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Significance of addition of carbon nanotubes and fly ash on the wear and frictional performance of aluminum metal matrix composites 添加碳纳米管和粉煤灰对铝金属基复合材料磨损和摩擦性能的影响
Pub Date : 2024-02-14 DOI: 10.1002/eng2.12865
Udaya Devadiga, Peter Fernandes, A. Buradi, Addisu Frinjo Emma
In order to improve the wear and frictional behavior of the aluminum metal matrix composites, carbon nanotube, and fly ash were added as reinforcements. Powder metallurgy technique was used to fabricate the hybrid metal matrix composites. Experimentations were carried out using pin on disc type wear test rig. The analyzed experimental results showed that, in comparison to the pure aluminum and mono reinforcement combination, the wear loss and coefficient of friction of hybrid metal matrix composites were greatly reduced. It was noted that compared to pure aluminum wear loss was decreased to 89.58%, 86.97%, 83.3% by adding 0.25, 0.5, 0.75 wt% carbon nanotube (CNT), respectively. By the addition of 4, 8 and 16 wt% FA to pure Al wear loss was decreased to 83.85%, 89.58%, and 78.12%, respectively. It was also noted that compared to Al/8 wt% FA mono reinforced composites, wear loss was decreased to 77%, 71.26%, and 53.22% with the addition of 0.25, 0.5, 0.75 wt% CNT, respectively. With the addition of 4, 8, 16 wt% FA, wear loss decreased to 81%, 88%, and 75% over Al/0.25 wt% CNT composites, respectively. The microstructural study of the worn‐out surfaces revealed low abrasive and adhesive wear by the presence of carbon nanotubes and fly ash in aluminum metal matrix. The reinforcing mechanisms of the wear and frictional properties were also discussed.
为了改善铝金属基复合材料的磨损和摩擦性能,添加了碳纳米管和粉煤灰作为增强材料。混合金属基复合材料的制造采用了粉末冶金技术。实验采用针盘式磨损试验台进行。分析实验结果表明,与纯铝和单增强体组合相比,混合金属基复合材料的磨损损失和摩擦系数大大降低。与纯铝相比,添加 0.25、0.5 和 0.75 wt% 的碳纳米管(CNT)后,磨损率分别降低到 89.58%、86.97% 和 83.3%。在纯铝中添加 4、8 和 16 wt% 的 FA 后,磨损率分别降至 83.85%、89.58% 和 78.12%。研究还发现,与 Al/8 wt% FA 单体增强复合材料相比,添加 0.25、0.5 和 0.75 wt% CNT 后,磨损率分别降低到 77%、71.26% 和 53.22%。与 Al/0.25 wt% CNT 复合材料相比,添加 4、8、16 wt% FA 后,磨损率分别降低到 81%、88% 和 75%。磨损表面的微观结构研究表明,铝金属基体中碳纳米管和粉煤灰的存在降低了磨损和粘着磨损。此外,还讨论了磨损和摩擦性能的强化机制。
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引用次数: 0
A proposal of teaching operational research in online contexts: An experience with SageMath in Brazil 在线运筹学教学建议:巴西 SageMath 的经验
Pub Date : 2024-02-13 DOI: 10.1002/eng2.12863
Georgia de Souza Assumpção, Carolina Maia dos Santos, Daniele de Lima Campello, Leonardo Silva de Lima, Alexandre de Carvalho Castro
The paper analyzes how to improve the teaching of Operational Research, focusing on distance learning courses where professors and students are separated through space and time. This case study was done in a public Industrial Engineering undergraduate course, and the work structure is divided into three main parts: an exploratory‐descriptive documentary analysis, application of free software, and evaluation of learning. The authors showed the feasibility of using the SageMath tool in the teaching‐learning process. The study revealed the importance of developing alternative solutions to educational realities marked by economic and financial constraints, where structure teaching with free software is a ruling factor once Engineering education is not a similar global event everywhere. Distance learning is a phenomenon that has been growing over the last 20 years in Brazil, but this was one of the first experiences with the use of SageMath. So, it can serve as a reference for countries with socioeconomic conditions similar to Brazil. Also, this case study can help other professors to enhance their teaching in a distance learning context even in scarcity scenarios of educational resources. The software implementation would be justified in part of the groups studied.
