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International Trade and Investment Agreements in Light of the Integration Principle 一体化原则下的国际贸易与投资协定
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0010
M. C. Segger
This chapter asks how the principle of integration can translate to the international level, and reviews and discusses trade and investment treaties in the context of this principle. It begins by proving that sustainable development is a ‘purpose’ of over thirty treaties, and that they explicitly commit to achieve this purpose in very diverse sectors and ways, using the FAO Seed Treaty as an example to prove this point. It considers the role of the ‘purposive approach’ in treaty interpretation, in light of the interpretive rules of the Vienna Convention on the Law of Treaties (VCLT), and the limitations of this approach, noting alternative views that are equally relevant. The chapter then goes on to discuss how the integration principle might assist in interpreting provisions of trade and investment agreements, as a basis for later examination of progress in the World Trade Organization (WTO), and in bilateral and regional economic negotiations which make an explicit commitment to sustainable development.
本章探讨如何将一体化原则转化为国际层面,并在这一原则的背景下审查和讨论贸易和投资条约。报告首先证明,可持续发展是30多个条约的一个“目标”,它们明确承诺以非常不同的部门和方式实现这一目标,并以粮农组织种子条约为例证明了这一点。根据《维也纳条约法公约》(VCLT)的解释规则,它考虑了“目的方法”在条约解释中的作用,以及这种方法的局限性,并指出了同样相关的其他观点。然后,本章继续讨论一体化原则如何有助于解释贸易和投资协定的规定,作为以后审查世界贸易组织(世贸组织)以及对可持续发展作出明确承诺的双边和区域经济谈判进展的基础。
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引用次数: 0
International Trade, Investment and Sustainability 国际贸易、投资和可持续发展
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0002
M. C. Segger
This chapter begins by discussing the potential negative effects of trade on sustainable development, and the changes in the rules of trade and investment regimes that could lead to these negative impacts. It also discusses the rise of impact assessment processes, which States, regions and international organizations have begun to commission, to model and analyse the potential environmental and social/human rights impacts of trade and investment liberalization. It introduces the new generation of regional and bilateral trade and investment treaties being negotiated, and the need to evaluate how States are addressing sustainability concerns that emerge from impact assessments of these treaties. It also provides a working definition of ‘sustainable development’ and uncovers the circumstances and provisions under which international economic law levers are more likely to foster sustainable development, as well as the most effective interpretive weight for them. Finally, it highlights the utility of insights on international economic law and sustainability.
本章首先讨论贸易对可持续发展的潜在负面影响,以及可能导致这些负面影响的贸易和投资制度规则的变化。报告还讨论了影响评估进程的兴起,各国、各区域和国际组织已开始委托这些进程模拟和分析贸易和投资自由化对环境和社会/人权的潜在影响。报告介绍了正在谈判的新一代区域和双边贸易和投资条约,以及评价各国如何处理这些条约影响评估所产生的可持续性问题的必要性。它还提供了“可持续发展”的工作定义,并揭示了国际经济法杠杆更有可能促进可持续发展的情况和规定,以及对它们最有效的解释权重。最后,它强调了对国际经济法和可持续性的见解的效用。
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引用次数: 0
Policy and ‘Soft Law’ Rationales for Addressing Social and Environmental Concerns in Trade and Investment Treaties 解决贸易和投资条约中社会和环境问题的政策和“软法律”依据
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0009
M. C. Segger
This chapter addresses and discusses the international policy and soft law rationales that exist for states to include sustainable development concerns in their trade and investment treaties. First, it discusses reasons why the negative impacts of trade liberalization should not just be left to roll downhill onto the fragile ecosystems and vulnerable populations of developing states, using indications from the 1972 Conference on Human Environment (UNCHE), the 1992 Rio Conference on Environment and Development (UNCED), the UN Commission for Sustainable Development (CSD) deliberations, the 1997 General Assembly Special Session (UNGASS), the 2002 World Summit on Sustainable Development (WSSD) and the 2012 Conference on Sustainable Development (UN CSD) to support this argument, and it specifically analyses the Sustainable Development Goals (SDGs) as they frame the new consensus. It then goes on to discuss how these soft laws, while not legally binding, constitute a legitimate expectation that States will promote sustainable development in their trade and investment treaties. It finds that there is a convincing international policy rationale for States to undertake measures to prevent, or at least mitigate, the environment and social development impacts of trade and investment agreements, addressing the main tensions identified in this volume.
