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Corrigendum: The average analytic rank of elliptic curves with prescribed torsion 更正:具有规定扭转的椭圆曲线的平均解析秩
IF 1 2区 数学 Q1 MATHEMATICS Pub Date : 2024-11-19 DOI: 10.1112/jlms.70032
Peter J. Cho, Keunyoung Jeong

We fix two mistakes in the paper “The average analytic rank of elliptic curves with prescribed torsion” and remove the moment conditions of the main theorem therein.

我们修正了论文 "具有规定扭转的椭圆曲线的平均解析秩 "中的两个错误,并删除了其中主定理的矩条件。
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引用次数: 0
Nonlinear dynamics of hybrid integrated laser based on self-seeding of a DFB-LD by using a Si3N4 microring resonator as filter feedback 利用 Si3N4 微oring 谐振器作为滤波器反馈,基于 DFB-LD 自播种的混合集成激光器的非线性动力学特性
IF 7.8 1区 数学 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-11-19 DOI: 10.1016/j.chaos.2024.115776
Shan Hu, Qiupin Wang, Fengling Zhang, Zhenzhen Xiao, Pu Ou, Yingke Xie, Xulin Gao, Zhengmao Wu, Guangqiong Xia
In this work, we experimentally investigate the nonlinear dynamics of a hybrid integrated laser (HIL) composed of a distributed feedback laser diode (DFB-LD) and a tunable silicon-nitride photonic chip-based microring resonator (MRR), where the drop-port of MRR is connected to a Sagnac loop via a variable optical coupler (OC). Through varying the voltages loaded on the MRR (VMRR) and the variable OC (VOC), the central frequency and feedback coefficient of filter feedback can be adjusted, respectively. Via observing the optical power (time series), RF spectra, optical spectra of the HIL output, and calculating the Lyapunov exponent of the time series, diverse dynamical states including period one (P1), period two (P2), period four (P4), quasi-period (QP), chaos (CO) and self-injection locking (LO) can be distinguished. For different combinations of VMRR and VOC, the evolution routes for the nonlinear dynamical states of the HIL with the bias current of the DFB-LD (IDFB) are inspected and analyzed. By mapping the dynamical states in the parameter space of IDFB and VOC, the parameter regions for the HIL behaving different dynamical states are determined.
在这项工作中,我们通过实验研究了由分布式反馈激光二极管(DFB-LD)和基于氮化硅光子芯片的可调谐微波谐振器(MRR)组成的混合集成激光器(HIL)的非线性动力学,其中 MRR 的下降端口通过可变光耦合器(OC)连接到萨格纳克环路。通过改变加载在 MRR(VMRR)和可变 OC(VOC)上的电压,可分别调节滤波器反馈的中心频率和反馈系数。通过观察 HIL 输出的光功率(时间序列)、射频频谱和光频谱,并计算时间序列的 Lyapunov 指数,可以区分出不同的动态状态,包括周期一(P1)、周期二(P2)、周期四(P4)、准周期(QP)、混沌(CO)和自注入锁定(LO)。针对 VMRR 和 VOC 的不同组合,考察并分析了 HIL 非线性动态状态与 DFB-LD (IDFB) 偏置电流的演变路线。通过映射 IDFB 和 VOC 参数空间中的动态状态,确定了 HIL 呈现不同动态状态的参数区域。
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引用次数: 0
Recoverability of causal effects under presence of missing data: a longitudinal case study. 数据缺失情况下因果效应的可恢复性:纵向案例研究。
IF 1.8 3区 数学 Q3 MATHEMATICAL & COMPUTATIONAL BIOLOGY Pub Date : 2024-11-18 DOI: 10.1093/biostatistics/kxae044
Anastasiia Holovchak, Helen McIlleron, Paolo Denti, Michael Schomaker

Missing data in multiple variables is a common issue. We investigate the applicability of the framework of graphical models for handling missing data to a complex longitudinal pharmacological study of children with HIV treated with an efavirenz-based regimen as part of the CHAPAS-3 trial. Specifically, we examine whether the causal effects of interest, defined through static interventions on multiple continuous variables, can be recovered (estimated consistently) from the available data only. So far, no general algorithms are available to decide on recoverability, and decisions have to be made on a case-by-case basis. We emphasize the sensitivity of recoverability to even the smallest changes in the graph structure, and present recoverability results for three plausible missingness-directed acyclic graphs (m-DAGs) in the CHAPAS-3 study, informed by clinical knowledge. Furthermore, we propose the concept of a "closed missingness mechanism": if missing data are generated based on this mechanism, an available case analysis is admissible for consistent estimation of any statistical or causal estimand, even if data are missing not at random. Both simulations and theoretical considerations demonstrate how, in the assumed MNAR setting of our study, a complete or available case analysis can be superior to multiple imputation, and estimation results vary depending on the assumed missingness DAG. Our analyses demonstrate an innovative application of missingness DAGs to complex longitudinal real-world data, while highlighting the sensitivity of the results with respect to the assumed causal model.

