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Self-Driving Corporations? 无人驾驶公司?
Pub Date : 2019-08-25 DOI: 10.2139/ssrn.3442447
J. Armour, Horst Eidenmueller
What are the implications of artificial intelligence (AI) for corporate law? In this essay, we consider the trajectory of AI’s evolution, analyze the effects of its application on business practice, and investigate the impact of these developments for corporate law. Overall, we claim that the increasing use of AI in corporations implies a shift from viewing the enterprise as primarily private and facilitative, towards a more public, and regulatory, conception of the law governing corporate activity. Today’s AI is dominated by machine learning applications which assist and augment human decision-making. These raise multiple challenges for business organization, the management of which we collectively term ‘data governance’. The impact of today’s AI on corporate law is coming to be felt along two margins. First, we expect a reduction across many standard dimensions of internal agency and coordination costs. Second, the oversight challenges — and liability risks — at the top of the firm will rise significantly. Tomorrow’s AI may permit humans to be replaced even at the apex of corporate decision-making. This is likely to happen first in what we call ‘self-driving subsidiaries’ performing very limited corporate functions. Replacing humans on corporate boards by machines implies a fundamental shift in focus: from controlling internal costs to the design of appropriate strategies for controlling ‘algorithmic failure’, i.e. unlawful acts by an algorithm with potentially severe negative effects (physical or financial harm) on external third parties. We discuss corporate goal-setting, which in the medium term is likely to become the center of gravity for debate on AI and corporate law. This will only intensify as technical progress moves toward the possibility of fully self-driving corporations. We outline potential regulatory strategies for their control. The potential for regulatory competition weakens lawmakers’ ability to respond, and so even though the self-driving corporation is not yet a reality, we believe the regulatory issues deserve attention well before tomorrow’s AI becomes today’s.
人工智能(AI)对公司法有什么影响?在本文中,我们考虑了人工智能的发展轨迹,分析了其应用对商业实践的影响,并调查了这些发展对公司法的影响。总的来说,我们声称人工智能在企业中的日益使用意味着将企业从主要视为私人和便利的转变为更公开和监管的企业活动法律概念。今天的人工智能主要由机器学习应用程序主导,这些应用程序可以帮助和增强人类的决策。这些给业务组织带来了多重挑战,我们将其统称为“数据治理”。今天的人工智能对公司法的影响将从两个方面体现出来。首先,我们期望在内部机构和协调成本的许多标准方面有所减少。其次,公司高层面临的监管挑战和责任风险将显著上升。未来的人工智能可能会让人类甚至在企业决策的最高层被取代。这很可能首先发生在我们所说的“自动驾驶子公司”中,它们的企业职能非常有限。用机器取代公司董事会中的人意味着焦点的根本转变:从控制内部成本到设计适当的策略来控制“算法故障”,即算法的非法行为可能对外部第三方产生严重的负面影响(身体或财务伤害)。我们讨论了企业目标设定,从中期来看,这可能成为人工智能和公司法辩论的焦点。随着技术进步,完全自动驾驶公司的可能性越来越大,这种情况只会加剧。我们概述了控制它们的潜在监管策略。监管竞争的可能性削弱了立法者的反应能力,因此,尽管自动驾驶公司尚未成为现实,但我们认为,在明天的人工智能成为今天的人工智能之前,监管问题值得关注。
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引用次数: 14
Legislative Framework up to the Year 2017. Vehicle Type-Approval. 截至2017年的立法框架。车辆型式。
Pub Date : 2018-01-23 DOI: 10.2139/ssrn.3621503
Vito Gnazzo
Considering that motor vehicles must comply with mandatory and mandatory uniform characteristics between the Member States of the European Union in order to eliminate or at least reduce the obstacles to the establishment and functioning of the common market , characteristics that starting from the year 1970 must be adopted both as a complement and in replacement of the current legislation of the member countries; whereas a check of compliance with the technical requirements has traditionally been carried out by the Member States before the vehicles to which they apply are applied and that this control covers the various types of vehicles, the EEC directive number 156 of 1970 defined the first rules of approval that the member Staes EU must adopt to allow the free movement of motor vehicles in safety. Considers vehicles for any motor vehicle designed to travel on the road, with or without a body, having at least four wheels and a maximum design speed exceeding 25 km / h, as well as its trailers, with the exception of vehicles moving on rails , tractors and agricultural machinery. In this publication (2018-19,06) research and studies are carried out in the field of legislation and vehicle type approval techniques with an interest in the evolution of the regulatory framework up to the year 2017. In the appendix the study of some analytical methods used for the construction and design of internal combustion engines with positive ignition (petrol engines) and compression ignition (diesel engines).