本文分析了如何改进运筹学教学,重点是教授和学生在空间和时间上分离的远程学习课程。该案例研究是在一门工业工程本科公共课程中完成的,工作结构分为三个主要部分:探索性描述性文献分析、免费软件的应用和学习评价。作者展示了在教学过程中使用 SageMath 工具的可行性。这项研究揭示了针对以经济和财政限制为特点的教育现实开发替代解决方案的重要性,一旦工程教育不是一个随处可见的类似全球事件,使用免费软件进行结构教学就是一个重要因素。远程学习是巴西在过去 20 年中不断发展的一种现象,但这是使用 SageMath 的首批经验之一。因此,它可以为社会经济条件与巴西相似的国家提供参考。此外,即使在教育资源匮乏的情况下,本案例研究也能帮助其他教授在远程教学中提高教学水平。在所研究的部分群体中,软件的实施将是合理的。
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引用次数: 0
Propionic acid production by Propionibacterium acidipropionici CDBB‐B‐1981 from enzymatic hydrolysates of Agave bagasse pretreated by steam explosion 酸性丙酸丙酸杆菌 CDBB-B-1981 从经蒸汽爆炸预处理的龙舌兰甘蔗渣酶水解物中生产丙酸的情况
Pub Date : 2024-02-13 DOI: 10.1002/eng2.12858
Veronica Duran‐Cruz, Sergio Hernández, I. Ortíz
The biochemical pathway for propionic acid (PA) production is an interesting alternative that can include the utilization of biomass as feedstock. This study evaluated the utilization of Agave bagasse (AB), a lignocellulosic residue, to produce PA by Propionibacterium acidipropinici in batch systems (125 mL‐hermetic bottles and 1000 mL‐bioreactor). The process included a steam explosion pretreatment at 142°C for 15 min and enzymatic hydrolysis, where solid loading (2.75% and 5% in pretreatment and 2.5%, 3.75%, and 5% in enzymatic hydrolysis) was evaluated. Furthermore, the enzymatic concentrations of 18.3 filter paper unit (FPU)/gAB (1×) of Cellic® CTec2 and 1.5× and 3× were tested. The yields of total carbohydrates (TC) obtained at the two solid loadings tested in the pretreatment were statistically similar, but the 3x enzymatic concentration enhanced the yields of TC, glucose, and xylose (0.23 ± 0.01, 0.15 ± 0.01 and 0.03 ± 0.01 g/gAB, respectively). The hydrolysates obtained under these conditions were evaluated as carbon sources for PA production, obtaining a productivity of 0.069 ± 0.006 g/L h and a yield product/substrate of 0.44 gPA/gTC. The control of pH in the culture reduced the fermentation time in the bioreactor by 52% compared with the hermetic bottles without pH control. The potential of hydrolysates as carbon sources for PA production was evidenced, as approximately 50% of the initial carbon was converted to this product. The observed yield product/substrate was similar to those reported from hydrolysates of diverse biomass types, pretreatments, or enzymatic cocktails and the same or related microorganisms. However, the system studied has advantages, such as not requiring the addition of chemical or detoxification stage, and lower temperature and time compared to other pretreatments.