本章论述并讨论了各国将可持续发展问题纳入其贸易和投资条约的国际政策和软法律依据。首先,本文利用1972年人类环境会议(UNCHE)、1992年里约环境与发展会议(UNCED)、联合国可持续发展委员会(CSD)的审议、1997年联合国大会特别会议(UNGASS)的讨论,讨论了贸易自由化的负面影响不应只对发展中国家脆弱的生态系统和弱势群体产生不利影响的原因。2002年可持续发展世界首脑会议(WSSD)和2012年可持续发展大会(UN CSD)支持这一论点,并具体分析了可持续发展目标(sdg),因为它们构成了新的共识。然后讨论这些软法律虽然没有法律约束力,但如何构成一种合理的期望,即各国将在其贸易和投资条约中促进可持续发展。报告认为,各国采取措施防止或至少减轻贸易和投资协定对环境和社会发展的影响,解决本卷确定的主要紧张关系,具有令人信服的国际政策依据。
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引用次数: 0
Sustainable Development in the WTO Institutions and Trade Policy Review Mechanism (TPRM) WTO机构和贸易政策审议机制中的可持续发展
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0014
M. C. Segger
This chapter begins with discussions on the state of sustainable development in the World Trade Organization (WTO), noting that progress on integrating social and environmental considerations into WTO law and policy remains poor. It then discusses the WTO’s Trade Policy Review Mechanism (TPRM), and how its role has evolved from being a WTO review mechanism focused on economic policies alone, to providing a platform for discussions on trade and sustainable development. These discussions have revealed that WTO member States belong to one of three main schools of thought; First, some WTO members remain adamant that sustainable development is purely a domestic policy issue, or argue that all social and environmental considerations, including the potential impacts of trade, should remain only in the domestic law and policy arena; Second, several WTO members such as Canada and the US recognize openly that sustainable development is an objective of the WTO Agreements, and note that as such, it is relevant to the interpretation of the treaties; Third, further WTO members such as the European Commission also recognize that trade will not automatically deliver on a sustainable development objective, and link their commitment to the objective with the need for better integration of environmental and social considerations into trade and development policy.
本章首先讨论世界贸易组织(世贸组织)的可持续发展状况,并指出在将社会和环境考虑纳入世贸组织法律和政策方面的进展仍然很差。然后讨论了世贸组织的贸易政策审议机制(TPRM),以及它的作用如何从一个只关注经济政策的世贸组织审议机制演变为一个讨论贸易和可持续发展的平台。这些讨论表明,WTO成员国属于三个主要思想流派之一;首先,一些世贸组织成员坚持认为可持续发展纯粹是一个国内政策问题,或者认为所有社会和环境方面的考虑,包括贸易的潜在影响,应该只留在国内法律和政策领域;其次,一些世贸组织成员,如加拿大和美国,公开承认可持续发展是世贸组织协议的一个目标,并指出,因此,它与条约的解释有关;第三,欧盟委员会等世贸组织成员也认识到,贸易不会自动实现可持续发展目标,并将其对可持续发展目标的承诺与更好地将环境和社会因素纳入贸易和发展政策的需要联系起来。
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引用次数: 0
International Legal Reasons for Countries to Address Environmental and Social Impacts of Trade and Investment Agreements 各国应对贸易和投资协定对环境和社会影响的国际法律原因
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0007
M. C. Segger
This chapter considers whether States are legally bound to address the sustainability impacts of trade and investment liberalization—at least to prevent harm, and potentially also to actually integrate environmental and social development considerations in order to strengthen and enhance the contribution of increased trade and investment flows towards achieving countries’ Sustainable Development Goals (SDGs). To this end, it considers scholarly literature on the legal status of States’ commitments to sustainable development. It also discusses customary and interstitial norms, and whether international law requires States to integrate significant environmental and social considerations into economic development plans, including into the negotiations of new trade and investment agreements, noting the relevance of the maxim pacta sunct servanda. In particular, the chapter considers the relevance of the customary principle of integration to trade and investment policy, and how this principle might influence the interpretation of trade and investment agreements.