考虑到汽车必须符合欧洲联盟成员国之间的强制性和强制性统一特性,以便消除或至少减少共同市场的建立和运作的障碍,必须采用从1970年开始的特性,以补充和取代成员国的现行立法;传统上,各成员国在对其适用的车辆进行技术要求的符合性检查之前进行检查,并且这种控制涵盖了各种类型的车辆,1970年欧洲经济共同体第156号指令定义了欧盟成员国必须采用的批准规则,以允许机动车辆安全自由移动。考虑设计为在道路上行驶的任何机动车辆,不论有无车身,至少有四个轮子,最大设计速度超过每小时25公里,以及其挂车,但在轨道上行驶的车辆、拖拉机和农业机械除外。在本出版物(2018-19,06)中,对立法和车辆型式批准技术领域进行了研究和研究,并对2017年之前监管框架的演变感兴趣。在附录中,研究了正点火内燃机(汽油发动机)和压缩点火内燃机(柴油发动机)的结构和设计所用的一些分析方法。
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引用次数: 0
Livelihood Challenges of Farmers in South Asian Countries: Bridging the Gap between International and National Legal Instruments and Policies for Climate Change and Sustainable Development 南亚国家农民的生计挑战:弥合国际和国家气候变化和可持续发展法律文书和政策之间的差距
Pub Date : 2017-01-17 DOI: 10.2139/ssrn.2900792
Dr. Azimkhan Pathan
In this research paper, researcher has attempted to examine national and international legal instruments and policies relating to climate change and sustainable development through the lense of livelihood challenges for farmers. Researcher has also attempted to explore the farmers concern in different national and international legal instruments, declarations and policies. This paper also finds out an impact of climate change on farmers and agricultural sector, which is the backbone of economy for many South Asian countries. Despite of the efforts of different international organizations, still problems like, climate change induced livelihood challenges for farmers, food security problems etc. in South Asian countries including Bangladesh, China and India, are persisting. Besides, in this paper researcher has vigorously argued that concern of farmers is only the missing link between climate change induced problems and sustainable development. Sustainable development will be a reality when livelihood challenges of farmers and especially agricultural sector will be addressed in the climate change related legal and policy documents. This paper takes a broader view and explores the multiple effects that climate change can have on farmers, food production and food security. It also tries to explore an adaptation and mitigation measures, especially in the agricultural sector with reference to farmers of South Asian countries.
在本研究中,研究者试图通过农民生计挑战的视角来审视与气候变化和可持续发展有关的国家和国际法律文书和政策。研究者还试图探讨不同国家和国际法律文书、宣言和政策中对农民的关注。本文还发现了气候变化对农民和农业部门的影响,而农业部门是许多南亚国家的经济支柱。尽管不同的国际组织做出了努力,但在包括孟加拉国、中国和印度在内的南亚国家,诸如气候变化给农民带来的生计挑战、粮食安全问题等问题仍然存在。此外,在本文中,研究者强烈认为农民的关注只是气候变化引发的问题与可持续发展之间缺失的一环。当与气候变化相关的法律和政策文件解决农民特别是农业部门的生计挑战时,可持续发展将成为现实。本文以更广阔的视角,探讨了气候变化对农民、粮食生产和粮食安全可能产生的多重影响。它还试图探讨适应和缓解措施,特别是在农业部门,参照南亚国家的农民。
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引用次数: 0
An EU Law Perspective on the Paris Agreement: Will the EU Consider Strengthening Its Mitigation Effort? 从欧盟法律角度看《巴黎协定》:欧盟会考虑加强减排努力吗?
