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Civilianizing the Objectives of the Planners 使规划人员的目标平民化
Pub Date : 2019-11-07 DOI: 10.1093/oso/9780190868123.003.0005
V. Kontorovich
Simple omission is not the only anomaly in Sovietology’s treatment of military-economic matters. Another is civilianization, the peaceful reinterpretation of the features of the economy that the Soviets themselves revealed to be of military significance. This chapter focuses on the objectives of the planners, the most important actors in the Soviet economy. The objectives of planning, as described by Soviet sources, are the same as those of rulers elsewhere: building up military might and popular wellbeing, with growth as the means for achieving those. The standard Sovietological view holds growth for its own sake to be the supreme objective of the Soviet rulers. Yet such an objective is incompatible with the evidence of actual economic policies pursued throughout the plan era.
简单的遗漏并不是苏联学对待军事经济问题的唯一反常之处。另一个是“平民化”,即和平地重新诠释经济特征,而苏联人自己揭示了这些特征具有军事意义。本章的重点是计划者的目标,他们是苏联经济中最重要的角色。正如苏联的资料所描述的那样,计划的目标与其他地方的统治者是一样的:建立军事力量和人民福祉,以增长作为实现这些目标的手段。标准的苏联观点认为,为了经济增长而发展是苏联统治者的最高目标。然而,这样一个目标与整个计划时代所奉行的实际经济政策的证据是不相容的。
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引用次数: 0
The Origin and Structure of Sovietology 苏联学的起源和结构
Pub Date : 2019-11-07 DOI: 10.1093/oso/9780190868123.003.0002
V. Kontorovich
American academic study of the Soviet economy was created to help parry the strategic challenge of the USSR and received lifetime government support for reasons of national security. The military sector of the economy was one of the most important topics that the sponsors of Sovietology expected it to address. To understand how the field dealt with this task, I describe its organization. The minuscule size of Sovietology meant that there were not enough specialists to cover the range of problems arising in the analysis of a modern economy. Some sub-fields were the sole preserve of a single researcher, resulting in lack of debate. Most of the debates that did occur were between American Sovietologists and outsiders of various kinds. These characteristics of the field reduced the reliability of findings and resulted in fragmentation, when mutually exclusive propositions were held at the same time.
美国对苏联经济的学术研究是为了帮助抵御苏联的战略挑战而建立的,并且由于国家安全的原因得到了政府的终身支持。经济中的军事部门是《苏联学》的发起者们希望讨论的最重要的话题之一。为了理解这个领域是如何处理这个任务的,我描述了它的组织结构。苏联学的规模太小,这意味着没有足够的专家来分析现代经济中出现的一系列问题。一些子领域是单个研究人员的专属,导致缺乏辩论。确实发生的大多数辩论都是在美国的苏联学家和各种各样的局外人之间进行的。该领域的这些特点降低了调查结果的可靠性,并在同时持有相互排斥的主张时导致碎片化。
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引用次数: 0
The Secrecy Hypothesis 保密假说
Pub Date : 2019-11-07 DOI: 10.1093/oso/9780190868123.003.0007
V. Kontorovich
Secrecy is commonly cited in the literature to explain gaps in the understanding of the Soviet economy during its lifetime. Yet secrecy surrounding the military sector was a mixed affair. Western governments used their intelligence means to pry some of the secrets, and make public parts of what they found out. The Soviets themselves revealed significant information about the part of their economy that they generally tried to hide. Emigres, defectors, underground writers, and returning foreigners supplemented these two streams of information. Sovietologists did not point to secrecy as a barrier to studying the military sector, and expressed no surprise at or appreciation for colleagues who managed to do such work. There was enough information to support such work, but it was done mostly by the political scientists, think tank employees, and British scholars. Sovietology neglected the military sector by choice, not out of necessity.
