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Political Economy, Capitalism and the Rule of Law 政治经济学、资本主义与法治
Pub Date : 2016-01-15 DOI: 10.2139/SSRN.2716372
David R. Barnhizer, Daniel D. Barnhizer
There is a symbiotic relationship between a society’s form of economic activity and the Rule of Law institutions that support, facilitate, and limit that activity. Economic activity and Rule of Law institutions interact in a dynamic relation that creates, allocates, denies, and adapts power among competing entities. The core fact is that of transformation of the nature of power and the identities of those who control it. Nothing in such a system remains static and, unlike other systems, it is the natural effect of the system to reward its participants for creative contributions that sustain and advance its dynamism. The Rule of Law in the Western democracies represents the collection of deeper cultural values within which the dynamic activity takes place and operates as a facilitator, governor and definer of the economic activity by which power is distributed and social goods created and shared.Joseph Schumpeter once explained: “The capitalist process not only destroys its own institutional framework but it also creates the conditions for another. Destruction may not be the right word after all. Perhaps I should have spoken of transformation.” This point is raised because it seems quite obvious that we are at a point of transformation and that, while we can understand that fact without question, we still have no clear idea about the full nature, scale, elements, timing, costs, benefits or consequences of that transformation. It is much like Nikolai Kondratiev observed in accordance with his description of “Kondratiev Waves” that periodically affect the form and structure of an economic system. A key aspect of Kondratiev’s “Wave” concept is that the system does not simply change in degree as a linear phenomenon but shifts “in kind” and takes on new characteristics while discarding some of those associated with its previous form. Although there are challenges to the existence of the periodic “waves” in terms of their specific timing there is no real dispute that capitalist societies undergo periodic fundamental transformations. Technological developments in communication and automation are currently driving such a fundamental transformation. Moreover, despite that this wave of development arguably began in the mid-1990s, the end state is still mostly conjectural. Given what we are saying about the close connection between economic activity and the Rule of Law, we assert that it is difficult to understand either sub-system in isolation from the other. It is also inevitable that the Rule of Law element, while creating a framework within which economic activity occurs, is largely controlled and caused by the economic factors that are supported by the system generated by strong Rule of Law institutions. We are fully committed to the Western version of the Rule of Law and consider the form that economic activity takes in Western democracies as a vital “cause-and-effect” element of that system. In this brief analysis we will explore these considerations