Pub Date : 2016-05-06 DOI: 10.1163/18786561-00601013
M. Peeters
The European Union is the only party to the UNFCCC that is a regional organization. The European Union’s Intended Nationally Determined Contribution, submitted on behalf of itself and its member states, contains a pledge to reduce domestic greenhouse gas emissions by at least 40 per cent by 2030 compared with 1990 levels, in pursuit of the general objective to keep the global average temperature increase below 2°C. Given, however, that the Paris Agreement aims not only to hold the increase ‘well below’ 2°C, but also to ‘pursue efforts’ to limit the increase to 1.5°C, one wonders whether the outcome of cop 21 may lead the European Union to a reconsideration — with possibly a strengthening — of the mitigation effort proposed in its INDC.
欧盟是《联合国气候变化框架公约》缔约方中唯一的区域性组织。欧盟代表其自身及其成员国提交的《国家自主贡献预案》(Intended Nationally Determined Contribution)承诺,到2030年将国内温室气体排放量在1990年的基础上至少减少40%,以实现将全球平均气温上升幅度控制在2摄氏度以下的总体目标。然而,鉴于《巴黎协定》的目标不仅是将升温幅度控制在“远低于”2°C,而且还要“努力”将升温幅度限制在1.5°C,人们不禁要问,第21次缔约方大会的结果是否会导致欧盟重新考虑——可能还会加强——其国家自主贡献中提出的减排努力。
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引用次数: 4
The 2015 Climate Agreement: Key Lessons Learned and Legal Issues on the Road to Paris 2015年气候协议:通往巴黎之路的主要经验教训和法律问题
Pub Date : 2015-12-28 DOI: 10.2139/SSRN.2724109
Jennifer Huang
Since 2011, the negotiations under the United Nations Framework Convention on Climate Change (UNFCCC) have slowly but steadily built a foundation for a new climate agreement that parties hope will carry the Convention forward more progressively and more universally than ever before. This article endeavors to illustrate the major legal issues that will need to be resolved in Paris, France before the new climate agreement can be judged on its merits. The resolution of these legal questions will have significant ramifications for the breadth of participation and how parties may meet their obligations under the new agreement. This article provides a brief background of the UNFCCC, highlighting key shifts in the global community’s strategies to address climate change and considers the key lessons learned by parties over 23 years of experience regarding the legal form and rigor of climate agreements, differentiation, ambition, transparency and compliance, adaptation, and means of implementation. It then explores some of the legal issues that will need to be decided in Paris, particularly the legal form of the core agreement, which will influence U.S. President Barack Obama’s choice among given options for U.S. acceptance. The Paris agreement is a rare opportunity to bolster international environmental law, strengthening individual climate efforts over time and reinforcing international climate cooperation.
自2011年以来,《联合国气候变化框架公约》(UNFCCC)下的谈判缓慢但稳步地为达成新的气候协议奠定了基础,各方希望该协议能够比以往任何时候都更渐进、更普遍地推动公约向前发展。本文试图说明,在新的气候协议可以判断其优点之前,需要在法国巴黎解决的主要法律问题。这些法律问题的解决将对参与的广度和各方如何履行新协议规定的义务产生重大影响。本文简要介绍了《联合国气候变化框架公约》的背景,强调了全球社会应对气候变化战略的主要转变,并考虑了缔约方在气候协议的法律形式和严谨性、区别、雄心、透明度和合规、适应和实施手段等方面23年来的主要经验教训。然后,它探讨了需要在巴黎会议上决定的一些法律问题,特别是核心协议的法律形式,这将影响美国总统奥巴马在美国接受的给定选项中做出的选择。《巴黎协定》为加强国际环境法、逐步加强各国应对气候变化的努力以及加强国际气候合作提供了难得的机会。
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引用次数: 1
Alex Batesmith, Improving the Effectiveness of International Lawyers in Rule of Law and Transitional Justice Projects 亚历克斯·贝茨史密斯:《提高国际律师在法治和过渡时期司法项目中的有效性》
Pub Date : 2015-09-25 DOI: 10.2139/SSRN.2665677
Louise Mallinder