丙酸(PA)生产的生化途径是一种有趣的替代方法,其中包括利用生物质作为原料。本研究评估了利用龙舌兰甘蔗渣(AB)这种木质纤维素残渣,通过酸性丙酸丙酸丙酸杆菌(Propionibacterium acidipropinici)在批处理系统(125 mL-保温瓶和 1000 mL-生物反应器)中生产 PA 的情况。该工艺包括 142°C 下 15 分钟的汽爆预处理和酶水解,其中对固体负荷(预处理中为 2.75% 和 5%,酶水解中为 2.5%、3.75% 和 5%)进行了评估。此外,还测试了 Cellic® CTec2 的酶浓度为 18.3 滤纸单位(FPU)/gAB(1×)以及 1.5× 和 3×。在预处理中测试的两种固体负荷下获得的总碳水化合物(TC)产量在统计上相似,但 3 倍酶浓度提高了 TC、葡萄糖和木糖的产量(分别为 0.23 ± 0.01、0.15 ± 0.01 和 0.03 ± 0.01 g/gAB)。在这些条件下获得的水解物被评估为生产 PA 的碳源,生产率为 0.069 ± 0.006 g/L h,产品/底物产量为 0.44 gPA/gTC。与不控制 pH 值的密封瓶相比,控制培养物中的 pH 值可将生物反应器中的发酵时间缩短 52%。水解物作为生产 PA 的碳源的潜力得到了证明,因为大约 50% 的初始碳被转化为该产品。所观察到的产品/底物产量与所报道的不同生物质类型、预处理或混合酶水解物以及相同或相关微生物的产量相似。不过,与其他预处理方法相比,所研究的系统具有一些优势,例如不需要添加化学或解毒阶段,温度和时间也更低。
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引用次数: 0
A defect location method for power cable based on Burg power spectral 基于伯格功率谱的电力电缆缺陷定位方法
Pub Date : 2024-02-08 DOI: 10.1002/eng2.12859
Zhirong Tang, Kaihua Zhou, Yun Li, P. Meng
The frequency‐domain reflection (FDR) has been demonstrated to be a trustworthy technique in solving the defect location of power cable by field experiments. However, the location spectrum of the FDR requires manual window smoothing and can be disturbed by spurious peaks. Aiming at these shortcomings of FDR, a new method of cable defect location based on Burg power spectral (BPS) is introduced in this paper. The idea of this method is to use linear difference variance to fit the distribution of reflection coefficient spectrum and build an auto‐regressive (AR) model. The Burg algorithm is employed to estimate the coefficients model and calculate the power distribution of the AR model. Then, the cable defects will be located by BPS with high precision and resolution. In this method, the fast Fourier transform (FFT) with windowed function is replaced by an AR model without windowed function. This suppressed the impact of spurious peaks or spectrum leakage in FFT on the localization defects, and the localization resolution is higher. Finally, we validate the feasibility and effectiveness of BPS through experiments conducted on a 500 m laboratory cable and a 9.6 km submarine cable.
通过现场实验证明,频域反射(FDR)是解决电力电缆缺陷定位问题的可靠技术。然而,频域反射仪的定位频谱需要人工窗口平滑处理,而且会受到杂散峰值的干扰。针对 FDR 的这些缺点,本文介绍了一种基于伯格功率谱(BPS)的电缆缺陷定位新方法。该方法的理念是利用线性差分方差拟合反射系数频谱的分布,并建立一个自动回归(AR)模型。采用 Burg 算法估计系数模型并计算 AR 模型的功率分布。然后,通过高精度和高分辨率的 BPS 定位电缆缺陷。在这种方法中,有窗函数的快速傅立叶变换(FFT)被无窗函数的 AR 模型所取代。这就抑制了 FFT 中的杂散峰值或频谱泄漏对定位缺陷的影响,而且定位分辨率更高。最后,我们通过在 500 米实验室电缆和 9.6 千米海底电缆上进行的实验验证了 BPS 的可行性和有效性。
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引用次数: 0
Orientation‐dependent mechanical responses in molybdenum‐rhenium alloys evaluated via micro‐pillars 通过微柱评估钼铼合金的定向机械响应
Pub Date : 2024-02-06 DOI: 10.1002/eng2.12829
Hailong Xu, Li Huang, Wen Zhang, Jing Liang, Xuanqiao Gao, Jianfeng Li
Textures in molybdenum‐rhenium (Mo‐Re) alloys are inevitable during thermal fabrication. [110] and [100] are common orientations in Mo‐Re alloys and effect mechanical responses. However, orientation dependence of mechanical responses in Mo‐Re alloys is not quite clear yet. To clarity this problem, micro‐pillar compression tests are conducted in grains with orientation [100] and [110] separately. Orientation‐dependent compressive properties are found in Mo‐14Re and Mo‐42Re (wt.%), but are not found in Mo and Mo‐5Re, which may be attributed to activated multi‐slip planes as increased Re. Solid solution effect of Re not only relies on orientations, but also on Re contents. Softening effect occurs in both [100] and [110] Mo‐5Re. while, strong strengthening effect happens in [110] Mo‐14Re and Mo‐42Re. Our research clarifies that Mo‐Re alloys with [110] orientation/texture could be preferred to obtain good strengthening effect.