一个社会的经济活动形式与支持、促进和限制经济活动的法治制度之间存在共生关系。经济活动和法治制度在一种动态关系中相互作用,在竞争实体之间创造、分配、否定和调整权力。核心事实是权力的本质和控制权力的人的身份的转变。这样一个系统中没有任何东西是静态的,与其他系统不同的是,系统的自然效果是奖励其参与者的创造性贡献,以维持和推进其活力。西方民主国家的法治代表了更深层次的文化价值的集合,动态活动在其中发生,并作为经济活动的促进者、管理者和定义者发挥作用,通过经济活动分配权力,创造和共享社会产品。约瑟夫·熊彼特(Joseph Schumpeter)曾解释说:“资本主义过程不仅摧毁了自己的制度框架,而且还为另一个制度框架创造了条件。”“破坏”这个词可能根本就不合适。也许我应该说一下转变。”之所以提出这一点,是因为很明显,我们正处于转型阶段,尽管我们可以毫无疑问地理解这一事实,但我们仍然不清楚转型的全部性质、规模、要素、时间、成本、收益或后果。这很像尼古拉·康德拉季耶夫(Nikolai Kondratiev)根据他对“康德拉季耶夫波”(Kondratiev Waves)的描述所观察到的那样,周期性地影响经济系统的形式和结构。康德拉季耶夫“波动”概念的一个关键方面是,系统不是简单地作为线性现象在程度上发生变化,而是在“实物”上发生变化,在放弃与先前形式相关的一些特征的同时,呈现出新的特征。尽管就其具体时间而言,周期性“浪潮”的存在存在着挑战,但资本主义社会经历周期性的基本变革是没有真正争议的。通信和自动化技术的发展正在推动这种根本性的转变。此外,尽管可以说这波发展浪潮始于20世纪90年代中期,但最终状态仍主要是猜测。鉴于我们所说的经济活动与法治之间的密切联系,我们断言,很难孤立地理解任何一个子系统。同样不可避免的是,法治要素虽然创造了一个经济活动发生的框架,但在很大程度上是由强有力的法治机构所产生的制度所支持的经济因素所控制和造成的。我们完全支持西方版本的法治,并将西方民主国家经济活动的形式视为该制度的重要“因果关系”要素。在这个简短的分析中,我们将探讨这些注意事项,并为断言提供一些上下文和支持。首先,我们要说明的是,这项工作不是经验性的或证据性的。它不是完全合理的,也不能通过纯粹的逻辑或理性来证明。我们也不想隐瞒或否认,在某些方面,所提供的见解或主张不是片面的,假定的,基于无法证明的原则,虚伪的,或代表理想而不是“真理”。
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引用次数: 0
Polish Migrant and Its Impact in UK 波兰移民及其对英国的影响
Pub Date : 2015-12-30 DOI: 10.2139/SSRN.2709265
Mohammad A. Islam
Unlike a birth or a death, a "migration" is not a discrete natural event, one of a series that can be counted and classified with little or no ambiguity. Whether someone who moves is a "migrant" depends or more less arbitrary criteria concerning the distance covered, the relative permanence of the move, and its seeming importance. This lack of conceptual clarity has been aggravated by the fact that data are typically collected following legal, political, or other ad hoc definitions, most of what we think we know about migration derives from these inadequate statistics. The paper juxtaposes legal analysis of the UK's free movement policy with pragmatic perspectives taken from in-depth interviews with Polish migrants.
与出生或死亡不同,“迁移”不是一个离散的自然事件,也不是可以毫不含糊地计算和分类的一系列事件之一。一个人的迁移是否为“移徙者”,取决于所覆盖的距离、迁移的相对持久性以及迁移的表面重要性等不那么武断的标准。数据通常是根据法律、政治或其他临时定义收集的,这一事实加剧了概念清晰度的缺乏,我们认为我们对移民的了解大多来自这些不充分的统计数据。本文将英国自由流动政策的法律分析与从波兰移民的深度访谈中获得的实用主义观点并置。
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引用次数: 0
Self-Interest and Sinecure: Why Law School Can't Be 'Fixed' from Within 自利与闲职:为什么法学院不能从内部“修复”
Pub Date : 2014-01-09 DOI: 10.2139/SSRN.2376909
David R. Barnhizer
The issue of how best to do a legal education is being approached as if it were an intellectual and pedagogical question. Of course in a conceptual sense it is. But from a political and human perspective (law faculty, deans and lawyers) it is a self-interested situation in terms of how does this affect me? The reality is that for law faculty and deans it is mainly a life style, status, economic benefit and political situation in which the various interests protected by the traditional faculty slot placeholders (as well as the non-traditional practice-oriented teachers) are being masked by self-serving language best described as “high rhetoric”. My point is that as some lawyers have told me, “people would kill to have your job.” That is disturbingly close to being accurate. And if that is true then it offers a useful insight that “people would probably do almost anything to keep that job” once they have become part of the incredibly comfortable academic system inhabited by the American law professor. If we were critiquing any system other than the one in which we work, law professors (as lawyers) would immediately evaluate that other system based on the effects of the inevitable sense of entitlement, privilege, self-interest, bias and resistance to change that affects any system. A central dynamic operating against real change in legal education is the very high level of individualized self-interest that characterizes the amazing job of the American law professor. This individualized self-interest produces a set of inchoate “work rules” that is at least as powerful as the work rules