多个变量的缺失数据是一个常见问题。我们研究了处理缺失数据的图形模型框架在一项复杂的纵向药理学研究中的适用性,该研究是 CHAPAS-3 试验的一部分,研究对象是接受以依非韦伦为基础的方案治疗的 HIV 感染儿童。具体来说,我们研究了通过对多个连续变量的静态干预所确定的相关因果效应是否可以仅从现有数据中恢复(一致估计)。到目前为止,还没有可用来决定可恢复性的通用算法,必须根据具体情况做出决定。我们强调了可恢复性对图结构中最小变化的敏感性,并介绍了 CHAPAS-3 研究中三个可信的缺失指向无环图(m-DAG)的可恢复性结果,这些结果是以临床知识为基础的。此外,我们还提出了 "封闭缺失机制 "的概念:如果缺失数据是基于这种机制产生的,那么即使数据不是随机缺失,也可以通过可用的病例分析对任何统计或因果估计进行一致的估计。模拟和理论考虑都表明,在我们研究的假定 MNAR 设置中,完整或可用案例分析如何优于多重估算,估算结果因假定的缺失 DAG 而异。我们的分析展示了缺失 DAG 在复杂的纵向真实世界数据中的创新应用,同时强调了结果对假定因果模型的敏感性。
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引用次数: 0
A semilinear diffusion PDE with variable order time-fractional Caputo derivative subject to homogeneous Dirichlet boundary conditions 受均质 Dirichlet 边界条件约束的半线性扩散 PDE 与变阶时间分数 Caputo 导数
IF 3 2区 数学 Q1 MATHEMATICS Pub Date : 2024-11-18 DOI: 10.1007/s13540-024-00352-7
Marian Slodička

We investigate a semilinear problem for a fractional diffusion equation with variable order Caputo fractional derivative (left( partial _t^{beta (t)} uright) (t)) subject to homogeneous Dirichlet boundary conditions. The right-hand side of the governing PDE is nonlinear (Lipschitz continuous) and it contains a weakly singular Volterra operator. The whole process takes place in a bounded Lipschitz domain in ({{mathbb {R}}}^d). We establish the existence of a unique solution in (Cleft( [0,T],L^{2} (varOmega )right) ) if (u_0in L^{2} (varOmega )). Moreover, if (mathcal {L}^{gamma }u_0in L^{2} (varOmega )) for some (0<gamma <1-frac{delta }{beta (0)}) ((delta ) depends on the right-hand-side of the PDE) then (mathcal {L}^{gamma }uin Cleft( {[}0,T{]},L^{2} (varOmega )right) ).

我们研究了一个半线性问题,它是一个具有变阶卡普托分数导数的分数扩散方程(left( partial _t^{beta (t)} uright) (t)),受制于同质德里赫特边界条件。支配 PDE 的右边是非线性的(Lipschitz 连续),它包含一个弱奇异的 Volterra 算子。整个过程发生在 ({{mathbb {R}}}^d) 的有界 Lipschitz 域中。如果 (u_0in L^{2} (varOmega )), 我们就能确定在 (Cleft( [0,T],L^{2} (varOmega )right) ) 中存在唯一的解。此外,如果(u_0in L^{2} (varOmega )mathcal {L}^{gamma }u_0in L^{2} for some (0<gamma <;((delta ) depends on the right-hand-side of the PDE) then (mathcal {L}^{gamma }uin Cleft( {[}0,T{]},L^{2} (varOmega )right) ).
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引用次数: 0
Numerical analysis and scientific computation with applications, Part II 数值分析和科学计算及其应用,第二部分
IF 2.9 2区 数学 Q1 MATHEMATICS, APPLIED Pub Date : 2024-11-18 DOI: 10.1016/j.camwa.2024.10.040
Khalide Jbilou, Marilena Mitrouli, Ahmed Ratnani
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引用次数: 0
Helmholtz FEM solutions are locally quasi-optimal modulo low frequencies 亥姆霍兹有限元求解在低频局部准最优
IF 1.7 3区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2024-11-18 DOI: 10.1007/s10444-024-10193-w
M. Averseng, J. Galkowski, E. A. Spence

