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Self, Privacy, and Power: Is It All Over? (with R. Sloan) 自我、隐私和权力:一切都结束了吗?(与R.斯隆合作)
Pub Date : 2014-02-25 DOI: 10.2139/SSRN.2401165
Richard Warner
The realization of a multifaceted self is an ideal one strives to realize. You realize such a self in large part through interaction with others in various social roles. Such realization requires a significant degree of informational privacy. Informational privacy is the ability to determine for yourself what others may do with your information. The realization of multifaceted selves requires informational privacy in public. There is no contradiction here. Informational privacy is a matter of control, and you can have such control in public. Current information processing practices greatly reduce privacy in public thereby threatening the realization of multifaceted selves. To understand why this is happening and to figure out how to respond, we analyze the foundations of privacy in public.Privacy in public consists in privacy by obscurity and privacy by voluntary restraint. Privacy by obscurity is essentially a matter of getting lost in the crowd. Privacy by voluntary restraint was perhaps first explicitly discussed by the great nineteen century sociologist, Georg Simmel. He was impressed by the fact that people voluntarily limit their knowledge of each other as interact in various social roles. Merchants and customers, students and teachers, restaurant customers and waiters, for example, typically exchange only the information necessary to their interaction in those roles and voluntarily refrain from requesting, disclosing, or otherwise discovering more. Advances in information processing have greatly reduced both privacy by obscurity and privacy by voluntary restraint. We focus on the latter. One reason is that, as privacy by obscurity declines, the need for privacy in public by voluntary restraint increases. We confine our attention to the private sector; however, given the current corporate-government surveillance partnership, constraining private information processing is an essential part of constraining governmental processing.Unlike privacy by obscurity, you need the cooperation of others to realize privacy by voluntary restraint. We explain the cooperation by appeal to informational norms, norms that define contextually varying permissions and restrictions on the collection, use, and distribution of information. Norm-implemented coordination is essential to privacy in public (in the form of voluntary restraint), and it is this coordination that advances in information processing and related business practices undermined. This happens in two ways. First, businesses exploit existing norms to create a debased form of "coordination" that serves their interests while eroding privacy in public. Second, technology-driven business innovation has created new forms of interaction not governed by relevant information norms. This lack of norms means the lack the coordination essential to privacy in public. As privacy in public disappears, multifaceted selves face the threat of disappearing — literally — from the scene. The solution is to establish n
实现一个多面自我是一个人努力实现的理想。你在很大程度上是通过在不同的社会角色中与他人的互动来实现这样的自我。这种实现需要相当程度的信息隐私。信息隐私指的是你自己决定别人如何处理你的信息的能力。多面化自我的实现需要公共信息隐私。这里没有矛盾。信息隐私是一个控制问题,你可以在公共场合拥有这样的控制。当前的信息处理实践极大地减少了公众的隐私,从而威胁到多元自我的实现。为了理解为什么会发生这种情况,并找出如何应对,我们分析了公共场合隐私的基础。公共场合的隐私包括隐蔽的隐私和自愿约束的隐私。隐晦的隐私本质上是在人群中迷失的问题。自愿约束的隐私也许是由19世纪伟大的社会学家乔治·西梅尔(Georg Simmel)首先明确讨论的。让他印象深刻的是,人们在扮演不同的社会角色时,会自愿限制对彼此的了解。例如,商人和顾客、学生和教师、餐馆顾客和服务员通常只交换他们在这些角色中互动所必需的信息,并自愿避免要求、披露或以其他方式发现更多信息。信息处理的进步极大地减少了由于模糊而产生的隐私和由于自愿约束而产生的隐私。我们关注的是后者。一个原因是,随着不为人知的隐私减少,通过自愿约束在公共场合保护隐私的需求增加了。我们把注意力集中在私营部门;然而,鉴于当前企业与政府的监视伙伴关系,限制私人信息处理是限制政府处理的重要组成部分。与模糊的隐私不同,你需要他人的合作来实现自愿约束的隐私。我们通过诉诸信息规范来解释这种合作,这些规范定义了对信息的收集、使用和分发的上下文不同的许可和限制。规范实施的协调对公共隐私至关重要(以自愿约束的形式),正是这种协调破坏了信息处理和相关商业实践的进步。这通过两种方式发生。首先,企业利用现有的规范,创造了一种低级的“协调”形式,既符合自己的利益,又损害了公共场合的隐私。第二,技术驱动的商业创新创造了不受相关信息规范约束的新型互动形式。这种规范的缺乏意味着缺乏公共隐私所必需的协调。随着公众隐私的消失,多面性的自我面临着从公众视野中消失的威胁。解决办法是建立规范,确保公共场合有足够的隐私。最后,我们考虑这样做的前景。
