons' lives independently implausible, but it also makes a duty of opacity respect redundant. Call this the excessive intervention objection.

To address the excessive intervention objection, it is necessary first to understand what kinds of internal impairments call for intervention based on a duty of positive respect. The World Health Organization defines impairment as “any loss or abnormality of psychological, physiological, or anatomical structure or function” (WHO, 1980). Many have pointed out that this definition presupposes an arbitrary conception of “normality,” which is unable to generate any normative prescriptions.11 For our purposes, however, it should be recalled that we are working within a theoretical framework, which assumes that “moral personality” is the value that defines what a person is. Hence, it is reasonable to understand the internal impairments in question here, as deficiencies in the functioning of a person's moral personality, which diminish their agential capacities, but not to a level lower than the minimum threshold for moral personality. The question, then, is: what kinds of deficiencies generate demands of positive respect?

Since the fulfillment of a duty of positive respect might entail a violation of opacity respect, we must be very cautious in determining the circumstances that justify an infringement of the latter for the satisfaction of the former—in particular, in the context of the relationship between political institutions and the citizens.12 Therefore, it seems appropriate to defer to medical expertise to identify clear cases of internal impairments that trigger a duty of positive respect.

However, this does not imply that trust in medical psychiatry should be blind or sufficient. On the one hand, standard psychiatric classifications, such as those found in the Diagnostic and Statistical Manual of Mental Disorders, have faced significant criticism for overpathologizing normal life problems, classifying various daily life activities and behavioral patterns as “mental disorders” that must be addressed and managed appropriately (Billieux et al., 2015). Therefore, it is paramount that the classification of internal impairments designated as mental disorders, which diminish individuals' agential capacities and therefore warrant intervention based on positive respect, is made accountable, first and foremost, to those who are affected by it and, more generally, to society at large.13

On the other hand, medicine alone is unable to determine all the causes of internal impairments to individuals' agential capacities. Social empirical research is crucial to identifying the environmental and social causes that contribute to the emergence of these impairments. A commitment to positive respect, in fact, not only justifies the provision of healthcare but also entails that society has a duty to address the social determinants of health that lead to impairments to persons' agential capacities.14

Limiting the range of internal impairments that generate a demand for positive respect to those mental disorders identified by medical psychiatry as clear obstacles to moral personality is not the only reason why such a duty does not legitimize frequent intrusion into persons' lives. Another reason lies in the fact that this duty should be understood diachronically: what is morally relevant is to ensure not that persons have an unimpaired moral personality at any given point in time, but rather that they preserve unimpaired agential capacities throughout their lives. Put simply, positive respect justifies intervention not if a person consumes alcohol excessively during a night out with their friends, but if they develop an alcohol use disorder.

The excessive intervention objection, however, states that a positive duty to help with mental health issues should be rejected if it allows for deep, even if infrequent, intervention in persons' lives. In response, then, it is important to recall that the duty of positive respect and the duty of opacity respect are two basic requirements of respect for persons' agential capacities, which need to be balanced against each other. Hence, there will be cases in which opacity respect has priority over positive respect and others in which the latter outweighs the former. Thus, opacity respect serves as a constraint on the depth, or intrusiveness, of the interventions that can be justified for the sake of positive respect.

To appreciate this, consider the following example. Drug addiction severely impairs individuals' agential capacities and thus warrants intervention based on positive respect. Now, imagine a society where state officials are authorized to conduct brain scans on individuals to gauge their agential capacities, and citizens are required to install a similar device in their habitations. This enables the state to identify individuals struggling with drug addiction and provide them with the necessary assistance.

A proponent of the dualist account of respect has the theoretical resources to condemn these practices on the grounds that the demand of positive respect—offering assistance to persons with drug dependence—does not justify such a severe violation of opacity respect, whereby the state can evaluate persons' level of all their agential capacities as well as intrude substantially into their personal lives. To be sure, more will have to be said about the specific circumstances in which opacity respect has priority over positive respect and vice versa. However, the salient point here is that a dualist account of respect grounds an obligation to fulfill positive respect in such a way as to minimize the violation of opacity respect. Therefore, the former does not entail excessively deep, or intrusive, interference in persons' lives.

To conclude, in the previous section, I argued that a duty of opacity respect to refrain from evaluating persons' varying agential capacities is sometimes incompatible with ensuring that individuals with impaired agential capacities are provided with what they need to function as equal citizens. This, however, is inconsistent with what a relational egalitarian society owes to impaired agents as equals. To overcome this difficulty, in this section, I developed a dualist account of respect for persons' agential capacities, wherein respect does not only entail refraining from inquiring into the level of individuals' agential endowments but also requires assessing persons' varying capacities when it is necessary to offer assistance and support to address mental health issues that diminish moral personality. The upshot is that, in a relational egalitarian society, the state should express appropriate respect for all persons' equal standing by balancing these potentially conflicting demands, thereby ensuring that everyone is capable of standing in relations of equality with each other.

In the second part of the article, I show that the dualist account of respect for persons' agential capacities has significant implications for one of the most fundamental background commitments of the ideal of relational equality: the principle of basic moral equality.

Relational egalitarians generally hold that the ideal of relational equality is ultimately grounded in the principle of basic moral equality: persons are each other's equals, and therefore they ought to be considered and treated as such (Anderson, 1999: 313; Kolodny, 2014: 300; Scheffler, 2003: 22; Schemmel, 2021: 3; Viehoff, 2019: 18). However, recent contributions to the literature on the basis of moral equality have shown that, despite its widespread acceptance, providing a plausible justification for the principle of moral equality is by no means an easy task. The reason for this is that if persons ought to be considered and treated as equals, this must be because there is something about persons which makes them each other's equals; however, the basic agential capacities that ground persons' moral status—that is, the capacity for a conception of the good and the capacity of a sense of justice—are possessed to unequal degrees. Some people are more rational and reasonable than others. However, if persons are unequal in the possession of the properties that confer moral status upon them, how come they should be considered and treated as equals? Put differently, how can the possession of some scalar status-conferring properties ground persons' equal moral status? (Arneson, 2015; Christiano, 2015). This is the so-called variations objection (Floris, 2019).