For h-FEM discretisations of the Helmholtz equation with wavenumber k, we obtain k-explicit analogues of the classic local FEM error bounds of Nitsche and Schatz (Math. Comput. 28(128), 937–958 1974), Wahlbin (1991, §9), Demlow et al.(Math. Comput. 80(273), 1–9 2011), showing that these bounds hold with constants independent of k, provided one works in Sobolev norms weighted with k in the natural way. We prove two main results: (i) a bound on the local (H^1) error by the best approximation error plus the (L^2) error, both on a slightly larger set, and (ii) the bound in (i) but now with the (L^2) error replaced by the error in a negative Sobolev norm. The result (i) is valid for shape-regular triangulations, and is the k-explicit analogue of the main result of Demlow et al. (Math. Comput. 80(273), 1–9 2011). The result (ii) is valid when the mesh is locally quasi-uniform on the scale of the wavelength (i.e., on the scale of (k^{-1})) and is the k-explicit analogue of the results of Nitsche and Schatz (Math. Comput. 28(128), 937–958 1974), Wahlbin (1991, §9). Since our Sobolev spaces are weighted with k in the natural way, the result (ii) indicates that the Helmholtz FEM solution is locally quasi-optimal modulo low frequencies (i.e., frequencies (lesssim k)). Numerical experiments confirm this property, and also highlight interesting propagation phenomena in the Helmholtz FEM error.

