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Coastal State Jurisdiction over Living Resources in the Exclusive Economic Zone最新文献

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Conclusion 结论
Pub Date : 2021-11-15 DOI: 10.1093/oso/9780192896841.003.0008
C. Goodman
This Chapter draws on the cumulative effect of the research and analysis in the book in order to address the overall enquiry concerning the nature and extent of coastal State jurisdiction over living resources in the exclusive economic zone (EEZ) under the 1982 United Nations Convention on the Law of the Sea (LOSC). First, it proposes a general statement or ‘jurisdictional test’ regarding the nature of coastal State jurisdiction over the living resources of the EEZ. It suggests that this jurisdiction is flexible but functional, consisting of a broad discretion exercisable within functional limits that are determined on the basis of reasonableness and by reference to the balance of rights and interests reflected in the EEZ regime. Second, it outlines some more thematic conclusions about the extent of coastal State jurisdiction, considering the effect that State practice has had on the interpretation or development of relevant aspects of the LOSC, and the extent to which it justifies assertions that the ‘creeping jurisdiction’ of coastal States will upset the balance of rights and interests established in the LOSC. The Chapter concludes the book with some brief reflections on the critical importance of striking the right balance between the rights and duties of coastal States and other States in the EEZ, in order to maintain the sui generis regime established in the LOSC and effectively and innovatively address the current and future challenges of international fisheries governance.
本章利用本书中研究和分析的累积效应,以解决1982年《联合国海洋法公约》下沿海国对专属经济区(EEZ)生物资源管辖权的性质和范围的总体问题。首先,它就沿海国对专属经济区生物资源的管辖权的性质提出一般性说明或“管辖权检验”。它表明,这种管辖权是灵活的,但具有功能,包括在合理的基础上并参照专属经济区制度所反映的权利和利益平衡所确定的功能范围内行使广泛的自由裁量权。其次,考虑到国家实践对《国际海洋法公约》相关方面的解释或发展所产生的影响,以及它在多大程度上证明了沿海国“逐渐扩大的管辖权”将打破《国际海洋法公约》所确立的权利和利益平衡的说法是合理的,它概述了一些关于沿海国管辖权范围的更专题的结论。本章最后简要回顾了在沿海国和其他国家在专属经济区的权利和义务之间取得适当平衡的关键重要性,以便维持《海洋法公约》中建立的独特制度,并有效和创新地应对国际渔业治理当前和未来的挑战。
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引用次数: 0
Jurisdiction over Unlicensed Foreign Fishing Vessels in Transit through the EEZ 对通过专属经济区过境的无证外国渔船的管辖权
Pub Date : 2021-11-15 DOI: 10.1093/oso/9780192896841.003.0005
C. Goodman
This Chapter examines the permissible scope and extent of coastal State jurisdiction over unlicensed foreign fishing vessels in transit through the exclusive economic zone (EEZ) under the 1982 United Nations Convention on the Law of the Sea. While the primacy of the freedom of navigation has traditionally been the dominant narrative in the law of the sea, this Chapter argues that the coastal State’s sovereign rights over living resources are now accepted to provide a basis for regulations to be applied to all foreign fishing vessels navigating in the EEZ, even if they are only transiting through the zone without fishing. By examining the variety of regulations that are applied by States in practice, the Chapter establishes that, in relation to foreign fishing vessels and fishing support vessels, the contemporary freedom of navigation effectively equates to a right to undertake continuous and expeditious passage from one point beyond the EEZ to another point beyond the EEZ, except in circumstances involving force majeure or distress, or activities undertaken with the authorization of the coastal State. At the same time, the Chapter notes that the rights of coastal States involve correlative duties, and explores how the concepts of due regard, reasonableness, and the balance of interests apply to limit the extent of coastal State regulation in this area.