Arguably, one of the most influential theories of the basis of persons' moral equality has been developed by Carter. According to Carter, the solution to the variations objection lies precisely in a commitment to opacity respect: by requiring us to refrain from evaluating persons' agential capacities, opacity respect provides an independent moral requirement that explains why the variations above the threshold for moral personality should be ignored when assessing persons' moral status. More precisely, opacity respect supplies a principled justification for why what is morally salient is that persons possess the “range property” of the moral personality15—that is, they hold the subvenient scalar agential capacities for a conception of the good and a sense of justice within a certain range, regardless of the different degrees to which they possess these scalar properties above the threshold for moral personality. Persons, therefore, are equal in the possession of the range property and, as such, cannot be ranked on a scale of moral personality. Thus, not only is opacity respect a fundamental requirement of basic recognition respect for persons, but it is also the basis of persons' moral equality (Carter, 2011).

However, if this is true, then relational egalitarians have compelling reasons to reject the dualist account of respect because positive respect seems irreconcilable with a commitment to the principle of moral equality. Indeed, by requiring us to inquire into and take account of the unequal degree to which impaired agents hold their basic agential capacities, a duty of positive respect presupposes ranking them on a scale of moral personality, thereby undermining the very basis of their claim to be considered and treated as equals. Regarding a person as morally unequal, however, is an unacceptable price to pay for justifying a duty of positive respect. Call this the moral inequality objection.

One possible answer to the moral inequality objection is to deny that Carter's opacity respect view offers a plausible justification for persons' moral equality. While opacity respect is a requirement of what respect for persons entails, it is not the basis of moral equality.16 If so, when positive respect violates opacity respect, it does not thereby undermine persons' status as equals because this is not ultimately grounded in opacity respect.

In my view, however, Carter provides a coherent and plausible theory of the basis of persons' moral equality, at least in the context of the relationship between the state and its citizens.17 Therefore, in what follows, I argue that accepting that persons' moral equality is grounded in a duty of opacity respect does not provide relational egalitarians with strong reasons to reject the dualist account of respect. In particular, I defend two claims: first, I argue that there are cases in which the tension between positive respect and opacity respect does not compromise impaired agents' status as equals in the eyes of the state. Second, I contend that in those cases where the fulfillment of a duty of positive respect does entail a violation of moral equality, it is still morally more important to fully respect impaired agents, even at the cost of temporarily considering them as unequal. Thus, contrary to what relational egalitarians commonly believe, the principle of respect for persons is sometimes incompatible with the principle of moral equality, and the former takes priority over the latter.

Let us begin by explaining what a duty of positive respect entails. This duty involves a two-stage process: first, the state must identify individuals with impaired agential capacities and offer them help in overcoming the mental health problems that diminish these agential capacities. As noted in Section 2, mental health issues are often the cause of both epistemic and volitional limitations that prevent a person from seeking or accepting help. Therefore, the state should attach incentives to the choice of accepting or refusing assistance and support.18 Second, it must establish public forms of assistance to provide those who are entitled to it with the assistance that they need.

If this is what a duty of positive respect requires, it is unclear how fulfilling this duty does not undermine a person's equal moral status. After all, when the state identifies individuals with mental health issues and offers them assistance and support, it presupposes that the state has assessed the level of their subvenient agential capacities, thereby determining their comparative position on the scale of moral personality. Hence, they are no longer moral equals in the eyes of the state.

However, to see why a duty of positive respect does not always entail a comprehensive assessment of persons' agential capacities, it is important to recall that the range property of moral personality supervenes upon the capacity for a conception of the good and the capacity for a sense of justice. And, crucially, these subvenient agential capacities, in turn, presuppose the possession of other moral powers. As to the former, for example, Michael Cholbi identifies three moral powers necessary for being a rational agent: (1) recognition: the power to recognize ends as minimally choice-worthy; (2) discrimination: the capacity to select, among the ends that are choice-worthy, those ends that are worth pursuing; (3) satisfaction: the capacity to exercise instrumental rationality (Cholbi, 2017: 134). As to the latter, it seems plausible to hold that, at a minimum, the capacity for a sense of justice supervenes upon two moral powers: (1) empathy: the power to adopt the other's standpoint; (2) sympathy: the power to be influenced by the other's standpoint (Sibley, 1953).

Accordingly, a duty of positive respect does not always necessitate a comprehensive assessment of a person's subvenient agential capacities. When the state recognizes that a person's moral personality is impaired, it does not necessarily imply an overall evaluation of all the subvenient agential capacities. Rather, it only presupposes that the state assesses the level of those agential capacities that are affected by the internal impairment in question. However, the assessment of some subvenient moral powers is insufficient to make sound inferences about a person's overall moral personality. Therefore, the state is unable to determine their comparative position on a scale of moral personality, as a matter of opacity respect. As a result, they have equal moral status in the eyes of the state. In other words, for the state to satisfy its duty of positive respect, it is not necessary to lift the opacity veil, but it is sufficient to pierce it, at least in some circumstances. And piercing the opacity veil is a kind of violation of opacity respect that does not compromise a person's status as equal, for it does not allow ranking them on a scale of moral personality.

