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Proportionality and the Bindingness of Fundamental Rights 基本权利的相称性与约束性
Pub Date : 2021-01-27 DOI: 10.2139/ssrn.3617525
Ralf Poscher
The success of proportionality tests in national fundamental and international human rights contexts can be explained as a reaction to the problem of the legal bindingness of these guarantees. Fundamental and human rights guarantees are often accompanied by provisions that allow legislatures to limit their exercise. But how is it possible for legislatures, which are empowered to limit the exercise of rights, to be bound by them? This paper focuses on the legal bindingness of such rights in the German constitutional context and evaluates the principle of proportionality as a solution to this hermeneutical issue. It will show how the original hermeneutical problem of bindingness resurfaces within the proportionality principle, a principle that would be misunderstood if viewed solely as an instrumental and normative rationality test. With the help of the appropriateness criterion – proportionality in the narrow sense – doctrinal structures specific to the different fundamental rights are shaped, which contribute significantly to the substantive bindingness of these rights. This tendency becomes very prominent in a more recent series of decisions of the German Federal Constitutional Court in national security cases. The development in Germany has been very influential in the international reception of the principle of proportionality and enables us to better understand and reconstruct the mechanics of its workings in other constitutional and international human rights contexts as well. Please note: The reference list on the abstract page for this paper is automatically generated by a beta feature and may thus contain errors and omissions. Please consult the PDF version of the paper for complete and authoritative reference information.
相称性检验在国家基本人权和国际人权方面的成功可以解释为对这些保障的法律约束力问题的反应。基本人权和人权保障往往附有允许立法机关限制行使这些保障的规定。但是,被授权限制权利行使的立法机构怎么可能受到它们的约束呢?本文着眼于德国宪法背景下这些权利的法律约束力,并评价比例原则作为解决这一解释学问题的方法。它将展示最初的解释学问题如何在比例原则中重新出现,如果将比例原则单独视为工具和规范合理性测试,则会被误解。在适当性标准(狭义的相称性)的帮助下,形成了针对不同基本权利的理论结构,这对这些权利的实质性约束力作出了重大贡献。在德国联邦宪法法院最近就国家安全案件作出的一系列裁决中,这种倾向变得非常突出。德国的事态发展对国际上接受相称性原则产生了非常大的影响,并使我们能够更好地理解和重建其在其他宪法和国际人权方面的工作机制。请注意:本文摘要页上的参考文献列表是由beta功能自动生成的,因此可能包含错误和遗漏。完整、权威的参考信息请参考论文的PDF版本。
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Max Planck Institute for the Study of Crime
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