文献中经常引用保密来解释人们对苏联经济存在的理解差距。然而,围绕军事部门的秘密是一件复杂的事情。西方政府利用他们的情报手段撬开了一些秘密,并公开了他们发现的部分内容。苏联人自己也披露了他们通常试图隐藏的经济领域的重要信息。流亡者、叛逃者、地下作家和回国的外国人补充了这两条信息流。苏联学者并没有指出保密是研究军事部门的障碍,也没有对成功完成这项工作的同事表示惊讶或赞赏。有足够的信息支持这样的工作,但这主要是由政治学家、智库雇员和英国学者完成的。苏联学忽视军事部门是出于选择,而不是迫不得已。
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引用次数: 0
Beating Soviet Swords into Sovietological Ploughshares 把苏联的剑打成苏联的犁头
Pub Date : 2019-11-07 DOI: 10.1093/oso/9780190868123.003.0008
V. Kontorovich
This chapter describes the influences that inclined scholars in the field to recast their subject in civilian terms. Sovietologists belonged to a small, low-prestige field of economics. They were hired and promoted by their departmental colleagues working in the other fields of economics, and stood a higher chance of being treated favorably if their research could be seen as dealing with the issues of interest for the larger discipline, such as growth and economic development.
本章描述的影响,倾向于学者在该领域以平民术语重新定义他们的主题。苏联学家属于一个小的、低声望的经济学领域。他们会被在其他经济学领域工作的系里同事聘用和提拔,如果他们的研究被视为处理更大学科感兴趣的问题,比如增长和经济发展,他们就更有可能受到优待。
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引用次数: 0
The Missing Sector 失踪的部门
Pub Date : 2019-11-07 DOI: 10.1093/oso/9780190868123.003.0004
V. Kontorovich
This chapter surveys books and articles on the Soviet economy published in 1948-1991 and finds that Sovietologists afforded the military sector little attention, both relative to its importance and relative to the attention lavished on the other, lower-priority sectors. Literature on Soviet economy contains few chapters, articles, and books on the military sector, compared to other sectors. Thus, textbooks on the Soviet economy have 136 chapters on civilian sectors, and only eight on the military sector. Disproportionately many of those appeared in the final years of the USSR, and few of the military economy publications have been produced by American Sovietologists. Post mortem writings on Sovietology have not detected this gap in the scholarship. A survey of comparative systems and introductory economics textbooks shows that Sovietologists failed to persuade other economists that the military sector was merited a mention in popular treatments of the Soviet economy.
本章调查了1948-1991年出版的关于苏联经济的书籍和文章,发现苏联学家对军事部门的关注很少,无论是相对于军事部门的重要性,还是相对于对其他低优先级部门的关注。与其他部门相比,关于苏联经济的文献中关于军事部门的章节、文章和书籍很少。因此,关于苏联经济的教科书有136章是关于民用部门的,只有8章是关于军事部门的。不成比例的是,其中许多出现在苏联的最后几年,美国苏联学家出版的军事经济出版物很少。关于苏联学的事后著述并没有发现学术上的这一差距。一项对比较制度和经济学入门教科书的调查显示,苏联学家未能说服其他经济学家,在对苏联经济的普遍研究中,军事部门值得提及。
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引用次数: 0
The Politburo’s Holy of Holies 政治局的圣地
Pub Date : 2019-11-07 DOI: 10.1093/oso/9780190868123.003.0003
V. Kontorovich
The military sector was the most successful part of the Soviet economy, and the most important one from the point of view of its rulers. It owed this success to its unique place in the Soviet economic and political system and its non-standard internal organization. Defense industry was not only separate from the rest of industry; it also had different management practices and was home to institutions unseen elsewhere in the economy. It was guided by the highest levels of political authority, and the rulers’ interest in the sector translated into generous allocations of inputs. USSR maintained a wartime level of military expenditures during the four decades of peace. Such a large and privileged claimant on the nation’s resources strongly influenced the performance of the civilian sectors. With all these characteristics, the military sector should have interested Sovietologists for its own sake, quite apart from Western security concerns.
军事部门是苏联经济中最成功的部分,在其统治者看来也是最重要的部分。它将这一成功归功于其在苏联经济和政治体系中的独特地位及其非标准的内部组织。国防工业不仅与其他工业分离;它也有不同的管理实践,并且拥有其他地方看不到的制度。它受到最高政治权威的指导,统治者对该领域的兴趣转化为慷慨的投入分配。苏联在和平的四十年里保持了战时的军事开支水平。如此庞大且享有特权的国家资源索取者,强烈地影响了民用部门的表现。鉴于所有这些特点,军事部门本身就应该引起苏联学家的兴趣,而不是西方的安全问题。
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引用次数: 0
Civilianization Elsewhere Civilianization其他地方
Pub Date : 2019-10-24 DOI: 10.1093/oso/9780190868123.003.0009
V. Kontorovich
Aversion of the discipline of economics to things military, which Sovietology, its peripheral field, emulated, is shown to be a part of a more general pattern in the social sciences. A survey of articles about the German economy in 1934–1939 finds that the authors largely ignored another great peacetime military buildup of the twentieth century. It was seen as a peculiar and successful variant of employment policy, with potential lessons for other Depression-stricken economies. Archeologists and anthropologists bypassed the evidence of warfare in pre-literate societies, or gave it strained pacific interpretations. Academic historians marginalized their colleagues specializing in military history. Civilianizing tendencies in the study of other countries and in other disciplines support some of my arguments about Sovietology, and at the same time make its case all the more instructive.