To illustrate this point, consider the case of Sophia, who suffers from panic disorders. While such an impairment may diminish Sophia's ability to efficiently pursue her goals, it is unclear why it should also affect her understanding of valuable ends, and her ability to choose which ends are valuable to her. More importantly, it is difficult to see how panic attacks might diminish Sophia's sense of justice, as they are unrelated to her ability to develop principles of justice. Therefore, when the state recognizes that Sophia is entitled to health care assistance because she suffers from panic disorders, this only presupposes that it is aware of the overall level of Sophia's capacity for a conception of the good, at most. However, this information alone is insufficient to determine Sophia's position on the scale of moral personality, as the level of Sophia's capacity for a sense of justice is still covered by the opacity veil. Consequently, the state cannot draw conclusive comparative judgments between Sophia's overall agential capacities and those of others. Therefore, Sophia retains her equal moral status in the eyes of the state.

It may be objected that, in some cases, it is reasonable to suppose that a mental health problem could impair both the capacity for a conception of the good and the capacity for a sense of justice. In other words, it is sometimes unclear whether a mental health problem undermines only (part of) one of the subvenient agential capacities or the moral personality as a whole. For instance, consider Mike, who holds the basic agential capacities up to the threshold for moral personality but suffers from dysthymia, a persistent depressive disorder characterized by a “depressed mood for most of the day, for more days than not, […] for at least 2 years” (American Psychiatric Association, 2013: 168). On one hand, one may hold that the depressive disorder only diminishes Mike's capacity for a conception of the good, as he may be unable or unwilling to formulate and advance his conception of the good. On the other hand, it is plausible to suggest that it may also impair Mike's capacity for a sense of justice by reducing his concern for how his actions can impact himself and others.

Even in these cases, however, a duty of positive respect need not entail a comprehensive assessment of someone's subvenient agential capacities. This is because, as discussed in the previous section, a dualist account of respect grounds an obligation to satisfy the duty of positive respect in a way that minimizes the violation of the duty of opacity respect. Therefore, in cases where it is reasonable to assume that both subvenient agential capacities may be impaired, the state must proceed under the assumption that only one of the two is diminished, as a matter of opacity respect. In other words, when the state recognizes that Mike is entitled to healthcare because he suffers from dysthymia, assuming it undermines his capacity for a conception of the good, it must “turn a blind eye”19 to the possibility that his capacity for a sense of justice is also impaired.

To be sure, at the second stage, a comprehensive evaluation of Mike's agential capacities is indeed necessary to determine the assistance he requires. However, such a comprehensive evaluation will be carried out by health personnel who must be under a deontological duty of professional confidentiality not to disclose this information. And the state must refuse to collect this information as relevant to the assessment of Mike's status, as a matter of opacity respect. Therefore, Mike can go into and come out from a public institution on an equal standing.

In conclusion, I argue that sometimes the fulfillment of a duty of positive respect simply presupposes taking into account only those specific subvenient agential capacities that are diminished by the impairment in question. However, this kind of violation of opacity respect does not compromise a person's status as equal because it does not involve a comprehensive assessment of all the subvenient agential capacities, which would allow raking them on a scale of moral personality. Therefore, a duty to offer assistance and support to impaired agents does not necessarily undermine their equal status in the eyes of the state.

A critic may concede that a duty of positive respect entails piercing the opacity veil when offering assistance to overcome mental health issues that hinder only some agential capacities, such as some forms of panic or depressive disorders. However, they may point out that certain impairments clearly diminish all the agential capacities upon which moral personality supervenes. For example, research evidence suggests that some kinds of drug addiction, like heroin addiction, impair both the capacity for a conception of the good and the capacity for a sense of justice (Levy, 2006; Markowitz, 2005). Accordingly, when the state identifies a person with a heroin use disorder and offers them healthcare assistance, this presupposes that it is aware that their subvenient agential capacities are both impaired, thereby being able to determine their comparative position on a scale of moral personality and thus compromising their status as an equal. Therefore, the moral inequality objection, so the critic concludes, retains its force, at least in some circumstances. Providing assistance to address some mental health issues implies lifting the opacity veil, thus revealing a person's comparative position on a scale of moral personality; hence, it is irreconcilable with the principle of moral equality.

In response, I argue that while the fulfillment of the duty of positive respect may sometimes undermine impaired agents' status as equals, relational egalitarians still have compelling reasons to maintain that it is morally preferable to temporarily regard impaired agents as unequals but provide them with the help necessary to (re-)acquire and maintain their ability to function as equals, rather than considering them as equals but failing to offer them the assistance that they need.

To appreciate this, consider the case of Emily, who struggles with a heroin use disorder. When the state offers help and support to Emily, it implies that it has unveiled Emily's position on the scale of moral personality, insofar as heroin addiction diminishes both her capacity for a conception of the good and her capacity for a sense of justice. Accordingly, Emily does not have equal status in the eyes of the state, at least until her internal impairments have been addressed.20 However, it should be clear that this does not entail that Emily has no rights qua a moral person; on the contrary, Emily is a moral person in the eyes of the state, for she is still within the range of moral personality. Therefore, most importantly, she is entitled to be provided with assistance to address the mental health issues that diminish her agential capacities qua a moral person.

Furthermore, having an unequal status does not imply that every right of Emily should be overridden by every right that unimpaired agents have. This is because when determining the right course of action, both the moral status of the beings and the significance of the claims at stake must be taken into account. For example, even if we believe that human beings have a moral status that is superior to that of nonhuman animals, this does not entail that torturing an animal is morally preferable to pinching a human's arm, for the difference in the significance of the claims at stake clearly outweighs the inequality of the beings' moral statuses. Consequently, since Emily's right to positive respect is a fundamental right she possesses as a moral person, such a right should take precedence over the less fundamental rights held by individuals whose moral personality is not impaired, in cases of scarce resources and conflicting claims.21

We can now see that the moral inequality objection fails to provide relational egalitarians with compelling reasons to reject the dualist account of respect. First, it should be recalled that a commitment to the monist view of basic respect for persons' agential capacities is inconsistent with a duty to provide assistance to impaired agents, even when doing so does not undermine their status as equals. This conclusion, however, is inconsistent with the ideal of relational equality: individuals whose agential capacities are impaired have a fundamental right to be helped in addressing mental health issues that diminish their moral personality so as to be able to function as equal citizens. Accordingly, even if one doubts that fulfilling a duty of positive respect is morally more important than considering persons as equals, this does not mean that the former should be disregarded as irrelevant. In other words, suggesting that there is no obligation to offer assistance to individuals like alcoholic John and dysthymic Mike, even when their equal status is not in question, is a disturbing conclusion.