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引用次数: 3
Harmonizing Prosecution History Estoppel and the Doctrine of Equivalents in Patent Infringement Actions 专利侵权诉讼中禁止反悔与等同原则的协调
Pub Date : 2002-03-01 DOI: 10.2139/SSRN.305499
Armando Irizarry
The patent law's doctrines of prosecution history estoppel and equivalents have come head on in the Court of Appeals for the Federal District's decision Festo Corporation v. Shoketsu Kinzoku Kogyo Kabushiki Co., Ltd. ("Festo"). The case, currently before the United States Supreme Court, involves issues relating to the scope of invention that should be afforded to patents in patent infringement actions. This decision threatens to shift dramatically and unjustifiably the balance struck by patent law and practice between patentees and alleged infringers in favor of infringers regarding the interpretation of patents. That is, the Festo decision, by expanding the applicability of prosecution history estoppel in patent infringement actions, substantially curtails a patentee's bases for obtaining a judicial finding of infringement under the doctrine of equivalents. In Festo, the Federal Circuit departed from United States Supreme Court precedent and its own longstanding and well-established practice of using a "flexible bar" approach to determine whether a patentee was estopped under the doctrine of prosecution history estoppel from asserting infringement under the doctrine of equivalents. The Festo Court adopted a much more stringent "complete bar" approach to determine whether prosecution history estoppel estops a patentee from asserting equivalents infringement. This "complete bar" approach limits substantially a patentee's ability to obtain a finding of infringement under the doctrine of equivalents. This article proposes that the Federal Circuit has not justified in abandoning its own precedent and Supreme Court precedent when it discarded the "flexible bar" approach in favor of the "complete bar" approach. I propose that Supreme Court and Federal Circuit precedent compel the conclusion that what the Festo Court has denominated as the "complete bar" approach is just an application of the "flexible bar" approach to a particular fact pattern. The Festo decision should be reversed by the Supreme Court and the "flexible bar" approach to prosecution history estoppel should be reinstated. I conclude that the Court of Appeals for the Federal Circuit had little or no basis for abandoning the "flexible bar" approach in favor of a nonexistent "complete bar" approach when making prosecution history estoppel determinations. The balance that has existed for many years between prosecution history estoppel and the doctrine of equivalents has served the United States patent system well and should not be altered. The Federal Circuit provided no sensible reason to alter this balance.
在联邦地区上诉法院对Festo公司诉Shoketsu Kinzoku Kogyo Kabushiki Co, Ltd(“Festo”)一案的判决中,专利法的起诉历史禁止反诉和同等原则已经得到了体现。该案目前正在美国最高法院审理,涉及在专利侵权诉讼中应给予专利的发明范围问题。这一决定可能会极大地、不合理地改变专利法和实践中专利权人与被控侵权人之间的平衡,在专利解释方面有利于侵权人。也就是说,Festo案的裁决通过扩大起诉历史禁止反言在专利侵权诉讼中的适用性,实质上削弱了专利权人在等同原则下获得侵权司法裁定的基础。在Festo一案中,联邦巡回法院背离了美国最高法院的先例,也背离了联邦巡回法院自己长期以来确立的做法,即使用“灵活的禁令”方法来确定专利权人是否根据起诉历史禁止反言原则被禁止根据等同原则主张侵权。Festo法院采用了更为严格的“完全禁止”方法来确定起诉历史禁止反言是否阻止了专利权人主张同等侵权。这种“完全禁止”的方法实质上限制了专利权人根据等同原则获得侵权裁决的能力。本文提出,联邦巡回上诉法院没有理由放弃自己的先例和最高法院的先例,因为它放弃了“灵活禁止”的做法,而赞成“完整禁止”的做法。我建议,最高法院和联邦巡回法院的先例迫使我们得出这样的结论,即Festo法院所称的“完全禁止”方法只是对特定事实模式的“灵活禁止”方法的应用。最高法院应该推翻Festo案的判决,并恢复对起诉历史禁止反悔的“灵活限制”方法。我的结论是,联邦巡回上诉法院在作出起诉历史禁止反悔决定时,几乎没有或根本没有理由放弃“灵活禁止”方法,转而采用不存在的“完全禁止”方法。多年来在起诉历史禁止反言和等同原则之间存在的平衡很好地服务于美国专利制度,不应被改变。联邦巡回法院没有提供合理的理由来改变这种平衡。
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引用次数: 0
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Tulane Journal of Technology and Intellectual Property
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