钼-铼(Mo-Re)合金的纹理在热加工过程中不可避免。[110]和[100]是 Mo-Re 合金中常见的取向,会影响机械响应。然而,Mo-Re 合金中机械响应的取向依赖性尚不十分明确。为了澄清这一问题,我们分别对取向为 [100] 和 [110] 的晶粒进行了微柱压缩试验。在 Mo-14Re 和 Mo-42Re(重量百分比)中发现了与取向相关的压缩特性,但在 Mo 和 Mo-5Re 中却没有发现,这可能是由于 Re 增加时激活了多滑移平面。Re 的固溶效应不仅取决于取向,还取决于 Re 的含量。[100]和[110]Mo-5Re中都出现了软化效应,而[110]Mo-14Re和Mo-42Re中则出现了强烈的强化效应。我们的研究表明,要获得良好的强化效果,应优先选择具有[110]取向/质地的 Mo-Re 合金。
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引用次数: 0
Fuzzy‐set qualitative comparative analysis (fsQCA) for validating causal relationships in system dynamics models 用于验证系统动力学模型中因果关系的模糊集定性比较分析(fsQCA)
Pub Date : 2024-02-04 DOI: 10.1002/eng2.12855
Muhammad Shalahuddin, W. Sunindyo, Mohammad Ridwan Effendi, K. Surendro
Modelers often create diverse system dynamics models for the same issue, depending on their viewpoints, which can decrease stakeholder assurance. Validating system dynamics may enhance stakeholder confidence. This study suggests using fuzzy‐set qualitative comparative analysis (fsQCA) as a technique based on a set theory approach to validate the causal connections between entities in causal loop diagram (CLD) models. This case study analyzed the issue of Indonesian mobile network operators with limited sample data, utilizing the fsQCA method to test causal connections between entities in the CLD model that require validation. Following the creation of the CLD model through the system dynamics methodology, fsQCA was employed to enhance the previously formed model. The fsQCA method fuses qualitative comparative analysis (QCA) with fuzzy set theory, permitting partial membership, and can identify causal links among entities in the CLD model. It assists in testing causal relationships using limited sample data and boosts stakeholder confidence in the CLD model.
建模人员往往会根据自己的观点,为同一问题创建不同的系统动力学模型,这可能会降低利益相关者的信心。验证系统动力学可增强利益相关者的信心。本研究建议使用基于集合论方法的模糊集合定性比较分析(fsQCA)技术来验证因果循环图(CLD)模型中实体之间的因果联系。本案例研究利用有限的样本数据分析了印度尼西亚移动网络运营商的问题,利用fsQCA方法检验了CLD模型中需要验证的实体之间的因果联系。在通过系统动力学方法创建 CLD 模型后,利用 fsQCA 强化了之前形成的模型。fsQCA 方法融合了定性比较分析(QCA)和模糊集理论,允许部分成员关系,可以识别 CLD 模型中各实体之间的因果联系。它有助于利用有限的样本数据测试因果关系,增强利益相关者对 CLD 模型的信心。
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引用次数: 0
An elitist whale optimization algorithm with the nonlinear parameter: Algorithm and application 带有非线性参数的精英鲸鱼优化算法:算法与应用
Pub Date : 2024-02-04 DOI: 10.1002/eng2.12857
Yajing Zhang, Guoxu Zhang
To address the problem that the whale optimization algorithm tends to fall into the local optimum and fails to maintain a balance between exploration and exploitation, an elitist whale optimization algorithm with the nonlinear parameter (EWOANP) is proposed in this paper. An elitist strategy based on the random Cauchy mutation is used in the shrinking encircling mechanism to increase the chance of escaping the local optimum. Cleverly, the strategy is to generate mutation solutions based on the random Cauchy mutation, after which the better population is selected to proceed to the next iteration. Then, a nonlinear parameter is used in the logarithmic spiral mechanism to balance exploration and exploitation. Various numerical optimization experiments are performed based on the IEEE CEC2020 benchmark suite and compared with eleven other algorithms. The results show that EWOANP outperforms most competitors in numerical optimization. Finally, the backpropagation neural network is optimized by EWOANP to build a prediction model for the sulfur content in the molten iron. The experimental results based on production data indicate that the proposed prediction model has a relatively small fluctuation in errors. Compared to the other seven competitors, the proposed model has a better prediction performance with and =0.916619.