Second, I argue that abstaining from taking account of impaired agents' internal endowment deficits is more problematic than inquiring into their level of agential capacities, even when the latter, but not the former, compromises their equal moral status. This is because while refraining from assessing Emily's agential capacities allows us to consider her as an equal, the ascription of equal status turns out to be unduly formal. As explained in Section 2, while Emily holds equal rights in a society where she is treated as opaque by political institutions, the state is unable to offer her the necessary assistance unless and until she asks for it. Consequently, Emily's heroin addiction becomes a significant barrier to her political participation and her ability to access socio-economic opportunities and relational resources, thereby rendering her vulnerable to social exclusion and incapable of functioning as an equal citizen. On the other hand, a dualist account of respect entails that, although the state may temporarily regard Emily as having an unequal status, it has a duty of justice to offer her support in overcoming drug addiction. Specifically, Emily retains a very stringent right to be provided with the assistance necessary to (re-)acquire and maintain the ability to stand in relations of equality with others.

All in all, then, I argue that the dualist view of respect offers a more plausible account of what a relational egalitarian society owes to impaired agents than the monist view of respect. The former implies that impaired agents may sometimes temporarily lose their status as equals while holding a very stringent right to be offered help in addressing mental health issues that diminish their ability to function as equal citizens. The latter, instead, fails to ensure that impaired agents have access to the assistance that they need, even when this would not compromise their equal moral status, for the sake of a principle of equality devoid of much of its substantive content.

In conclusion, the moral inequality objection fails to undermine the dualist account of respect. Sometimes the duty of positive respect is compatible with considering persons as equals, and when the former is irreconcilable with the latter, it is still morally more important to fulfill the duty of positive respect even at the cost of moral inequality, rather than considering impaired agents as equals but failing to provide them with what they need to function as equal citizens.

Relational egalitarians have so far not said much about what society owes to those individuals whose agential capacities are impaired due to mental health issues such as depression or substance addiction. In this article, I attempted to address this shortcoming. I argued that the social condition of impaired agents generates a tension between two core demands of relational equality: on the one hand, relational egalitarians argue that the state should express appropriate respect for persons' equal standing by refraining from assessing their agential capacities, which would allow ranking them on a scale of moral personality. On the other hand, they hold that the state should provide everyone with what they need to function as equal citizens. Yet, refraining from evaluating individual agential endowments is sometimes incompatible with enabling impaired agents to function as equal citizens.

To overcome this tension, I developed a novel dualist account of respect for persons' agential capacities. According to this account, respect does not only entail abstaining from assessing persons' agential capacities but also requires a positive duty to offer assistance in addressing mental health issues that diminish moral personality, thereby ensuring that impaired agents have access to the social conditions necessary to (re-)acquire and maintain their ability to stand in relations of equality with others. I argued that this dualist account offers a coherent and plausible explanation of how the state should express appropriate respect for all persons' equal standing. Furthermore, it reveals that relational egalitarians must reconsider some of their most fundamental premises: respect for persons requires assessing individuals' agential capacities, at least sometimes. And while this kind of respect often does not compromise persons' status as equals, even when it does, this is not as morally problematic as they commonly believe.

Research for this article was funded by the European Union's Horizon Europe research and innovation program under the Marie Skłodowska-Curie grant agreement No. 101060448, and by the British Academy under the Postdoctoral Fellowship Scheme grant No. PF22\220010.

The author declares that he has no known competing financial interests or personal relationships that could have appeared to influence the work reported in this article.