本章审查了根据1982年《联合国海洋法公约》沿海国对通过专属经济区的无证外国渔船的管辖权的允许范围和程度。虽然航行自由的首要地位传统上一直是海洋法的主导叙述,但本章认为,沿海国对生物资源的主权权利现在被接受为适用于在专属经济区航行的所有外国渔船的规定提供了基础,即使它们只是在该区域过境而不捕鱼。本章通过审查各国在实践中适用的各种规定,确定了就外国渔船和渔业支援船而言,当代航行自由实际上等同于从专属经济区以外的一点持续和迅速地通过专属经济区以外的另一点的权利,但涉及不可抗力或遇难的情况或经沿海国授权进行的活动除外。同时,本章指出沿海国的权利涉及相关义务,并探讨了适当考虑、合理性和利益平衡的概念如何适用于限制沿海国在这一领域的监管范围。
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引用次数: 0
The Regulation of ‘Fishing’ and Related Activities 规管“捕鱼”及有关活动
Pub Date : 2021-11-15 DOI: 10.1093/oso/9780192896841.003.0003
C. Goodman
This Chapter examines the material scope of the coastal State’s jurisdiction over foreign vessels in the exclusive economic zone (EEZ) on the basis of its sovereign rights over living resources, in order to determine what activities and which vessels come within this regulatory power. It argues that ‘fishing’ is no longer simply a process that involves fishing vessels catching fish; in the modern industrial fishing complex, where bunkering, transhipment, and resupply services allow fishing vessels to stay at sea for months at a time, fishing is part of a chain of events involving multiple actors and activities, all of which fall within the regulatory authority of the coastal State in the EEZ. Notwithstanding the conflicting and inconsistent approaches that international courts and tribunals have taken to this issue, the Chapter’s examination of national, regional, and international practice demonstrates that coastal States can regulate a wide range of fishing and related activities on the basis of their sovereign rights over living resources in the EEZ. This includes all the ‘fishing related activities’ and ‘fishing support vessels’ that are involved in modern industrial fishing, regardless of whether the vessels in question are licensed to fish in the coastal State’s EEZ, or whether the activities in question relate to living resources harvested in the coastal State’s EEZ. This finding as to the underlying scope of coastal State jurisdiction provides a crucial foundation for the remainder of the book.
本章根据沿海国对生物资源的主权权利,审查沿海国在专属经济区内对外国船舶管辖权的实质范围,以确定哪些活动和哪些船舶属于这种管制权力范围。它认为,“捕鱼”不再是一个简单的过程,包括渔船捕鱼;在现代工业渔业综合体中,加油、转运和再补给服务使渔船一次可以在海上停留数月,捕鱼是涉及多个行动者和活动的一系列事件的一部分,所有这些都属于专属经济区沿海国的监管权力范围。尽管国际法院和法庭对这一问题采取了相互冲突和不一致的方法,但本章对国家、区域和国际实践的审查表明,沿海国可以根据其对专属经济区内生物资源的主权权利,对广泛的渔业和相关活动进行监管。这包括所有涉及现代工业捕鱼的“与渔业有关的活动”和“渔业辅助船只”,无论这些船只是否获得在沿海国专属经济区内捕鱼的许可,也无论这些活动是否涉及在沿海国专属经济区内捕捞的生物资源。这一关于沿海国管辖权的基本范围的结论为本书其余部分提供了重要的基础。
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引用次数: 1
Enforcement Jurisdiction over Foreign Fishing in the EEZ 外国在专属经济区内捕鱼的执法管辖权
Pub Date : 2021-11-15 DOI: 10.1093/oso/9780192896841.003.0006
C. Goodman
This Chapter examines the coastal State’s enforcement jurisdiction over fishing activities in the exclusive economic zone (EEZ) under the 1982 United Nations Convention on the Law of the Sea (LOSC), including the boarding, inspection, arrest, and seizure of vessels, the prompt release procedure, and the imposition of penalties. The Chapter argues that this jurisdiction should be interpreted by reference to the overall scheme of the LOSC, taking into account not only the rights but also the responsibilities of the coastal State, as well as those of flag States, in order to meaningfully preserve the balance of interests that is at the heart of the sui generis regime for the EEZ. However, while the balance of interests is commonly invoked in the jurisprudence on enforcement, international courts and tribunals have generally taken a narrow approach to its application, seeking to balance specific, corresponding rights of flag and coastal States in a binary equation, rather than the broader set of rights and responsibilities that underpin the EEZ regime. Faced with these limitations, as well as the practical and financial challenges of carrying out the primarily physical enforcement measures envisaged in the LOSC, coastal States have developed a range of alternative approaches to achieve the same result. As this Chapter demonstrates, these include: the conduct of cooperative and collaborative enforcement activities; a variety of prescriptive techniques to prevent and deter illegal fishing activity; and the use of modern technology to deliver cost-effective and remote, ‘no-force’ enforcement jurisdiction.
