定罪与怀疑:惩罚、代表和重罪犯剥夺公民权的辩论

IF 4.9 1区 社会学 Q1 Social Sciences Stanford Law Review Pub Date : 2004-01-08 DOI:10.2139/SSRN.484543
Pamela S. Karlan
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引用次数: 40

摘要

关于剥夺重罪犯公民权的辩论的基调发生了显著的转变。在经历了一代基本上不成功的诉讼之后,两个联邦上诉法院最近恢复了对此类法律的挑战。最近,许多州都简化了刑满释放者重获投票权的程序。最近的民意调查显示,绝大多数人支持恢复已服完刑期的罪犯的选举权。在国际方面,加拿大和南非的最高法院发布了判决,要求他们的政府甚至允许被监禁的公民投票。本文讨论了我们现在处理刑事剥夺公民权问题的方式的一些原因和后果。第一部分和第二部分表明,当代辩论的术语反映了我们如何理解选举权和我们如何理解刑事剥夺公民权的基本性质的根本变化。一旦投票被理解为一项基本权利,而不是国家创造的特权,刑事剥夺选举权法规本质上的惩罚性就变得不可否认了。一旦投票权以群体而非纯粹以个人的名义行使,刑事剥夺公民权法规就会被视为不仅剥夺了特定个人的投票权,而且会稀释可识别社区的投票力量,并影响选举结果和立法政策选择。2000年的总统选举以及佛罗里达惨败之后的大众和学术讨论有力地证明了刑事剥夺公民权法对结果的决定性影响,尽管2000年的人口普查让人们明白了大规模监禁的其他代表性后果,这些后果引发了大部分的剥夺公民权。重罪犯被剥夺公民权的案件为法院提供了一个有吸引力的工具,法院关注的是毒品战争和明显不同的监禁率给少数族裔社区带来的惊人负担。刑罚的正当性取决于刑法产生和执行过程的正当性。这一过程的合法性反过来取决于公民平等参与选择制定和执行刑事处罚的官员的能力。终身剥夺前罪犯的公民权,以一种有害且自我强化的方式阻碍了这一过程。第三部分表明,如果我们得出结论,刑事剥夺公民权的法规本质上是惩罚性的,而不是监管性的——我认为我们必须这样做——这就为攻击这些法律开辟了一个额外的法律途径,超出了平等保护的范围——以及法院现在正在考虑的基于《选举权法案》的挑战。鉴于最高法院最近对阿特金斯诉弗吉尼亚案和尤因诉加利福尼亚案的判决,全面剥夺公民权的法规也引发了第八修正案下的严重问题。
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Convictions and Doubts: Retribution, Representation, and the Debate Over Felon Disenfranchisement
The tenor of the debate over felon disenfranchisement has taken a remarkable turn. After a generation of essentially unsuccessful litigation, two federal courts of appeals have recently reinstated challenges to such laws. A number of states have recently made it easier for ex-offenders to regain their voting rights. Recent public opinion surveys find overwhelming support for restoring the franchise to offenders who have otherwise completed their sentences. On the international front, the supreme courts of Canada and South Africa issued decisions requiring their governments to permit even incarcerated citizens to vote. This essay discusses some of the causes and consequences for the way in which we now approach the question of criminal disenfranchisement. Parts I and II suggest that the terms of the contemporary debate reflect an underlying change both in how we conceive the right to vote and in how we understand the fundamental nature of criminal disenfranchisement. Once voting is understood as a fundamental right, rather than as a state-created privilege, the essentially punitive nature of criminal disenfranchisement statutes becomes undeniable. And once the right to vote is cast in group terms, rather than in purely individual ones, criminal disenfranchisement statutes are seen not only to deny the vote to particular individuals but also to dilute the voting strength of identifiable communities and to affect election outcomes and legislative policy choices. The 2000 presidential election and the popular and scholarly discussion that followed the debacle in Florida powerfully demonstrated the outcome-determinative effects of criminal disenfranchisement laws even as the 2000 census drove home other representational consequences of the mass incarceration that triggers much of the disenfranchisement. Felon disenfranchisement cases offer an attractive vehicle for courts concerned with the staggering burdens the war on drugs and significantly disparate incarceration rates have imposed on the minority community. The legitimacy of criminal punishment depends on the legitimacy of the process that produces and enforces the criminal law. The legitimacy of that process in turn depends on the ability of citizens to participate equally in choosing the officials who enact and administer criminal punishment. Lifetime disenfranchisement of ex-offenders short circuits this process in a pernicious and self-reinforcing way. Part III suggests that if we conclude that criminal disenfranchisement statutes are essentially punitive, rather than regulatory - as I think we must - this opens an additional legal avenue for attacking such laws beyond the equal protection- and Voting Rights Act-based challenges that courts are now entertaining. Blanket disenfranchisement statutes also raise serious questions under the Eighth Amendment, given the Supreme Court's recent decisions in Atkins v. Virginia and Ewing v. California.
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