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我们欠受损代理人什么
因此,艾米丽的海洛因成瘾成为了她参与政治、获得社会经济机会和关系资源的重大障碍,从而使她容易受到社会排斥,无法作为一个平等的公民发挥作用。另一方面,对尊重的二元论解释意味着,尽管国家可能暂时认为艾米丽的地位不平等,但它有责任为她提供帮助,帮助她克服毒瘾。具体来说,艾米丽保留了一项非常严格的权利,即获得必要的帮助,以(重新)获得和保持与他人平等关系的能力。总而言之,我认为二元论的尊重观比一元论的尊重观更合理地解释了关系平等主义社会对受损主体的亏欠。前者意味着,受损代理人有时可能暂时失去平等地位,同时在解决削弱其作为平等公民的能力的精神健康问题方面拥有非常严格的权利得到帮助。相反,后者未能确保受损的代理人能够获得他们所需要的援助,即使这样做不会损害他们平等的道德地位,因为平等原则没有多少实质性内容。总而言之,道德不平等的反对意见并不能削弱对尊重的二元论解释。有时,积极尊重的义务与平等对待是相容的,当前者与后者不可调和时,即使以道德不平等为代价也要履行积极尊重的义务,这在道德上仍然更为重要,而不是将受损的行为者视为平等的,但却不能为他们提供作为平等公民所需要的东西。到目前为止,关系平等主义者还没有对那些代理能力因抑郁或物质成瘾等心理健康问题而受损的个人的社会亏欠说太多。在本文中,我试图解决这个缺点。我认为,受损主体的社会状况在关系平等的两个核心要求之间产生了紧张关系:一方面,关系平等主义者认为,国家应该通过避免评估个人的代理能力来表达对个人平等地位的适当尊重,因为这将允许他们在道德人格的尺度上进行排名。另一方面,他们认为国家应该为每个人提供他们作为平等公民所需要的东西。然而,避免评估个体的代理天赋有时与使受损的代理作为平等的公民发挥作用是不相容的。为了克服这种紧张,我发展了一种关于尊重人的代理能力的新颖的二元论解释。根据这种说法,尊重不仅意味着不评价人的代理能力,而且还要求有一种积极的责任,即在解决削弱道德人格的心理健康问题方面提供援助,从而确保受损的行为者能够获得必要的社会条件,以(重新)获得和维持其与他人建立平等关系的能力。我认为,这种二元论的解释提供了一个连贯而合理的解释,说明国家应该如何表达对所有人平等地位的适当尊重。此外,它揭示了关系平等主义者必须重新考虑他们的一些最基本的前提:对人的尊重需要评估个人的代理能力,至少有时是这样。虽然这种尊重通常不会损害人们的平等地位,即使是这样,这也不像他们通常认为的那样存在道德问题。本文的研究由欧盟地平线欧洲研究和创新计划资助,资助协议为Marie Skłodowska-Curie,资助协议号为101060448,并由英国科学院博士后奖学金计划资助。PF22 \ 220010。提交人声明,他没有已知的可能影响本文所述工作的竞争性经济利益或个人关系。 而且,尽管这种尊重通常不会侵犯人的平等地位,即使发生了,这也不像他们通常认为的那样存在道德问题。关系平等的核心原则是国家应该对个人的平等地位表示适当的尊重(Anderson, 1999; Hojlund, 2021; Schemmel, 2021; Voigt, 2018)。在罗尔斯的术语中,“人”通常被定义为拥有发展、修正和追求善的概念的能力的个体,以及达到道德人格最低限度的正义感的能力(罗尔斯,1971:507)因此,国家应该表达对个人平等地位的适当尊重,避免根据他们理性推进自身利益和制定合理价值承诺的能力程度,对他们进行道德人格等级评定。这是对人的基本“承认和尊重”的基本要求。许多著名的关系平等主义者都认同这一要求,即对人的基本承认和尊重例如,伊丽莎白·安德森(Elizabeth Anderson)指责运气平等主义非常不尊重人,因此未能通过“任何平等主义理论必须满足的最重要的测试”,因为“在试图确保人们对自己的选择负责时,对人们行使责任的能力做出了贬低和侵入性的判断,并有效地命令他们适当地使用他们的自由”(安德森,1999:289)。同样,塞缪尔·舍弗勒(Samuel Scheffler)观察到,运气平均主义的再分配政策是基于“强烈‘内向’的判断”(舍弗勒,2003:21)。具体地说,“为了中和野蛮运气的分配效应,需要对人们劣势的内在来源进行侵入性的、概念性的、有问题的判断”(Scheffler, 2003: 28)。在他对平等分配观的批判中,乔纳森·沃尔夫还指出,挑出有内在禀赋缺陷的个人从根本上说是不尊重的——尊重需要避免仔细审查(沃尔夫,1998)。最后,Christian Schemmel认为,“对社会正义的代理人进行任何道德品质评估,允许他们根据道德能力(在我们罗尔斯的例子中,拥有道德权力的程度)对个人进行排名,这从根本上来说是不尊重的”(Schemmel, 2021: 108)。因此,在一个关系平等主义的社会中,国家应该对个人的平等地位表示适当的承认和尊重,避免探究个人之间在代理禀赋方面的差异,并采取行动,这将允许将他们置于道德人格的地位等级中,并挑出一些个人作为“能力较差”的道德代理人。换句话说,对人的尊重要求在推理应如何对待他们时避免考虑到代理能力程度的差异。按照Ian Carter的说法,我们可以把这种尊重称为“不透明尊重”(Carter, 2011)。酒鬼约翰的案例在关系平等的要求之间产生了紧张关系。一方面,关系平等主义者普遍认为,应该向像约翰这样的人提供必要的帮助,以解决他们的健康状况,以便(重新)获得和保持在社会中平等运作的能力。正如安德森所说,“公民最终彼此亏欠的是人们作为平等公民所需要的自由的社会条件”(安德森,1999:320)。另一方面,正如我们所看到的,对某种形式的“不透明尊重”的承诺使得关系平等主义者不愿允许国家对个人的代理能力作出判断。