利用 XGBoost-SHAP 模型识别土地利用功能之间的权衡与协同作用:中国昆明案例研究

IF 7 2区 环境科学与生态学 Q1 ENVIRONMENTAL SCIENCES Ecological Indicators Pub Date : 2025-03-01 Epub Date: 2025-03-14 DOI:10.1016/j.ecolind.2025.113330
Kun Li , Junsan Zhao , Yongping Li , Yilin Lin
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引用次数: 0

摘要

探索土地利用功能间权衡/协同效应的空间非平稳性及其驱动机制,对有效缓解人地冲突、提升区域国土空间整体效益和可持续发展具有重要意义。现有研究大多从宏观尺度分析了LUF权衡/协同效应的时空格局和影响因素,但往往未能准确捕捉人地地域系统中地理系统的多元相互作用和复杂非线性关系。研究区为云贵高原上城市化发展迅速的昆明市。首先,在网格单元上应用地理加权回归(GWR)和约束线方法分析了LUF权衡/协同效应的空间异质性和非线性特征。然后,利用可解释的机器学习模型(XGBoost-SHAP)直观地解释了LUF权衡/协同效应的非线性响应机制。最后,建立了自组织特征映射网络(SOM)来识别LUF聚类。研究结果总结如下。(1) 2000 - 2020年,区域间LUF权衡/协同效应存在显著的空间异质性。生态功能(EF)与生产功能(PF)、生活功能(LF)与生产功能(PF)的交互作用呈凸函数关系,边界效应明显。EF与LF的交互作用呈凹形权衡关系。(2)海拔、坡度、降水、距市中心距离、距县城中心距离、距县城公路距离、距河流距离和土地利用程度是影响昆明LUF权衡/协同效应的主要因素。(3)主导因素对LUF权衡/协同效应的影响过程表现出较强的非线性特征,存在显著的阈值效应。(4)根据已确定的5个LUF集群及其内部权衡/协同效应的分布,提出了差异化的LUF管理措施。研究结果有助于认识陆域生态系统的内在机制,为土地多功能开发、土地资源合理利用和科学管理提供技术支持。
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Identifying trade-offs and synergies among land use functions using an XGBoost-SHAP model: A case study of Kunming, China
Exploring the spatial non-stationarity and driving mechanisms of trade-offs/synergies among land use functions(LUFs), which are crucial for effectively alleviating human-land conflicts and enhancing the overall benefits and sustainable development of regional territorial space. While most existing studies have analyzed the spatio-temporal patterns and influencing factors of LUF trade-offs/synergies from a macro scale, these studies often fail to accurately capture the multivariate interactions and complex nonlinear relationships of the geographical system within the man-earth areal system. The study area is the Kunming city on the Yunnan-Guizhou Plateau, where rapid urbanization is occurring. First, geographic weighted regression (GWR) and constrained line methods were applied at the grid unit to examine the spatial heterogeneity and nonlinear characteristics of LUF trade-offs/synergies. Then, an interpretable machine learning model (XGBoost-SHAP) was utilized to provide an intuitive explanation of the nonlinear response mechanism of LUF trade-offs/synergies. Finally, a self-organizing feature mapping network (SOM) was developed to identify LUF clusters. The findings are summarized as follows. (1) From 2000 to 2020, significant spatial heterogeneity was observed in LUF trade-offs/synergies. The interaction between ecological function (EF) and production function (PF), as well as between living function (LF) and PF, showed a convex function relationship with evident boundary effects. The interaction between EF and LF displayed a concave trade-off. (2) Elevation, slope, precipitation, distance to the city center, distance to the county center, distance to the county road, distance to river, and land use degree were the dominant factors influencing LUF trade-offs/synergies in Kunming. (3) The process of the dominant factors affects on the LUF trade-offs/synergies demonstrated strong nonlinear characteristics, and there was a significant threshold effect. (4) Based on five identified LUF clusters and the distribution of trade-offs/synergies within these clusters, differentiated LUF management measures are proposed. These results are helpful in understanding the internal mechanism of LUF system and provide technical support for the multifunctional land development, rational utilization and scientific management of land resources.
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来源期刊
Ecological Indicators
Ecological Indicators 环境科学-环境科学
CiteScore
11.80
自引率
8.70%
发文量
1163
审稿时长
78 days
期刊介绍: The ultimate aim of Ecological Indicators is to integrate the monitoring and assessment of ecological and environmental indicators with management practices. The journal provides a forum for the discussion of the applied scientific development and review of traditional indicator approaches as well as for theoretical, modelling and quantitative applications such as index development. Research into the following areas will be published. • All aspects of ecological and environmental indicators and indices. • New indicators, and new approaches and methods for indicator development, testing and use. • Development and modelling of indices, e.g. application of indicator suites across multiple scales and resources. • Analysis and research of resource, system- and scale-specific indicators. • Methods for integration of social and other valuation metrics for the production of scientifically rigorous and politically-relevant assessments using indicator-based monitoring and assessment programs. • How research indicators can be transformed into direct application for management purposes. • Broader assessment objectives and methods, e.g. biodiversity, biological integrity, and sustainability, through the use of indicators. • Resource-specific indicators such as landscape, agroecosystems, forests, wetlands, etc.
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