Research on multi-source sparse optimization method and its application on gearbox compound fault detection

IF 5.1 2区 工程技术 Q1 ENGINEERING, MULTIDISCIPLINARY Engineering Science and Technology-An International Journal-Jestech Pub Date : 2024-08-16 DOI:10.1016/j.jestch.2024.101800
Yan Lu , Juan Du , Xiaochun Tong , Wei Zhang
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Abstract

In general, gearbox is prone to occur compound fault frequently because of its harsh working environment, its fault vibration signal often contains polymorphic-oscillatory components and is corrupted by heavy background noise, which brings great difficulty to diagnose fault. Sparse decomposition is often utilized to extract weak fault feature among heavy background noise. In order to solve the problems of traditional sparse decomposition method, such as lacking signal fidelity, causing local optimal solution by using the non-convex objective function, and presenting poor universality, a multi-source sparse optimization objective function with convexity is constructed based on the generalized mini-max concave penalty function. By using forward–backward splitting algorithm combination with Laplace wavelet dictionary, Morlet wavelet dictionary and DFT dictionary, the sparse coefficients corresponding to polymorphic-oscillatory components can be computed efficiently and each oscillatory component can be extracted accurately. Finally, simulation and experimental signal validate that the proposed method can decompose fault signal according to oscillatory property and diagnose gearbox compound fault without the prior knowledge of specific fault numbers.

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多源稀疏优化方法研究及其在齿轮箱复合故障检测中的应用
一般来说,齿轮箱由于工作环境恶劣,容易频繁发生复合故障,其故障振动信号往往包含多态振荡成分,并被严重的背景噪声所干扰,给故障诊断带来很大困难。稀疏分解通常被用来提取重背景噪声中微弱的故障特征。为了解决传统稀疏分解方法缺乏信号保真度、使用非凸目标函数导致局部最优解、普遍性差等问题,本文基于广义 mini-max 凹惩罚函数,构建了具有凸性的多源稀疏优化目标函数。通过将前向-后向分割算法与拉普拉斯小波字典、莫莱特小波字典和 DFT 字典相结合,可以高效计算多态振荡分量对应的稀疏系数,并准确提取各振荡分量。最后,仿真和实验信号验证了所提出的方法可以根据振荡特性分解故障信号,并在不预先知道具体故障编号的情况下诊断齿轮箱复合故障。
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来源期刊
Engineering Science and Technology-An International Journal-Jestech
Engineering Science and Technology-An International Journal-Jestech Materials Science-Electronic, Optical and Magnetic Materials
CiteScore
11.20
自引率
3.50%
发文量
153
审稿时长
22 days
期刊介绍: Engineering Science and Technology, an International Journal (JESTECH) (formerly Technology), a peer-reviewed quarterly engineering journal, publishes both theoretical and experimental high quality papers of permanent interest, not previously published in journals, in the field of engineering and applied science which aims to promote the theory and practice of technology and engineering. In addition to peer-reviewed original research papers, the Editorial Board welcomes original research reports, state-of-the-art reviews and communications in the broadly defined field of engineering science and technology. The scope of JESTECH includes a wide spectrum of subjects including: -Electrical/Electronics and Computer Engineering (Biomedical Engineering and Instrumentation; Coding, Cryptography, and Information Protection; Communications, Networks, Mobile Computing and Distributed Systems; Compilers and Operating Systems; Computer Architecture, Parallel Processing, and Dependability; Computer Vision and Robotics; Control Theory; Electromagnetic Waves, Microwave Techniques and Antennas; Embedded Systems; Integrated Circuits, VLSI Design, Testing, and CAD; Microelectromechanical Systems; Microelectronics, and Electronic Devices and Circuits; Power, Energy and Energy Conversion Systems; Signal, Image, and Speech Processing) -Mechanical and Civil Engineering (Automotive Technologies; Biomechanics; Construction Materials; Design and Manufacturing; Dynamics and Control; Energy Generation, Utilization, Conversion, and Storage; Fluid Mechanics and Hydraulics; Heat and Mass Transfer; Micro-Nano Sciences; Renewable and Sustainable Energy Technologies; Robotics and Mechatronics; Solid Mechanics and Structure; Thermal Sciences) -Metallurgical and Materials Engineering (Advanced Materials Science; Biomaterials; Ceramic and Inorgnanic Materials; Electronic-Magnetic Materials; Energy and Environment; Materials Characterizastion; Metallurgy; Polymers and Nanocomposites)
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