评估约翰的行为能力是不尊重的,因为这将导致他在行为禀赋方面处于劣势,从而将约翰置于道德人格的尺度上,从而损害他的平等地位。然而,可以说,不评估有精神健康问题的人的代理能力只是确保了他们名义上的平等地位。这是因为代理能力的损害在几个方面限制了个人作为平等公民发挥作用的能力。研究表明,物质使用和抑郁症是减少政治参与的关键因素(Ojeda, 2015),并显著影响获得社会经济机会(Henkel, 2011; Pfeifer & Strunk, 2016)。此外,药物使用和抑郁症破坏了个人获得一系列关系资源的机会,例如友谊和协会成员资格,这对于维持和行使善的概念和正义感的能力至关重要(Cordelli, 2015)。 因此,它应该避免评价人们在多大程度上能够理性地发展和追求自己的利益,并制定合理的价值承诺,以尊重他们的平等地位。然而,在前一节中,我表明,这种承诺与关系平等的另一个基本要求是紧张的,在关系平等中,国家应该使每个人都能作为平等的公民发挥作用。这是因为拒绝评估个人的代理天赋有时与向代理能力受损的人提供援助的积极义务不相容,从而使他们容易受到社会排斥,无法与其他人建立平等关系。因此,在本节中,我认为关系平等主义者应该放弃基本尊重个人代理能力的一元论观点,并接受二元论的解释,其中不仅包括(I)不透明尊重的责任,避免探究个人代理能力的水平;而且(ii)我称之为“积极尊重”的责任是在必要时评估个人的不同能力,为受损的代理人提供他们需要的东西,以(重新)获得和保持作为平等公民行使职能的能力因此,在一个关系平等的社会中,国家应该通过平衡这些潜在的相互冲突的要求来表达对所有人平等地位的适当尊重。接下来,我将提出两种反对积极尊重原则的反对意见。这将有助于我们进一步澄清这一概念,并说明如何将其与基本尊重个人代理能力的其他要求相平衡。首先,有人可能会反对,关系平等要求之间的紧张关系不是尊重个人代理能力的不同要求之间的紧张关系,而是一方面尊重个人代理要求的紧张关系与另一方面关心个人福利(或利益)所需要的紧张关系作为回答,我们应该注意到,我们在这里关注的是关系平等主义社会对受损的作为人的行为人的亏欠,也就是说,那些代理能力受损但尚未低于道德人格最低门槛的个人。因此,利害攸关的主要不是对受损代理人福利的关注,而是对他们的代理所要求的尊重。这一点不仅是术语上的,而且对对受损行为人的积极义务的内容具有实质性的影响。由于受损的代理人仍然是代理人,积极的责任是对其代理的回应,后者不是为了促进自己的利益而绕过其代理的家长式责任,而是为解决削弱其代理能力的心理健康问题提供帮助的责任因此,例如,对积极尊重的承诺并不能证明强制参加治疗会议或康复小组是合理的。因此,对尊重的二元论解释表明,对人的道德能动性的尊重不仅带来了一种消极的义务,即不去评估他们的能动性能力,让他们按照自己认为合适的方式行使能动性。相反,它还意味着一种积极的责任,即确保人们有机会获得(重新)获得和维持其未受损的代理能力所必需的社会条件。此外,报告还表明,不愿接受(强制性)家长式干预形式的更自由的关系平等主义观点也有理论资源来证明,作为尊重其平等地位的问题,向那些代理能力因精神健康问题而受损的人提供援助和支持是一种积极的义务。第二个反对意见是,积极尊重的义务以一定程度的侵入性为前提,以确保人们在保持未受损害的道德人格方面得到帮助。然而,既然每个人都可能在人生的某个时刻遭受某种内在的损害,这种积极的义务似乎使一种奥威尔式的社会合法化,在这种社会中,公民生活在旨在“修复”或“治愈”他们的代理能力的持续国家监督之下。认为尊重需要如此普遍和深入地干预人们的生活,不仅是不合理的,而且还使不透明尊重的义务变得多余。我们姑且称其为过度干预反对吧。为了解决过度干预的反对意见,首先有必要了解什么样的内部损害需要基于积极尊重的义务进行干预。世界卫生组织将损害定义为“心理、生理或解剖结构或功能的任何丧失或异常”(卫生组织,1980年)。 许多人指出,这一定义以一种武断的“常态”概念为前提,这种概念无法产生任何规范性规定然而,就我们的目的而言,应该回顾一下,我们是在一个理论框架内工作的,这个框架假设“道德人格”是定义一个人是什么的价值。因此,我们有理由将这里讨论的内在缺陷理解为一个人的道德人格功能的缺陷,这些缺陷会削弱他们的代理能力,但不会低于道德人格的最低门槛。那么问题来了:什么样的缺陷会产生积极尊重的需求?由于履行积极尊重的义务可能导致违反不透明尊重,因此我们必须非常谨慎地确定为满足前者而违反后者的理由的情况-特别是在政治机构与公民之间关系的背景下因此,似乎适当的做法是,根据医学专业知识来确定引发积极尊重义务的内部损伤的明确案例。然而,这并不意味着对医学精神病学的信任应该是盲目的或充分的。一方面,标准的精神病学分类,如《精神疾病诊断与统计手册》中的分类,由于将正常生活问题过度病态化,将各种日常生活活动和行为模式归类为必须加以解决和适当管理的“精神障碍”而面临重大批评(Billieux et al., 2015)。因此,最重要的是,将内部损伤分类为精神障碍,这削弱了个人的代理能力,因此需要在积极尊重的基础上进行干预,首先是对受其影响的人负责,更广泛地说,是对整个社会负责。另一方面,单靠医学无法确定导致个人代理能力内在缺陷的所有原因。社会实证研究对于确定导致这些障碍出现的环境和社会原因至关重要。事实上,对积极尊重的承诺不仅证明提供保健是正当的,而且还意味着社会有责任解决导致个人代理能力受损的健康问题的社会决定因素。14 .对那些被医学精神病学认定为道德人格明显障碍的精神障碍产生积极尊重需求的内在缺陷的范围加以限制,并不是这种义务不能使频繁侵入个人生活合法化的唯一原因。