Improving personal effectiveness has been a popular subject for many decades in the business world. However, in transitional justice and rule of law, effectiveness has only relatively recently been a topic of interest, as researchers investigate reasons why international legal interventions succeed and why they fail. This paper examines the issue of effectiveness of rule of law and transitional justice interventions from the perspective of the actors themselves – the international lawyers – especially as they work with their national counterparts to achieve their objectives. The report analyses the barriers to intercultural effectiveness at the individual level for international lawyers. The main part of this paper then focuses on the specific knowledge, skills and values through which an international lawyer may be able to optimise their own intercultural effectiveness. In particular, we highlight the desirability of a full factual briefing before starting work in a different country, the need for effective intercultural communication and organisational skills and the importance of adopting a flexible attitude and an understanding of one’s personal and professional limitations. We will also discuss how institutions hiring international lawyers can take also concrete practical steps to improve the success of interventions, by helping their staff and consultants to become more interculturally effective.The methodology for this paper is qualitative and more than fifty lawyers with experience working in international interventions were surveyed for their personal reflections on effectiveness in their workplace. The author of the paper has also drawn on his own experiences and discussions with both international and national colleagues, having spent more than ten years working in the field of international criminal law, transitional justice and rule of law development.This report was commissioned as part of the Lawyers, Conflict & Transition project – a three-year initiative funded by the Economic & Social Research Council that is run in partnership between the School of Law, Queen’s University Belfast and the Transitional Justice Institute.
几十年来,提高个人效率一直是商界的热门话题。然而,在过渡时期司法和法治中,有效性只是最近才成为一个感兴趣的话题,因为研究人员调查了国际法律干预成功和失败的原因。本文从行为者本身- -国际律师- -的角度考察了法治和过渡时期司法干预措施的有效性问题,特别是当他们与国家同行合作以实现其目标时。该报告分析了国际律师在个人层面上跨文化效率的障碍。然后,本文的主要部分侧重于具体的知识,技能和价值观,通过这些知识,国际律师可能能够优化自己的跨文化效率。我们特别强调,在到另一个国家开始工作之前,有必要进行全面的事实介绍,需要有效的跨文化沟通和组织技能,以及采取灵活态度和了解个人和专业局限性的重要性。我们还将讨论聘请国际律师的机构如何采取具体的实际步骤,通过帮助其员工和顾问提高跨文化效率,提高干预措施的成功率。本文的方法是定性的,50多名具有国际干预工作经验的律师被调查了他们对工作场所有效性的个人反思。该文件的作者还借鉴了他在国际刑法、过渡时期司法和法治发展领域工作了十多年的自己的经验以及与国际和国内同事的讨论。这份报告是作为律师、冲突和过渡项目的一部分委托编写的,该项目是由经济和社会研究委员会资助的一项为期三年的倡议,由贝尔法斯特女王大学法学院和过渡时期司法研究所合作开展。
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引用次数: 0
Resources Grabbing and Human Rights: Building a Triangular Relationship between States, Indigenous Peoples and Corporations 资源掠夺与人权:建立国家、土著人民和企业之间的三角关系
Pub Date : 2015-03-01 DOI: 10.1163/9789004305663_004
J. Gilbert, N. Bernaz
Control over natural resources is a highly controversial issue. Natural resources can be said to belong to the State as part of its sovereignty, but under human rights law, peoples have the right to freely dispose of their own natural resources. Hence, sovereignty over natural resources is defined both as a State and peoples’ right, turning it into a multifaceted and even ambiguous legal concept. In analysing this ambiguity, the chapter examines whether international human rights law and soft law standards on business and human rights may influence the way natural resources are exploited, and notably how the rights of local communities could be better protected in that context. In analysing the role of the State, the rights of indigenous peoples, and the responsibilities of corporations, this chapter aims at exploring the extent to which the international human rights legal framework encourages the consolidation of a triangular relationship between States, indigenous peoples and corporations when it comes to the exploitation of natural resources.