对于波长为 k 的 Helmholtz 方程的 h-FEM 离散化,我们获得了 Nitsche 和 Schatz 的经典局部 FEM 误差边界的 k-explicit analoges(Math.Comput.28(128), 937-958 1974)、Wahlbin(1991,§9)、Demlow 等人(Math.Comput.80(273),1-9 2011),证明只要以自然的方式用 k 加权的索波列夫规范计算,这些界值以与 k 无关的常数成立。我们证明了两个主要结果:(i) 通过最佳逼近误差加上(L^2)误差对局部(H^1)误差的约束,两者都在一个稍大的集合上;(ii) (i)中的约束,但现在(L^2)误差被负Sobolev规范中的误差所取代。结果(i)适用于形状规则的三角剖分,是 Demlow 等人的主要结果(Math.Comput.80(273), 1-9 2011).当网格在波长尺度上局部准均匀(即在 (k^{-1}) 的尺度上)时,结果(ii)是有效的,并且是 Nitsche 和 Schatz(Math.Comput.28(128), 937-958 1974)、Wahlbin (1991, §9)的结果。由于我们的索波列夫空间是以自然方式用k加权的,结果(ii)表明亥姆霍兹有限元求解在低频(即频率(lesssim k ))时是局部准最优的。数值实验证实了这一特性,同时也突出了亥姆霍兹有限元误差中有趣的传播现象。
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引用次数: 0
Jointed pendulums driven by a neural circuit, electromechanical arm model approach 神经回路驱动的关节摆,机电臂模型方法
IF 7.8 1区 数学 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-11-18 DOI: 10.1016/j.chaos.2024.115739
Yitong Guo, Chunni Wang, Jun Ma
The mechanical characteristic of an arm can be investigated in a two-stage cascade pendulum, which two jointed pendulums rotate to a jointed point and move forward for keeping stable gaits. The arm gaits and stability are controlled by the electrical signal interacted with the muscle. In this paper, two short beams are jointed to mimic the motion and stability of an arm driven by electromechanical force, which is generated from the gear or friction interaction between a beam and electromotor activated by electric signals from a neural circuit. On end of the artificial arm is jointed to a fixed point, another end is connected to a moving beam along horizontal direction. An electrical motor is driven by the output signals from a neural circuit, and it generates effective horizontal force to control the stability and gaits in the coupled pendulums via a gear interaction. When the electrical motor (EM) is activated, it has a feedback on the driving neural circuit by changing the firing activities because the load circuit of the EM generates induced electromotive force as an additive branch circuit of the neural circuit, and this interaction is similar to the processing that athletic training can modify the mentality by training the neural activities. External physical signal is applied and changed to control the neural circuit, and then the moving beam can impose time-varying force to control the stability of the jointed pendulums. In presence of noisy excitation, similar nonlinear resonance can be induced in the neural circuit. The dynamics in the neural circuit-coupled pendulums is explored in detail. That is, the neural circuit regulates the EM for generating electromechanical force and then the jointed pendulums are controlled in the arm gaits. This mechanical process is similar to the rehabilitation training for disabled arms with movement disorders. The results provide helpful clues to design artificial electromechanical arm and application of arm rehabilitation for muscular injuries.
手臂的机械特性可以通过两级级联摆来研究,即两个关节摆旋转到一个关节点并向前移动,以保持稳定的步态。手臂的步态和稳定性由与肌肉相互作用的电信号控制。在本文中,两根短横梁被连接起来,以模拟由机电力驱动的手臂的运动和稳定性。机电力是由神经回路的电信号激活横梁和电动马达之间的齿轮或摩擦相互作用产生的。人工手臂的一端与一个固定点连接,另一端与沿水平方向移动的横梁连接。电动机由神经回路的输出信号驱动,通过齿轮相互作用产生有效的水平力,以控制耦合摆的稳定性和步态。当电动马达(EM)启动时,会通过改变发射活动对驱动神经回路产生反馈,因为电动马达的负载电路会产生感应电动势,作为神经回路的加法支路,这种相互作用类似于运动训练通过训练神经活动来改变心态的处理过程。通过施加和改变外部物理信号来控制神经回路,然后通过移动横梁施加时变力来控制关节摆的稳定性。在有噪声激励的情况下,神经回路也会产生类似的非线性共振。本文详细探讨了神经回路耦合摆的动力学特性。也就是说,神经回路调节电磁产生机电力,然后在手臂步态中控制关节摆。这一机械过程类似于运动障碍残疾手臂的康复训练。这些结果为设计人工机电手臂和应用于肌肉损伤的手臂康复训练提供了有益的线索。
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引用次数: 0
Is (Independent) Subordination Relevant in Equity Derivatives? 独立)从属关系与股票衍生品相关吗?
IF 1.4 4区 数学 Q3 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-11-18 DOI: 10.1002/asmb.2904
Michele Azzone, Roberto Baviera
Monroe (1978) demonstrates that any local semimartingale can be represented as a time‐changed Brownian Motion (BM). A natural question arises: does this representation theorem hold when the BM and the time‐change are independent? We prove that a local semimartingale is not equivalent to a BM with a time‐change that is independent from the BM. Our result is obtained utilizing a class of additive processes: the additive normal tempered stable (ATS). This class of processes exhibits an exceptional ability to calibrate the equity volatility surface accurately. We notice that the sub‐class of additive processes that can be obtained with an independent additive subordination is incompatible with market data and shows significantly worse calibration performances than the ATS, especially on short time maturities. These results have been observed every business day in a semester on a dataset of S&P 500 and EURO STOXX 50 options.
门罗(Monroe)(1978 年)证明,任何局部半马尔廷格都可以表示为时变布朗运动(BM)。一个自然的问题随之而来:当 BM 和时间变化相互独立时,这一表示定理是否成立?我们证明,局部半鞅并不等同于时变独立于 BM 的 BM。我们的结果是利用一类加法过程得出的:加法正态节制稳定(ATS)。这一类过程在精确校准股票波动率表面方面表现出非凡的能力。我们注意到,用独立的加法隶属度得到的加法过程子类与市场数据不符,其校准性能明显不如 ATS,尤其是在短时间期限上。在 S&P 500 和 EURO STOXX 50 期权数据集上,我们在一个学期的每个工作日都观察到了这些结果。
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引用次数: 0
Existence of Orthogonal Domain walls in Bénard-Rayleigh Convection 贝纳德-雷利对流中正交域壁的存在性
IF 1.2 3区 数学 Q2 MATHEMATICS, APPLIED Pub Date : 2024-11-18 DOI: 10.1007/s00021-024-00891-2
Gérard Iooss

In Bénard-Rayleigh convection we consider the pattern defect in orthogonal domain walls connecting a set of convective rolls with another set of rolls orthogonal to the first set. This is understood as an heteroclinic orbit of a reversible system where the x - coordinate plays the role of time. This appears as a perturbation of the heteroclinic orbit proved to exist in a reduced 6-dimensional system studied by a variational method in Buffoni et al. (J Diff Equ, 2023, https://doi.org/10.1016/j.jde.2023.01.026), and analytically in Iooss (Heteroclinic for a 6-dimensional reversible system occuring in orthogonal domain walls in convection. Preprint, 2023). We then prove for a given amplitude (varepsilon ^2), and an imposed symmetry in coordinate y, the existence of a one-parameter family of heteroclinic connections between orthogonal sets of rolls, with wave numbers (different in general) which are linked with an adapted shift of rolls parallel to the wall.