针对鲸鱼优化算法容易陷入局部最优、无法保持探索与开发平衡的问题,本文提出了一种带有非线性参数的精英鲸鱼优化算法(EWOANP)。在收缩包围机制中使用了基于随机考奇突变的精英策略,以增加逃离局部最优的机会。巧妙的是,该策略是在随机考奇突变的基础上产生突变解,然后选择较好的种群进行下一次迭代。然后,在对数螺旋机制中使用一个非线性参数来平衡探索和开发。基于 IEEE CEC2020 基准套件进行了各种数值优化实验,并与其他 11 种算法进行了比较。结果表明,EWOANP 在数值优化方面优于大多数竞争对手。最后,EWOANP 对反向传播神经网络进行了优化,以建立铁水中硫含量的预测模型。基于生产数据的实验结果表明,所提出的预测模型误差波动相对较小。与其他七个竞争者相比,所提出的预测模型具有更好的预测性能,和 =0.916619。
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引用次数: 0
Indoor air quality in Kazakh households: Evaluating PM2.5 levels generated by cooking activities 哈萨克家庭的室内空气质量:评估烹饪活动产生的 PM2.5 水平
Pub Date : 2024-02-02 DOI: 10.1002/eng2.12845
F. Karaca, Mert Guney, A. Agibayeva, Nurlan Otesh, M. Kulimbet, Natalya Glushkova, Yuefang Chang, Akira Sekikawa, K. Davletov
The present study introduces a concentration estimation model for indoor inhalable fine particles (PM2.5) during cooking activities in typical Kazakh houses, which are generally poorly ventilated with high emission levels. The aim of the present work is to identify factors influencing PM2.5 concentrations during cooking and elucidate the mechanisms underlying the build‐up and reduction of PM2.5 concentrations. These are achieved through a methodology that combines PM2.5 sampling, monitoring, and modeling to predict household PM2.5 levels and estimate daily concentrations. Specifically, USEPA's IAQX v1.1 was employed to simulate the one‐zone concept (kitchen) for concentrations related to cooking activities in several households. The results reveal that PM2.5 concentrations varied between 13 and 266 μg/m3 during cooking activities. Factors such as kitchen size, air exchange characteristics, and the type of food and cooking style were identified as important, influencing the observed concentrations. The model accurately captured concentration trends (R > 0.9). However, certain predictions tended to overestimate the measurements, attributing to inaccuracies in selecting air exchange and emission rates. Cooking activities contributed to household air pollutant (HAP) PM2.5 levels ranging from 9% to 94%. Notably, during the non‐heating period of the year (corresponding to the warmer half of the year), the impact of cooking became more significant and was identified as a major contributor to indoor PM2.5 concentrations. Conversely, during the heating period (i.e., the colder part of the year), outdoor PM levels and household ventilation practices played primary roles in regulating indoor air concentrations. This present study presents one of the initial efforts to assess household air pollutants in Central Asia, providing foundation and insights into the indoor air quality of Kazakh houses, where the understanding of indoor air quality remains limited. Future research recommendations include developing advanced models that account for individual activity patterns and specific house types for improved accuracy and representativeness.