under which many labor unions operate. The rules allow the law professor unaccountable “space” to do whatever he or she desires in teaching, research, and external activity. This allows too many members of law faculties to treat their lucrative and privileged positions as a part-time job. As I suggest in this brief essay, very few beneficiaries of such a system voluntarily seek to alter its highly favorable terms of operation or are able to fully withstand the seductions of its privileges and perquisites. Most engage in convenient rationalizations that prevent real change because that would require them to lose the privileges and impose greater accountability and responsibility. A result of the intense self-interest in which the American law professor operates is that recommendations that law school be modified to be more “practical”, implement clinical programs and incorporate courses such as Trial and Appellate Advocacy, Dispute Resolution, Negotiation, Interviewing and Counseling, Transactional work and so forth will not be accepted as significant across-the-board educational reforms. Arguments aimed at achieving substantial improvements in legal education have been around for four or five decades. It isn’t as if the premises of those arguments were obscure and a “great cloud of unknowing” suddenly stripped away. It is amusing to see people “reinventing the wheel” a
如何最好地进行法律教育的问题似乎是一个智力和教学问题。当然,从概念上来说是这样的。但从政治和人类的角度来看(法学院教员,院长和律师)这是一种利己的情况这对我有什么影响?现实情况是,对于法学院教师和院长来说,这主要是一种生活方式、地位、经济利益和政治形势,在这种情况下,传统教师职位占位者(以及非传统的以实践为导向的教师)所保护的各种利益,正被自我服务的语言所掩盖,这种语言最好被称为“华丽的辞令”。我的观点是,正如一些律师告诉我的那样,“人们会为了得到你的工作而杀人。”这令人不安地接近于准确。如果这是真的,那么它提供了一个有用的见解,即一旦人们成为美国法学教授所居住的令人难以置信的舒适学术体系的一部分,“人们可能会做几乎任何事情来保住这份工作”。如果我们要批评我们工作的系统之外的任何系统,法律教授(作为律师)会立即根据影响任何系统的不可避免的权利感、特权感、自利感、偏见和抵制变化的影响来评估其他系统。阻碍法律教育真正变革的核心动力是高度的个体化利己主义,而这正是美国法学教授惊人工作的特点。这种个体化的自我利益产生了一套早期的“工作规则”,它至少和许多工会赖以运作的工作规则一样强大。这些规则允许法学教授在教学、研究和外部活动方面拥有不受限制的“空间”。这使得太多法律系的成员把他们利润丰厚的特权职位当作兼职工作。正如我在这篇短文中所指出的那样,很少有这种制度的受益者自愿寻求改变其非常有利的运作条件,或者能够完全承受其特权和特权的诱惑。大多数人从事方便的合理化,阻止真正的改变,因为这将要求他们失去特权,并施加更大的责任和责任。美国法学教授在这种强烈的自我利益中运作的结果是,建议法学院进行修改,使其更“实用”,实施临床项目,并纳入诸如审判和上诉辩护、争议解决、谈判、面谈和咨询、交易工作等课程,这些都不会被接受为重大的全面教育改革。旨在实现法律教育实质性改进的争论已经存在了四五十年。这并不是说这些论点的前提是模糊的,“巨大的未知云”突然消失了。看到人们“重新发明轮子”,表现得好像他们突然获得了一种智慧的顿悟,使他们明白美国法学院实际上是在教育人们成为有效的从业者和负责任和有原则的专业人士,这是很有趣的。但是,尽管在许多情况下,鼓吹的新态度很有可能只不过是愤世嫉俗或绝望的公关手段,而不是教学使命和教育策略的实际转变,但它们可能为重大改革带来希望。如果是这样的话,这将是由于许多法学院正在经历的绝望,因为入学人数急剧下降,律师和应届毕业生抗议,以及家长大学不愿资助他们的法学院。
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引用次数: 0
The Role of Bilateral Investment Treaties in Mitigating Project Finance's Risks: The Case of Colombia 双边投资协定在降低项目融资风险中的作用:以哥伦比亚为例
Pub Date : 2012-05-17 DOI: 10.2139/SSRN.2163284
J. Hoyos
Bilateral Investment Treaties (BITs) have been widely used as a warranty against political risks in developing countries. A justification for entering into those agreements, besides the desire to encourage bilateral investments, is the absence of a multilateral legal framework regulating investments; thus, a substantial portion of the relationship between host states and international investors has been developed through bilateral agreements, such as BITs and investment chapters in FTAs. This paper analyzes the most substantive provisions of the Colombian signed BITs and the investment chapter of the United States – Colombian FTA (as this is one of the most important and recent agreements entered into by Colombia) in order to determine, from a project finance perspective, the scope of the protections given by these instruments to foreign investors and their impact on risk mitigation.