本章考察了1982年《联合国海洋法公约》规定的沿海国对专属经济区渔业活动的执法管辖权,包括登船、检查、逮捕和扣押船舶、及时释放程序和处罚。本章认为,这一管辖权应参照《海洋法公约》的总体方案来解释,不仅要考虑到沿海国以及船旗国的权利和责任,而且要考虑到这些权利和责任,以便有意地维护利益平衡,这是专属经济区独特制度的核心。然而,虽然利益平衡通常在执法法理中被援引,但国际法院和法庭一般对其适用采取狭隘的做法,寻求在二元方程中平衡船旗国和沿海国的具体相应权利,而不是支撑专属经济区制度的更广泛的权利和责任。面对这些限制,以及执行《海洋法公约》所设想的主要是实物强制措施所面临的实际和财政挑战,沿海国制定了一系列替代办法来达到同样的结果。如本章所示,这些措施包括:开展合作和协作执法活动;防止和制止非法捕鱼活动的各种规定性技术;并利用现代科技提供具有成本效益的远程“无武力”执法管辖权。
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引用次数: 0
Hot Pursuit and the Exercise of Enforcement Jurisdiction beyond the EEZ 四、追缉与专属经济区以外执行管辖权的行使
Pub Date : 2021-11-15 DOI: 10.1093/oso/9780192896841.003.0007
C. Goodman
This Chapter considers the enforcement of coastal State fisheries laws and regulations beyond the exclusive economic zone (EEZ) following a hot pursuit. While the general framework for hot pursuit established in the 1982 United Nations Convention on the Law of the Sea is clear, its substantive content and operation—particularly in situations that do not fall neatly within the black and white terms of the framework—is less clear. This Chapter considers the key challenges to this framework, and the extent to which—and the ways in which—coastal States have implemented, developed, or departed from it in practice, focusing in particular on the domestic legal basis for conducting hot pursuit, the use of technology in the conduct of hot pursuit, and cooperative approaches to hot pursuit. While recognizing that the hot pursuit doctrine must strike an appropriate balance between the sovereign rights of the coastal State to enforce its laws and the exclusive jurisdiction of the flag State over its vessels on the high seas, the Chapter argues that there is also a broader community interest to be balanced on both sides of this equation: to ensure the effective conservation and management of living resources, and preserve the freedom of navigation on the high seas. This is reflected in the Chapter’s examination of practice, which reveals that States have adopted and implemented a functional, contemporary approach to hot pursuit within the framework of the existing doctrine, which itself has proved to be at once flexible and remarkably enduring.
本章审议沿海国在专属经济区外执行渔业法律法规的情况。尽管1982年《联合国海洋法公约》确立的紧追不舍的总体框架是明确的,但其实质性内容和运作——特别是在不完全属于该框架非黑即白条款的情况下——却不那么明确。本章考虑了这一框架面临的主要挑战,以及沿岸国在实践中实施、发展或背离这一框架的程度和方式,特别侧重于开展热追的国内法律基础、在进行热追时使用技术以及开展热追的合作方法。虽然承认追击原则必须在沿海国执行其法律的主权权利和船旗国在公海上对其船只的专属管辖权之间取得适当的平衡,但本章认为,在这个方程的两个方面也有更广泛的社会利益需要平衡:确保生物资源的有效养护和管理,并维护公海上的航行自由。本章对实践的审查反映了这一点,其中显示,各国在现有理论的框架内采取并执行了一种实用的、现代的方法来处理紧急追击,而这种理论本身已证明既灵活又非常持久。
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引用次数: 0
Prescriptive Jurisdiction over Foreign Fishing in the EEZ 外国在专属经济区内捕鱼的法定管辖权
Pub Date : 2021-11-15 DOI: 10.1093/oso/9780192896841.003.0004
C. Goodman
This Chapter explores how coastal States use their prescriptive jurisdiction to regulate foreign fishing in the exclusive economic zone (EEZ) and how this implements, varies, or develops the framework established in the 1982 United Nations Convention on the Law of the Sea (LOSC). It demonstrates that the formula established in the LOSC for regulating access to the living resources of the EEZ—the obligation to establish whether there is a surplus, the criteria to be applied in allocating any surplus to foreign States, and the terms and conditions that might be imposed on foreign vessels involved in extracting it—bears little similarity to the contemporary regulation of foreign fishing by coastal States. While this formula was intended to ensure a balance between the exclusive jurisdiction of coastal States and the interests of the international community, in practice it has proved poorly adapted to this task, and very few coastal States follow the specific mechanisms set out in the LOSC. Instead, the detailed analysis of State practice in this Chapter shows how coastal States use the broad discretions in the LOSC to pursue a wide range of economic, social, political, national security and foreign policy objectives, and adopt regulations that broaden the substantive, geographic, personal and temporal application of their influence.