另一个原因在于,这一义务应该被理解为历时性的:在道德上相关的是确保人在任何给定的时间点都没有受损的道德人格,而是在他们的一生中保持未受损的代理能力。简单地说,如果一个人在晚上与朋友外出时过度饮酒,而是如果他们患上了酒精使用障碍,那么积极的尊重就证明干预是正当的。然而,过度干预的反对意见指出,如果允许对人的生活进行深入的,即使不经常的干预,帮助解决心理健康问题的积极责任应该被拒绝。因此,重要的是要回顾,积极尊重的义务和不透明尊重的义务是尊重个人代理能力的两个基本要求,它们需要相互平衡。因此,在某些情况下,不透明的尊重优先于积极的尊重,而在其他情况下,后者超过前者。因此,不透明尊重作为对干预的深度或侵入性的约束,这些干预可以为了积极尊重而被证明是合理的。要理解这一点,请考虑以下示例。吸毒成瘾严重损害个人的代理能力,因此需要在积极尊重的基础上进行干预。现在,想象一下这样一个社会:州政府官员被授权对个人进行脑部扫描,以评估他们的代理能力,公民也被要求在自己的住所安装类似的设备。这使国家能够识别与吸毒成瘾作斗争的个人,并向他们提供必要的援助。尊重二元论的支持者有理论资源来谴责这些做法,理由是对积极尊重的要求——向毒品依赖者提供帮助——并不能证明这种严重违反不透明尊重的行为是正当的,因为国家可以评估个人所有代理能力的水平,并从本质上侵入他们的个人生活。 可以肯定的是,在不透明尊重优先于积极尊重,反之亦然的具体情况下,必须说得更多。然而,这里的重点是,对尊重的二元论解释使我们有义务以这样一种方式履行积极的尊重,以尽量减少对不透明尊重的违反。因此,前者不需要对人们的生活进行过于深入或侵入性的干预。综上所述,在上一节中,我认为不透明的义务是避免评估个人不同的代理能力,这有时与确保向代理能力受损的个人提供他们作为平等公民所需要的东西是不相容的。然而,这与一个关系平等主义社会对受损的平等行为者的看法是不一致的。为了克服这一困难,在本节中,我发展了对人的代理能力的尊重的二元解释,其中尊重不仅需要避免探究个人的代理天赋水平,还需要在必要时提供帮助和支持,以解决削弱道德人格的心理健康问题,评估人的不同能力。结果是,在一个关系平等的社会中,国家应该通过平衡这些潜在的相互冲突的要求来表达对所有人平等地位的适当尊重,从而确保每个人都能够站在彼此平等的关系中。在本文的第二部分,我展示了尊重个人代理能力的二元论对关系平等理想的最基本背景承诺之一:基本道德平等原则具有重要的含义。关系平等主义者通常认为,关系平等的理想最终建立在基本道德平等的原则之上:人与人之间是平等的,因此他们应该被这样看待和对待(Anderson, 1999: 313; Kolodny, 2014: 300; Scheffler, 2003: 22; Schemmel, 2021: 3; Viehoff, 2019: 18)。然而,最近对基于道德平等的文献的贡献表明,尽管它被广泛接受,为道德平等原则提供一个合理的理由绝非一件容易的任务。其原因是,如果每个人都应该被平等地看待和对待,这一定是因为每个人都有某种使他们彼此平等的东西;然而,作为人的道德地位基础的基本代理能力——即善的概念能力和正义感的能力——在不同程度上是不同的。有些人比别人更理性,更通情达理。然而,如果人们在拥有赋予他们道德地位的财产方面是不平等的,为什么他们应该被平等对待呢?换句话说,拥有一些标量的地位赋予属性,如何能使人具有平等的道德地位?(Arneson, 2015; Christiano, 2015)。这就是所谓的变异异议(Floris, 2019)。可以说,最具影响力的关于人的道德平等基础的理论之一是由卡特提出的。根据Carter的观点,变异反对的解决方案恰恰在于对不透明尊重的承诺:通过要求我们避免评估人的代理能力,不透明尊重提供了一个独立的道德要求,解释了为什么在评估人的道德地位时应该忽略高于道德人格阈值的变异。更确切地说,不透明尊重提供了一个原则性的理由,说明为什么在道德上显著的是,人们拥有道德人格的“范围属性”15,也就是说,他们在一定范围内拥有善的概念和正义感的辅助标量代理能力,而不管他们拥有这些标量属性在道德人格阈值之上的不同程度。因此,人们在拥有范围财产方面是平等的,因此,不能用道德人格的尺度来划分等级。因此,不透明尊重不仅是对人的基本认可尊重的基本要求,也是人的道德平等的基础(Carter, 2011)。然而,如果这是真的,那么关系平等主义者就有令人信服的理由拒绝对尊重的二元论解释,因为积极的尊重似乎与对道德平等原则的承诺不可调和。事实上,通过要求我们调查和考虑受损的行动者持有其基本代理能力的不平等程度,积极尊重的义务预先假定了他们在道德人格的尺度上进行排名,从而破坏了他们要求被平等对待的基础。 穿透不透明的面纱是对不透明尊重的一种侵犯,它不会损害一个人的平等地位,因为它不允许在道德人格的尺度上对他们进行排名。为了说明这一点,考虑一下患有恐慌症的索菲亚的案例。虽然这种损伤可能会削弱索菲亚有效追求目标的能力,但目前尚不清楚为什么它也会影响她对有价值目标的理解,以及她选择哪些目标对她有价值的能力。更重要的是,很难看出惊恐发作会如何削弱索菲亚的正义感,因为它们与她发展正义原则的能力无关。因此,当国家承认索菲亚因患有恐慌症而有权获得医疗保健援助时,这只是以它至多了解索菲亚善的概念能力的总体水平为前提。然而,仅凭这些信息不足以确定索菲亚在道德人格尺度上的位置,因为索菲亚的正义感能力水平仍然被不透明的面纱所覆盖。因此,国家不能在索菲亚的整体代理能力和其他人的代理能力之间得出结论性的比较判断。因此,索菲亚在国家眼中保持了平等的道德地位。有人可能会反对说,在某些情况下,合理地假设精神健康问题会损害善的概念能力和正义感的能力。换句话说,有时不清楚精神健康问题是只损害(部分)一种辅助代理能力,还是损害整个道德人格。