在发展中国家,双边投资条约(BITs)被广泛用作防范政治风险的保证。缔结这些协定的理由,除了鼓励双边投资的愿望外,是缺乏管理投资的多边法律框架;因此,东道国与国际投资者之间的很大一部分关系是通过双边协定发展起来的,例如双边投资协定和自由贸易协定中的投资章节。本文分析了哥伦比亚签署的双边投资协定和美国-哥伦比亚自由贸易协定的投资章节(因为这是哥伦比亚最近签署的最重要的协定之一)中最实质性的条款,以便从项目融资的角度确定这些文书对外国投资者的保护范围及其对降低风险的影响。
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引用次数: 0
Incubator or Cultivator: Defining the Role of the Surrogate 孵化器或培养器:定义代理的角色
Pub Date : 2010-03-16 DOI: 10.2139/SSRN.1572887
B. Lewis
The availability of reproductive technology makes it possible for one woman to supply the genetic material to create the child and another woman to gestate and give birth to the child. This division of labor has required courts to have to adjudicate maternity. A few state legislatures have enacted statutes designating the legal mother of a child conceived as the result of a surrogacy arrangement. In other jurisdictions, the courts must decide whether the surrogate or the contracting woman should be recognized as the child’s legal mother. In order to accomplish that purpose, courts have relied upon several different tests. As a result, the woman who gives birth may be deemed the legal mother in one state. In another jurisdiction, the woman who contributes the genetic material used to create the child may be adjudicated as the legal mother. These conflicting results are not in the best interests of the child, the contracting couple or the surrogate.In order to prevent forum shopping and in the interest of judicial economy, instead of creating tests to allocate maternity, the courts should rely on standard contracts principles and conclude that the surrogate is never the legal mother of the child. In cases where there is a valid contract, the court should enforce the contract. The remedy for the surrogate’s breach should be specific performance. Therefore, the court should order the surrogate to surrender the child to the contracting couple. If no written surrogacy contract exists or the jurisdiction does not recognize surrogacy contracts, the court should apply the doctrines of promissory estoppel or unjust enrichment, to prevent the surrogate from retaining custody of the child. It should not matter whether the surrogate is an incubator (gestational surrogate) or a cultivator (traditional surrogate). In either case, the surrogate should not be permitted to ignore the contract and keep the child.
生殖技术的可用性使得一名妇女提供创造孩子的遗传物质,而另一名妇女怀孕并生下孩子成为可能。这种劳动分工要求法院必须裁决生育问题。一些州的立法机关已经颁布了法令,指定通过代孕安排受孕的孩子的合法母亲。在其他司法管辖区,法院必须决定是否应承认代孕母亲或签约妇女为孩子的合法母亲。为了达到这一目的,法院采用了几种不同的检验标准。因此,在一个州,分娩的妇女可能被视为合法的母亲。在另一个司法管辖区,提供用于创造孩子的遗传物质的妇女可能被裁定为合法母亲。这些相互矛盾的结果并不符合孩子、签约夫妇或代孕母亲的最佳利益。为了防止“逛法庭”现象和司法经济的利益,法院不应制定分配母性的标准,而应依据标准合同原则,得出代孕人绝不是孩子合法母亲的结论。在合同有效的情况下,法院应当执行合同。代理人违约的救济应当是具体履行。因此,法院应该命令代孕母亲将孩子交给签约夫妇。如果不存在书面代孕合同或管辖权不承认代孕合同,法院应适用承诺禁止反悔或不当得利的原则,阻止代孕人保留对孩子的监护权。代孕是孵化器(妊娠代孕)还是培育器(传统代孕)都不重要。在任何一种情况下,都不应该允许代理人无视合同而留下孩子。
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引用次数: 0
From Yuck to Wow and Back Again 从恶心到哇,再回来
Pub Date : 2009-03-04 DOI: 10.1111/J.1748-0922.2009.01354.X
D. Davis
This review essay discusses three recent books on the problem of "directed evolution," or genetic engineering, written from differing philosophical perspectives. The books are Babies by Design, by Ronald M. Green, Enhancing Evolution, by John Harris, and The Case against Perfection, by Michael J. Sandel.