本研究介绍了在典型的哈萨克民居中进行烹饪活动期间室内可吸入细颗粒物(PM2.5)的浓度估算模型,这些民居通常通风不良,排放水平较高。本研究的目的是确定影响烹饪过程中 PM2.5 浓度的因素,并阐明 PM2.5 浓度累积和降低的内在机制。这些都是通过一种结合 PM2.5 采样、监测和建模的方法来预测家庭 PM2.5 水平和估算每日浓度来实现的。具体地说,美国环保局的 IAQX v1.1 被用来模拟单区概念(厨房),模拟几个家庭中与烹饪活动有关的浓度。结果显示,在烹饪活动期间,PM2.5 浓度在 13 到 266 μg/m3 之间变化。厨房大小、空气交换特性、食物类型和烹饪方式等因素被认为是影响观察到的浓度的重要因素。该模型准确捕捉到了浓度趋势(R > 0.9)。然而,某些预测往往会高估测量结果,这是因为在选择空气交换和排放率时存在误差。烹饪活动对家庭空气污染物(HAP)PM2.5 水平的影响从 9% 到 94% 不等。值得注意的是,在一年中的非供暖期(相当于温暖的半年),烹饪的影响变得更加显著,并被确定为室内 PM2.5 浓度的主要贡献者。相反,在供暖期(即一年中较冷的部分),室外 PM 水平和家庭通风方式在调节室内空气浓度方面发挥着主要作用。本研究是中亚地区对家庭空气污染物进行评估的初步尝试之一,为了解哈萨克斯坦的室内空气质量提供了基础和见解。未来的研究建议包括开发考虑个人活动模式和特定房屋类型的先进模型,以提高准确性和代表性。
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引用次数: 0
Autopilot control unmanned aerial vehicle system for sewage defect detection using deep learning 利用深度学习自动驾驶控制无人机系统进行污水缺陷检测
Pub Date : 2024-01-29 DOI: 10.1002/eng2.12852
B. Pandey, Digvijay Pandey, S. K. Sahani
This work proposes the use of an unmanned aerial vehicle (UAV) with an autopilot to identify the defects present in municipal sewerage pipes. The framework also includes an effective autopilot control mechanism that can direct the flight path of a UAV within a sewer line. Both of these breakthroughs have been addressed throughout this work. The UAV's camera proved useful throughout a sewage inspection, providing important contextual data that helped analyze the sewerage line's internal condition. A plethora of information useful for understanding the sewerage line's inner functioning and extracting interior visual details can be obtained from camera‐recorded sewerage imagery if a defect is present. In the case of sewerage inspections, nevertheless, the impact of a false negative is significantly higher than that of a false positive. One of the trickiest parts of the procedure is identifying defective sewerage pipelines and false negatives. In order to get rid of the false negative outcome or false positive outcome, a guided image filter (GIF) is implemented in this proposed method during the pre‐processing stage. Afterwards, the algorithms Gabor transform (GT) and stroke width transform (SWT) were used to obtain the features of the UAV‐captured surveillance image. The UAV camera's sewerage image is then classified as “defective” or “not defective” using the obtained features by a Weighted Naive Bayes Classifier (WNBC). Next, images of the sewerage lines captured by the UAV are analyzed using speed‐up robust features (SURF) and deep learning to identify different types of defects. As a result, the proposed methodology achieved more favorable outcomes than prior existing approaches in terms of the following metrics: mean PSNR (71.854), mean MSE (0.0618), mean RMSE (0.2485), mean SSIM (98.71%), mean accuracy (98.372), mean specificity (97.837%), mean precision (93.296%), mean recall (94.255%), mean F1‐score (93.773%), and mean processing time (35.43 min).