经济学科对军事事物的厌恶,被其外围领域苏联学所模仿,被证明是社会科学更普遍模式的一部分。一项对1934-1939年间有关德国经济的文章的调查发现,作者在很大程度上忽略了20世纪和平时期的另一次大规模军事建设。它被视为一种独特而成功的就业政策变体,对其他遭受大萧条打击的经济体具有潜在的借鉴意义。考古学家和人类学家回避了文字出现之前社会的战争证据,或者给出了勉强的和平解释。学院派历史学家把专攻军事史的同事边缘化了。对其他国家和其他学科的研究中的平民化倾向支持了我关于苏联学的一些论点,同时也使其更具启发性。
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引用次数: 0
Civilianizing Industrialization 使民用化工业化
Pub Date : 2019-10-24 DOI: 10.1093/oso/9780190868123.003.0006
V. Kontorovich
Forced industrialization, which was launched under the First Five-Year Plan, was a formative event that set the course of the Soviet economy. Stalin and other Soviet rulers have repeatedly stated, with uncharacteristic candor, that the objective of industrialization was the creation of defense capability, as well as building socialism. The main feature of industrialization, primacy of heavy industry, was said to serve the same twin goals. The standard Sovietological account civilianizes industrialization by downgrading or omitting the objectives proclaimed by Stalin, and substituting growth for its own sake as the sole motive. It derives the priority of heavy industry from the writings of Marx and the obscure Soviet economists. This account disregards or glosses over contradictory Soviet sources, violates the basics of the economic approach, and fails to draw connections to similar policies in other countries and periods.
在第一个五年计划下启动的强制工业化是决定苏联经济发展方向的重要事件。斯大林和其他苏联统治者以不同寻常的坦率反复声明,工业化的目标是建立国防能力,以及建设社会主义。工业化的主要特点,即重工业的首要地位,据说是为同样的双重目标服务的。标准的苏维埃理论将工业化平民化,降低或省略了斯大林所宣布的目标,代之以增长本身作为唯一的动机。它从马克思和默默无闻的苏联经济学家的著作中得出重工业的优先地位。这种说法忽视或掩盖了相互矛盾的苏联来源,违反了经济方法的基本原则,也没有将其他国家和时期的类似政策联系起来。
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引用次数: 0
Conclusion 结论
Pub Date : 2019-10-24 DOI: 10.1093/oso/9780190868123.003.0010
V. Kontorovich
The conflict identified in this book between academic incentives and the needs of national security has broad relevance. The fields of social science that are important for national security are those that study other societies. They are likely to be peripheral in their academic disciplines, where the mainstream deals with American, or at any rate Western, problematics, and sets the research agenda accordingly. Practitioners in peripheral fields may be expected to seek professional respectability by adopting topics and approaches from the mainstream of their discipline, even if ill-fitting to the task at hand. The case of Sovietology shows the professional and political incentives operating in academia to be stronger than the government’s power of the purse in determining the direction of research. This casts a doubt on the strain of “Cold War science” writing that argues that government funding of university research deformed, and perhaps corrupted, academic disciplines.
本书中指出的学术激励与国家安全需要之间的冲突具有广泛的相关性。对国家安全至关重要的社会科学领域是那些研究其他社会的领域。他们很可能在自己的学科中处于边缘地位,在这些学科中,主流研究的是美国的,或者至少是西方的问题,并据此制定研究议程。外围领域的从业者可能会通过采用其学科主流的主题和方法来寻求专业上的尊重,即使不适合手头的任务。苏联学的案例表明,在决定研究方向方面,学术界的专业和政治激励比政府的钱袋权力更强大。这让人们对“冷战科学”的观点产生了怀疑,这种观点认为,政府对大学研究的资助使学术学科变形,甚至可能腐败。
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Reluctant Cold Warriors
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