这篇评论文章讨论了最近三本关于“定向进化”或基因工程问题的书,它们是从不同的哲学角度写的。这三本书分别是罗纳德·格林的《设计婴儿》、约翰·哈里斯的《加强进化》和迈克尔·桑德尔的《反对完美的案例》。
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引用次数: 4
Lawrence: An Unlikely Catalyst for Massive Disruption in the Sphere of Government Employee Privacy and Intimate Association Claims 劳伦斯:在政府雇员隐私和亲密关系索赔领域引发大规模破坏的不可能催化剂
Pub Date : 2009-03-04 DOI: 10.15779/Z38Q05B
Matthew Green
In 2003, the U.S. Supreme Court handed down Lawrence v. Texas, the landmark decision that overturned a Texas statute proscribing homosexual sodomy. The Supreme Court held that the Texas statute infringed the right of "free adults" to engage in private, consensual, non-commercial sexual conduct in their home. In doing so, the Court overturned a prior case, Bowers v. Hardwick, which had upheld a Georgia sodomy statute. In his Lawrence dissent Justice Scalia predicted that overruling Bowers would cause a massive disruption of the current social order. To substantiate his point, he cites numerous cases, many in the area of public employment, the foundations of which, he contends, are now undermined because of the Court's overruling of Bowers. This article presents a strong argument that the massive disruption theory is unfounded in the area of government employee privacy and intimate association claims. Such clams typically arise when a government employee is terminated or otherwise sanctioned because he or she is involved in a relationship the public employer claims conflicts with the employer's interests. Several reasons support the narrow reading of Lawrence with regard to these claims.Despite Lawrence's invocation of cases discussing fundamental rights the Court failed to state that the right at issue in that case was a fundamental right, and the Court appeared to invalidate the Texas statute under rational basis review. Accordingly, lower courts interpreting Lawrence have held that it created no new fundamental right and likewise have analyzed privacy and intimate association claims that rely for support on Lawrence, including claims brought by public employees, under rational basis review. Such review generally results in upholding the government decision.The article further demonstrates that Lawrence has neither undermined the at-will employment doctrine nor the deference afforded to a government employer to make decisions regarding its workforce, even where those decisions curb a worker's right to enter into a relationship his or her employer contends conflicts with its effective functioning. This article also demonstrates that successful employee claims are rare because numerous lower courts have adopted stringent tests to analyze employee privacy and intimate association claims. Such tests rarely result in employee victories. It is, therefore, unlikely that Lawrence will have a massive effect on employee privacy and intimate association claims.To test this thesis, the article analyzes the cases that Justice Scalia cites in his dissent as now standing on shaky foundation in the wake of Lawrence. The article demonstrates that the holdings of these cases likely survive Lawrence.