本章探讨沿海国如何利用其说明性管辖权来规范在专属经济区(EEZ)的外国捕鱼活动,以及如何实施、改变或发展1982年《联合国海洋法公约》(LOSC)中建立的框架。它表明,《海洋法公约》所确立的管制获取专属经济区生物资源的办法- -确定是否有盈余的义务、将任何盈余分配给外国时适用的标准以及可能对参与提取盈余的外国船只施加的条款和条件- -与沿海国目前对外国捕鱼的管制几乎没有相似之处。虽然这一办法的目的是确保沿海国的专属管辖权和国际社会的利益之间的平衡,但在实践中,事实证明它不适合这项任务,很少有沿海国家遵守《海洋法公约》规定的具体机制。相反,本章对国家实践的详细分析表明,沿海国如何利用《海洋法公约》的广泛自由裁量权来追求广泛的经济、社会、政治、国家安全和外交政策目标,并通过扩大其影响力的实质性、地理、个人和时间适用范围的法规。
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引用次数: 0
The Framework for Coastal State Jurisdiction over Fishing in the EEZ 《沿海国专属经济区渔业管辖权框架》
Pub Date : 2021-11-15 DOI: 10.1093/oso/9780192896841.003.0002
C. Goodman
This Chapter outlines the legal framework for the regulation of living resources in the exclusive economic zone (EEZ) as established in the 1982 United Nations Convention on the Law of the Sea (LOSC) and other relevant international instruments. It demonstrates how the LOSC seeks to balance the competing interests of coastal and flag States and argues that while the ‘non-specific’ standards established in the LOSC have subsequently been strengthened by the recognition of additional conservation and management concepts, the basic rights and obligations of coastal States remain ambiguous, open-ended, and highly qualified. In order to clarify this ambiguity, it looks beyond the basic list of rights and duties set out on the face of the LOSC to establish what coastal States must, may, and must not do in exercising their sovereign rights over living resources in the EEZ. It examines the approaches taken by international courts and tribunals in reviewing the innovations and interpretations offered by coastal States in their implementation of the LOSC, and identifies the broader, normative principles that constrain and enable coastal State jurisdiction in the EEZ. This includes discussion of the rules of due regard and due diligence, the role of the margin of appreciation doctrine, and the extent to which a coastal State may act to protect—or prevent interference with—its sovereign rights. The Chapter concludes by drawing these concepts together to outline the basic framework that governs the continuum of jurisdiction over living resources in the EEZ.
本章概述了1982年《联合国海洋法公约》和其他有关国际文书确立的管理专属经济区生物资源的法律框架。它展示了海洋法委员会如何寻求平衡沿海国和船旗国之间相互竞争的利益,并辩称,虽然海洋法委员会确立的“非具体”标准后来因承认额外的养护和管理概念而得到加强,但沿海国的基本权利和义务仍然含糊不清、没有限制和高度限定。为了澄清这种歧义,它超越了《联合国海洋法公约》表面所规定的基本权利和义务清单,确定沿海国在行使其对专属经济区生物资源的主权权利时必须、可以和不可以做什么。它审查了国际法院和法庭在审查沿海国在执行《海洋法公约》时提出的创新和解释时所采取的方法,并确定了限制和使沿海国能够在专属经济区行使管辖权的更广泛的规范性原则。这包括对适当考虑和尽职调查规则的讨论,升值幅度原则的作用,以及沿海国为保护或防止对其主权权利的干涉而可能采取的行动的程度。本章最后将这些概念归纳在一起,勾勒出管辖专属经济区生物资源管辖权连续性的基本框架。
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引用次数: 0
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Coastal State Jurisdiction over Living Resources in the Exclusive Economic Zone
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