在贝纳德-雷利对流中,我们考虑的是连接一组对流辊和另一组与第一组对流辊正交的正交域壁的模式缺陷。这可以理解为一个可逆系统的异面轨道,其中 x 坐标扮演着时间的角色。布福尼等人 (J Diff Equ, 2023, https://doi.org/10.1016/j.jde.2023.01.026) 通过变分法研究了一个缩小的 6 维系统,证明该系统中存在异linic 轨道,而 Iooss (Heteroclinic for a 6-dimensional reversible system occuring in orthogonal domain walls in convection. Preprint, 2023) 则对其进行了分析。预印本,2023 年)。然后,我们证明了对于给定振幅 (varepsilon ^2),以及坐标 y 中的强加对称性,正交辊集之间存在一个单参数异次元连接系列,其波数(一般不同)与平行于壁的辊的适应性移动相关联。
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引用次数: 0
Dynamical characterisation of fractional-order Duffing-Holmes systems containing nonlinear damping under constant simple harmonic excitation 常数简谐激励下含有非线性阻尼的分数阶 Duffing-Holmes 系统的动力学特征
IF 7.8 1区 数学 Q1 MATHEMATICS, INTERDISCIPLINARY APPLICATIONS Pub Date : 2024-11-18 DOI: 10.1016/j.chaos.2024.115745
Meiqi Wang, Jingyan Zhao, Ruichen Wang, Chengwei Qin, Pengfei Liu
The dynamics of a fractional-order Duffing-Holmes system with a nonlinear damping term is investigated under a combined constant-simple harmonic excitation. The harmonic balance method is used to derive the approximate analytical solution of the system, focusing on the effects of constant excitation, simple harmonic excitation, and fractional-order coefficients and orders on the dynamical properties of the system; the analytical necessary conditions for chaotic motion are obtained by applying Melnikov theory, and the effects of various parameters of the system on chaotic motion are further analysed; the bifurcation diagrams and the maximum Lyapunov Exponential maps are calculated for different simple harmonic excitation amplitudes; the dynamics of the system under specific excitation frequencies and amplitudes are investigated by using time-domain maps, spectrograms, phase-plane maps, and Poincare cross sections; the static bifurcation of the system is investigated by applying the singularity theory; and global bifurcation characteristics are calculated by using the cellular mapping algorithm. It is shown that the amplitude-frequency curves of the system can be transformed from purely stiff to coexisting soft and stiff characteristics, or even purely soft, with the increase of the constant excitation for a certain amplitude of the simple harmonic excitation; the coefficients and orders of the fractional-order differential terms in the approximate solution affect the amplitude, resonance frequency, and stability of the system in the form of the equivalent linear damping and linear stiffness. The bifurcation topology shows that the system has a jumping phenomenon; with the increase of the amplitude of the constant excitation, the stability of the system in the stable state with small amplitude becomes stronger gradually until it reaches the strongest.
研究了带有非线性阻尼项的分数阶 Duffing-Holmes 系统在恒定-简谐联合激励下的动力学特性。利用谐波平衡法推导了系统的近似解析解,重点研究了恒定激励、简谐激励、分数阶系数和阶数对系统动力学特性的影响;应用梅利尼科夫理论得到了混沌运动的解析必要条件,并进一步分析了系统各种参数对混沌运动的影响;计算了不同简谐激励振幅下的分岔图和最大 Lyapunov 指数图;利用时域图、频谱图、相平面图和 Poincare 截面图研究了系统在特定激励频率和振幅下的动力学特性;应用奇异性理论研究了系统的静态分岔;利用蜂窝映射算法计算了全局分岔特性。结果表明,在一定幅值的简谐激励下,随着恒定激励的增加,系统的幅频曲线可以由纯硬特性转变为软硬共存特性,甚至是纯软特性;近似解中分数阶微分项的系数和阶数以等效线性阻尼和线性刚度的形式影响系统的幅值、共振频率和稳定性。分岔拓扑表明系统具有跳跃现象;随着恒定激励振幅的增大,系统在小振幅稳定状态下的稳定性逐渐变强,直至达到最强。
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引用次数: 0
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