2003年,美国最高法院宣布了劳伦斯诉德克萨斯州案,这一具有里程碑意义的裁决推翻了德克萨斯州禁止同性恋鸡奸的法规。最高法院认为,德克萨斯州的法令侵犯了“自由成年人”在家中进行私人的、双方同意的、非商业的性行为的权利。在此过程中,最高法院推翻了先前的鲍尔斯诉哈德威克案(Bowers v. Hardwick),该案维持了乔治亚州的鸡奸法。斯卡利亚法官在对劳伦斯案的异议中预测,推翻鲍尔斯案将对当前的社会秩序造成巨大破坏。为了证明他的观点,他引用了许多案例,其中许多是在公共就业领域,他认为,由于最高法院对鲍尔斯案的否决,这些案例的基础现在受到了破坏。本文提出了一个强有力的论点,即大规模破坏理论在政府雇员隐私和亲密关系索赔领域是没有根据的。这种要求通常出现在政府雇员被解雇或以其他方式受到制裁的情况下,因为他或她卷入了公共雇主声称与雇主利益相冲突的关系。有几个原因支持对劳伦斯关于这些主张的狭隘解读。尽管劳伦斯引用了讨论基本权利的案例,但法院未能说明该案件中争议的权利是一项基本权利,法院似乎在合理基础审查下使德克萨斯州法规无效。因此,解释劳伦斯的下级法院认为,它没有创造新的基本权利,同样也在理性基础审查下分析了依赖劳伦斯支持的隐私和亲密关系索赔,包括公共雇员提出的索赔。这种审查的结果通常是支持政府的决定。这篇文章进一步表明,劳伦斯既没有破坏自由雇佣原则,也没有破坏政府雇主对其劳动力做出决定时所给予的尊重,即使这些决定限制了工人建立与其雇主认为与其有效运作相冲突的关系的权利。本文还表明,成功的员工索赔是罕见的,因为许多下级法院采用了严格的测试来分析员工隐私和亲密关系索赔。这样的测试很少会导致员工的胜利。因此,劳伦斯不太可能对员工隐私和亲密关系索赔产生重大影响。为了验证这一论点,本文分析了斯卡利亚法官在他的异议中引用的案例,这些案例现在站在劳伦斯之后摇摇欲坠的基础上。这篇文章表明,这些案例的所有权很可能在劳伦斯去世后仍然存在。
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引用次数: 3
Predatory Lending and Community Development at Loggerheads 在红海龟掠夺性贷款和社区发展
Pub Date : 2006-01-01 DOI: 10.2139/ssrn.687161
Kathleen C. Engel, P. McCoy
For decades, cities have invested in decaying neighborhoods, leading to increases in home values and home equity. As a result, these neighborhoods have become ready targets for predatory lenders, who market their abusive loans to financially unsophisticated homeowners with home equity and no relationships with traditional lenders. Some borrowers lose their homes; others forsake home repairs to avoid default and foreclosure. Neighborhoods that once were stable become littered with abandoned and neglected homes, resulting in increased crime, falling home values, rising demands for social services, and lower tax revenues. In the wake of the devastation done by predatory lenders, the question for policymakers is: what can be done? This paper seeks to answer this question. The paper opens by defining predatory lending. Next, the paper describes how the rise of securitization, deregulation of price terms, affordable lending incentives, bank closings, and historical credit discrimination together fueled the rise and institutionalization of predatory lending in the 1990s. Lastly, the paper evaluates different possible approaches to redressing predatory lending, including industry self-regulation, consumer education and counseling, Community Reinvestment Act oversight, criminal enforcement, existing private causes of action, and a suitability proposal.
几十年来,城市投资于衰败的社区,导致房屋价值和房屋净值上升。因此,这些社区已经成为掠夺性贷款机构的现成目标,这些机构将他们的滥用贷款推销给那些没有财务经验、拥有房屋净值、与传统贷款机构没有关系的房主。一些借款人失去了他们的房子;其他人放弃房屋维修以避免违约和止赎。曾经稳定的社区现在到处都是被遗弃和被忽视的房屋,导致犯罪率上升,房屋价值下跌,社会服务需求增加,税收减少。在掠夺性放贷机构造成巨大破坏之后,政策制定者面临的问题是:我们能做些什么?本文试图回答这个问题。本文首先定义了掠夺性贷款。接下来,本文描述了证券化的兴起、价格条款的放松管制、可负担的贷款激励、银行关闭和历史信贷歧视如何共同推动了20世纪90年代掠夺性贷款的兴起和制度化。最后,本文评估了纠正掠夺性贷款的不同可能方法,包括行业自律、消费者教育和咨询、社区再投资法监督、刑事执法、现有的私人诉讼原因和适用性建议。
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引用次数: 3
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