这项工作建议使用带有自动驾驶仪的无人驾驶飞行器(UAV)来识别市政下水管道中存在的缺陷。该框架还包括一种有效的自动驾驶仪控制机制,可引导无人飞行器在下水管道内的飞行路径。这两项突破在整个工作中都得到了解决。事实证明,无人机的摄像头在整个下水道检查过程中都非常有用,它提供了重要的背景数据,有助于分析下水管道的内部状况。如果下水道存在缺陷,可以从相机记录的下水道图像中获取大量有用信息,以了解下水道的内部运作情况,并提取内部视觉细节。然而,在下水道检查中,假阴性的影响远远高于假阳性的影响。该程序最棘手的部分之一就是识别有缺陷的污水管道和假阴性。为了消除假阴性结果或假阳性结果,本建议方法在预处理阶段采用了引导图像滤波器(GIF)。之后,使用 Gabor 变换(GT)和笔画宽度变换(SWT)算法来获取无人机捕获的监控图像的特征。然后,通过加权 Naive Bayes 分类器(WNBC),利用获得的特征将无人机摄像头拍摄的下水道图像分类为 "有缺陷 "或 "无缺陷"。接下来,利用加速鲁棒特征(SURF)和深度学习对无人机拍摄的下水道图像进行分析,以识别不同类型的缺陷。结果,与先前的现有方法相比,所提出的方法在以下指标方面取得了更有利的结果:平均 PSNR(71.854)、平均 MSE(0.0618)、平均 RMSE(0.2485)、平均 SSIM(98.71%)、平均准确度(98.372)、平均特异度(97.837%)、平均精确度(93.296%)、平均召回率(94.255%)、平均 F1 分数(93.773%)和平均处理时间(35.43 分钟)。
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引用次数: 1
EPPTA: Efficient partially observable reinforcement learning agent for penetration testing applications EPPTA:用于渗透测试应用的高效部分可观察强化学习代理
Pub Date : 2023-12-15 DOI: 10.1002/eng2.12818
Zegang Li, Qian Zhang, Guangwen Yang
In recent years, penetration testing (pen‐testing) has emerged as a crucial process for evaluating the security level of network infrastructures by simulating real‐world cyber‐attacks. Automating pen‐testing through reinforcement learning (RL) facilitates more frequent assessments, minimizes human effort, and enhances scalability. However, real‐world pen‐testing tasks often involve incomplete knowledge of the target network system. Effectively managing the intrinsic uncertainties via partially observable Markov decision processes (POMDPs) constitutes a persistent challenge within the realm of pen‐testing. Furthermore, RL agents are compelled to formulate intricate strategies to contend with the challenges posed by partially observable environments, thereby engendering augmented computational and temporal expenditures. To address these issues, this study introduces EPPTA (efficient POMDP‐driven penetration testing agent), an agent built on an asynchronous RL framework, designed for conducting pen‐testing tasks within partially observable environments. We incorporate an implicit belief module in EPPTA, grounded on the belief update formula of the traditional POMDP model, which represents the agent's probabilistic estimation of the current environment state. Furthermore, by integrating the algorithm with the high‐performance RL framework, sample factory, EPPTA significantly reduces convergence time compared to existing pen‐testing methods, resulting in an approximately 20‐fold acceleration. Empirical results across various pen‐testing scenarios validate EPPTA's superior task reward performance and enhanced scalability, providing substantial support for efficient and advanced evaluation of network infrastructure security.
近年来,渗透测试(pen-testing)已成为通过模拟真实世界的网络攻击来评估网络基础设施安全级别的重要过程。通过强化学习(RL)实现笔测试自动化有助于提高评估频率,最大限度地减少人力,并增强可扩展性。然而,现实世界中的笔测试任务往往涉及对目标网络系统的不完全了解。通过部分可观测马尔可夫决策过程(POMDPs)有效管理内在不确定性,是笔测试领域的一项长期挑战。此外,RL 代理不得不制定复杂的策略来应对部分可观测环境带来的挑战,从而增加了计算和时间消耗。为了解决这些问题,本研究引入了 EPPTA(高效 POMDP 驱动的渗透测试代理),它是一种基于异步 RL 框架的代理,专为在部分可观测环境中执行渗透测试任务而设计。我们在 EPPTA 中加入了隐式信念模块,该模块以传统 POMDP 模型的信念更新公式为基础,代表了代理对当前环境状态的概率估计。此外,通过将该算法与高性能 RL 框架(样本工厂)集成,EPPTA 与现有的笔测试方法相比大大缩短了收敛时间,使收敛速度提高了约 20 倍。各种笔测试场景的实证结果验证了 EPPTA 优越的任务奖励性能和增强的可扩展性,为高效、先进的网络基础设施安全性评估提供了实质性支持。
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引用次数: 0
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