例如,以Mike为例,他拥有基本的代理能力,达到道德人格的门槛,但患有心境恶劣,这是一种持续的抑郁症,其特征是“每天大部分时间都处于抑郁状态,持续的日子比没有的多,[…]至少持续了两年”(美国精神病学协会,2013:168)。一方面,人们可能会认为抑郁症只会削弱迈克对善的概念的能力,因为他可能无法或不愿形成和推进他的善的概念。另一方面,我们有理由认为,这也可能会削弱迈克的正义感,因为它减少了他对自己的行为如何影响自己和他人的关注。然而,即使在这些情况下,积极尊重的义务也不需要全面评估某人的补助代理能力。这是因为,正如前一节所讨论的那样,对尊重的二元论解释以一种尽可能减少对不透明尊重义务的违反的方式来满足积极尊重义务的义务为基础。因此,在合理假设两种辅助代理能力都可能受损的情况下,作为不透明方面的问题,国家必须在假设两种代理能力中只有一种被削弱的情况下进行。换句话说,当国家承认迈克因为患有精神分裂症而有权享受医疗保健时,假设这削弱了他对善的概念的能力,它必须对他的正义感能力也受到损害的可能性“视而不见”。可以肯定的是,在第二阶段,对迈克的代理能力进行全面评估,以确定他所需要的援助是必要的。然而,这种全面的评估将由卫生人员进行,他们必须承担专业保密的义务,不得透露这一信息。州政府必须拒绝收集这些与迈克状况评估相关的信息,这是出于不透明的考虑。因此,迈克可以以平等的身份进出公共机构。总之,我认为,有时履行积极尊重的义务只是以只考虑那些因所涉损害而减少的具体辅助性代理能力为先决条件。然而,这种对不透明尊重的违反并不会损害一个人的平等地位,因为它不涉及对所有辅助代理能力的全面评估,而这将允许在道德人格的尺度上对他们进行评分。因此,向受损代理人提供帮助和支持的义务并不一定会损害他们在国家眼中的平等地位。批评者可能会承认,积极尊重的义务需要在提供帮助以克服只妨碍某些代理能力的心理健康问题(例如某些形式的恐慌或抑郁症)时,打破不透明的面纱。然而,他们可能会指出,某些损害明显削弱了道德人格所监督的所有代理能力。 例如,研究证据表明,某些种类的药物成瘾,如海洛因成瘾,损害了善的概念和正义感的能力(Levy, 2006; Markowitz, 2005)。因此,当国家确定一个人有海洛因使用障碍并向他们提供医疗援助时,这就意味着它意识到他们的补贴代理能力都受到了损害,从而能够确定他们在道德人格尺度上的比较地位,从而损害他们的平等地位。因此,批评家得出结论,道德不平等的反对意见,至少在某些情况下,保留了其力量。为解决某些心理健康问题提供援助意味着揭开不透明的面纱,从而揭示一个人在道德人格尺度上的比较地位;因此,它与道德平等的原则是不可调和的。作为回应,我认为,虽然履行积极尊重的义务有时可能会破坏受损主体的平等地位,但关系平等主义者仍然有令人信服的理由坚持认为,在道德上,暂时将受损主体视为不平等,但向他们提供必要的帮助,以(重新)获得和维持他们作为平等者的能力,而不是将他们视为平等,但未能向他们提供所需的帮助。要理解这一点,请考虑艾米丽的案例,她正在与海洛因使用障碍作斗争。当国家向艾米丽提供帮助和支持时,这意味着它揭示了艾米丽在道德人格量表上的地位,因为海洛因成瘾削弱了她对善的概念和正义感的能力。因此,艾米丽在国家眼中没有平等的地位,至少在她的内在缺陷得到解决之前是这样然而,应该清楚的是,这并不意味着艾米丽没有作为一个有道德的人的权利;相反,Emily在国家眼中是一个有道德的人,因为她仍然在道德人格的范围内。因此,最重要的是,她有权得到帮助,以解决削弱她作为一个有道德的人的代理能力的心理健康问题。此外,拥有不平等的地位并不意味着艾米丽的每一项权利都应该被未受损害的代理人的每一项权利所取代。这是因为在决定正确的行动方针时,必须考虑到生物的道德地位和利害攸关的主张的重要性。例如,即使我们相信人类的道德地位高于非人类动物,这并不意味着在道德上折磨动物比掐人的手臂更可取,因为利害攸关的主张的意义差异显然超过了人类道德地位的不平等。因此,既然艾米丽获得积极尊重的权利是她作为一个有道德的人所拥有的一项基本权利,那么在资源稀缺和要求冲突的情况下,这种权利应该优先于道德人格未受损的个人所拥有的不那么基本的权利。我们现在可以看到,道德不平等的反对意见并不能为关系平等主义者提供令人信服的理由来拒绝关于尊重的二元论解释。首先,应当指出,对基本尊重个人代理能力的一元论观点的承诺不符合向受损代理人提供援助的义务,即使这样做不会损害他们的平等地位。然而,这一结论与关系平等的理想不一致:代理能力受损的个人在处理削弱其道德人格的心理健康问题方面有得到帮助的基本权利,以便能够作为平等的公民发挥作用。因此,即使有人怀疑履行积极尊重的义务在道德上比平等对待人更重要,这并不意味着前者应该被忽视为无关紧要的。换句话说,认为没有义务向酗酒的约翰和情绪恶劣的迈克这样的人提供帮助,即使他们的平等地位没有问题,这是一个令人不安的结论。其次,我认为,不考虑受损主体的内部禀赋赤字,比探究他们的代理能力水平更有问题,即使后者(而不是前者)会损害他们平等的道德地位。这是因为,虽然避免评估艾米丽的代理能力使我们能够将她视为平等的,但平等地位的归属却变得过于正式。正如第二节所解释的,虽然艾米丽在一个被政治机构视为不透明的社会中拥有平等的权利,但除非她提出要求,否则国家无法为她提供必要的帮助。
本文章由计算机程序翻译,如有差异,请以英文原文为准。
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2.20
自引率
12.50%
发文量
44
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