对自然资源的控制是一个极具争议的问题。自然资源可以说属于国家,是其主权的一部分,但根据人权法,各国人民有权自由处置自己的自然资源。因此,对自然资源的主权被定义为国家和人民的权利,使其成为一个多方面的、甚至是模糊的法律概念。在分析这种模糊性时,本章审查了关于工商业和人权的国际人权法和软法标准是否可能影响自然资源的开采方式,特别是在这种情况下如何更好地保护当地社区的权利。在分析国家的作用、土著人民的权利和公司的责任时,本章的目的是探讨国际人权法律框架在多大程度上鼓励在开发自然资源方面巩固国家、土著人民和公司之间的三角关系。
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引用次数: 1
What is Environmental Justice? 什么是环境正义?
Pub Date : 2014-10-23 DOI: 10.2139/ssrn.2513834
D. Scott
This posting outlines the concept of "environmental justice" as I recently described it for an encyclopedia entry in the field of "Action Research". In this discipline, the term "environmental justice" describes more than a fair outcome. It is a social movement, and a theoretical lens, that is focused on fairness in the distribution of environmental benefits and burdens, and in the processes that determine those distributions. In both cases, an attention to environmental justice means amplifying the voices of poor, racialized and Indigenous communities in environmental and natural resource policy-making venues -- places that have typically produced decisions resulting in those communities bearing more than their "fair share" of environmental harms. It also means, increasingly, paying attention to the manner through which disadvantaged and historically oppressed peoples within those communities will often be disproportionately harmed, often along familiar social gradients of gender, class, sexuality, caste, and (dis)ability. Effective research in the environmental justice framework has tended to involve robust partnerships between local communities, organizations and/or groups of activists seeking to achieve environmental justice, and university-based researchers employing participatory-action methodologies. These collaborative efforts have proven to be very fruitful in many cases, but should not be understood as easy or straightforward to implement. New models are emerging that seek to combine and enhance the expertise, capacities and perspectives of the partners in order to meet primarily, the needs of communities, and secondarily, the aims of researchers.
这篇文章概述了“环境正义”的概念,正如我最近在“行动研究”领域的百科全书条目中所描述的那样。在这一学科中,“环境正义”一词描述的不仅仅是公平的结果。这是一场社会运动,也是一种理论视角,它关注的是环境利益和负担分配的公平性,以及决定这些分配的过程。在这两种情况下,对环境正义的关注意味着在环境和自然资源决策场所放大贫困、种族化和土著社区的声音——这些地方通常做出的决定导致这些社区承担的环境危害超过了他们的“公平份额”。它还意味着,越来越多地关注这些社区中处于不利地位和历史上受压迫的人民往往会受到不成比例的伤害的方式,通常是按照性别、阶级、性取向、种姓和(残疾)能力等熟悉的社会梯度。环境正义框架内的有效研究往往涉及当地社区、组织和/或寻求实现环境正义的活动家团体与采用参与行动方法的大学研究人员之间强有力的伙伴关系。在许多情况下,这些协作努力已被证明是非常富有成效的,但不应被理解为容易或直接实现。新的模式正在出现,这些模式寻求结合和加强合作伙伴的专业知识、能力和观点,以便首先满足社区的需要,其次满足研究人员的目标。
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引用次数: 11
Damages in Wrongful Death Cases in the Light of European Human Rights Law: Towards a Rights-Based Approach to the Law of Damages 从欧洲人权法的角度看过失死亡案件的损害赔偿:对损害赔偿法的一种以权利为基础的方法
Pub Date : 2014-06-30 DOI: 10.18352/ULR.286
R. Rijnhout, J. Emaus
European human rights law is superior to the national laws of damages. The case law of the European Court of Human Rights now provides a sufficient reason for national lawmakers to rethink their concept of non-pecuniary damage. The fact remains that the ECtHR in its case law finds a breach of a fundamental right and remedies that breach, whereas the national law of damages affords the possibility of awarding compensation for non-pecuniary loss if the aggrieved party is injured. A conflict results: on the European level a rights-based approach is applied, and on the national level a damage/injury-based approach prevails. In this article we advocate a change in the national law of damages in order to ensure that the law of damages remains durable and consistent when confronted with judgments of the ECtHR: we advocate accepting and incorporating a rights-based approach. The clash between European human rights law and the national law of damages is clearly expressed in the different approaches regarding bereavement damage. Under Dutch law a proposal aimed at introducing a legal basis for compensation for this type of loss was rejected a few years ago, whereas the ECtHR, starting from its rights-based approach, has found that compensation for non-pecuniary loss should be available as part of the range of redress mechanisms when a government body has infringed a family member’s right to life. An specific argument in the Dutch discussion, i.e. the moral aversion towards compensating and determining grief and suffering, can be overcome by not making a link with grief and suffering but instead taking one’s legal position as a starting point, e.g. the breach of the right to life. A rights-based approach not only supports the idea that any rights infringed should be remedied, but also implies a moral dismissal.
欧洲人权法优于国家损害赔偿法。欧洲人权法院的判例法现在为各国立法者重新考虑其非金钱损害的概念提供了充分的理由。事实仍然是,欧洲人权法院在其判例法中认定违反了一项基本权利,并对这种违反行为进行补救,而国家损害赔偿法则规定,如果受害方受到伤害,则有可能对非金钱损失给予赔偿。冲突产生了:在欧洲一级采用基于权利的方法,而在国家一级则采用基于损害/伤害的方法。在本文中,我们主张改变国家损害赔偿法,以确保损害赔偿法在面对欧洲人权法院的判决时保持持久和一致:我们主张接受并纳入基于权利的方法。欧洲人权法与各国损害赔偿法之间的冲突,在有关丧亲损害赔偿的不同做法中得到了明确的体现。根据荷兰法律,一项旨在为这类损失提供赔偿的法律基础的建议在几年前遭到拒绝,而欧洲人权法院从其基于权利的做法出发,发现当政府机构侵犯家庭成员的生命权时,非金钱损失的赔偿应作为一系列补救机制的一部分。荷兰讨论中的一个具体论点,即对补偿和确定悲伤和痛苦的道德厌恶,可以通过不将悲伤和痛苦联系起来,而是以个人的法律立场作为起点来克服,例如违反生命权。以权利为基础的方法不仅支持任何被侵犯的权利都应该得到补救的观点,而且还意味着一种道德上的漠视。
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引用次数: 3
The Competition between Legal Orders 法律秩序之间的竞争
Pub Date : 2014-03-04 DOI: 10.5539/ILR.V3N1P45
Anne Peters
This paper asks two questions. The first is an analytical one: Does the reconstruction of the sovereign activity of law-making and legal reform as a competitive bid have an analytical benefit on which doctrinal insights in particular can build? The second question is a normative one: Should the competitive paradigm serve as a normative guideline for the legislator?The first question is answered with a "yes, but …". The reconstruction of legal reform as "competition" on a market opens up a new perspective. A variety of different law-selection mechanisms are at work in the tripolar relationship between persons subject to law ("customers") and competing legal systems (or orders). But the competitive cycle is often interrupted by weak selection pressure and selection inaccuracy.The answer to the second, normative question is developed with a view to five legal principles: liberty, equality, democracy, the social principle, and the public interest. The competition between legal systems partly undermines those principles. This finding suggests that this competition must be adequately framed by a legal meta order. That meta order should, inter alia, ban unfair regulatory practices, establish rules of international cooperation, harmonise some procedures, and it should guarantee respect for some inalienable principles.
本文提出了两个问题。第一个是分析性的:将立法的主权活动和法律改革作为一种竞争性竞标进行重建,是否具有分析性的好处,尤其是可以在此基础上建立理论见解?第二个问题是规范性问题:竞争范式是否应该作为立法者的规范性指导方针?第一个问题用“是的,但是……”来回答。将法律改革重构为市场上的“竞争”,开辟了一个新的视角。在受法律约束的人(“顾客”)和相互竞争的法律制度(或秩序)之间的三极关系中,各种不同的法律选择机制在起作用。但竞争周期往往被弱选择压力和选择不准确所打断。第二个规范性问题的答案是根据五项法律原则发展起来的:自由、平等、民主、社会原则和公共利益。法律体系之间的竞争在一定程度上破坏了这些原则。这一发现表明,这种竞争必须由一种法律元秩序充分界定。这种综合秩序,除其他外,应禁止不公平的管制做法,建立国际合作规则,协调某些程序,并应保证尊重某些不可剥夺的原则。
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引用次数: 7
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