本章考虑各国是否在法律上有义务解决贸易和投资自由化对可持续性的影响——至少是为了防止伤害,并可能实际上整合环境和社会发展方面的考虑,以加强和提高增加的贸易和投资流量对实现各国可持续发展目标的贡献。为此目的,委员会审议了关于各国对可持续发展的承诺的法律地位的学术文献。它还讨论了习惯准则和间隙准则,以及国际法是否要求各国将重要的环境和社会考虑纳入经济发展计划,包括纳入新的贸易和投资协定的谈判,并注意到最重要的公约必须遵守的相关性。本章特别考虑了惯常的一体化原则与贸易和投资政策的相关性,以及这一原则可能如何影响对贸易和投资协定的解释。
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引用次数: 0
Bilateral and Regional Economic Rules and Regimes 双边和区域经济规则和制度
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0016
M. C. Segger
This chapter canvasses the roles and nature of bilateral or regional economic treaties, and their potential implications for sustainable development. It then moves to analyse, firstly, whether and how, in bilateral and regional economic treaty texts, States provide exceptions in trade and investment treaties to prevent economic rules from constraining the regulatory flexibility of the Parties for social and environmental purposes in the field of sustainable development. Second, it discusses how States establish prescriptions and permissions for cooperation to resolve environmental and social problems that could be exacerbated by the bilateral or regional economic treaty, strengthening domestic laws and supporting efforts to mitigate potential environmental and social impacts. Third, it considers whether and how States agree permissions and prescriptions to liberalize trade and investment in specific economic sectors that they agree will contribute to sustainable development, encouraging technologies and industries prioritized in other international treaties on sustainable development.
本章探讨双边或区域经济条约的作用和性质及其对可持续发展的潜在影响。然后,它首先分析各国是否以及如何在双边和区域经济条约案文中规定贸易和投资条约的例外情况,以防止经济规则限制缔约方为可持续发展领域的社会和环境目的在管理方面的灵活性。其次,它讨论了各国如何制定合作的规定和许可,以解决可能因双边或区域经济条约而加剧的环境和社会问题,加强国内法并支持减轻潜在环境和社会影响的努力。第三,它考虑各国是否以及如何商定许可和规定,以便在它们认为有助于可持续发展的特定经济部门实现贸易和投资自由化,鼓励其他关于可持续发展的国际条约中优先考虑的技术和产业。
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引用次数: 0
Normative Intersections of Trade, Investment and Sustainability Measures 贸易、投资和可持续性措施的规范性交叉点
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0006
M. C. Segger
This chapter briefly discusses the three ‘key points of tension’ or normative effects identified between the demands of trade and investment agreements that focus mainly on economic growth, and regulations for the environmental and social development, including the efforts of States to comply with specific trade and investment obligations in other international treaties. These points of tension are described and illustrated with interesting examples. The first tension involves the concern that new trade liberalization obligations of non-discrimination and most-favoured nation (MFN) treatment and new investment liberalization obligations, in certain specific sectors, could prevent States from effectively enacting trade-related measures to prevent unsustainable development. A second tension involves concerns that through a new trade and investment agreement, there will be increased incentives for trade or investment-led economic growth, which can exacerbate environmental and social problems that already exist at the domestic level due to lack of enforcement of the law. The third tension involves concerns that application of trade or investment rules for liberalization will inadvertently support unsustainable growth in obsolete technologies and sectors.
本章简要讨论了主要侧重于经济增长的贸易和投资协定的要求与环境和社会发展条例,包括各国遵守其他国际条约中具体贸易和投资义务的努力之间确定的三个“紧张关键点”或规范影响。这些紧张点用有趣的例子来描述和说明。第一个紧张关系涉及到对不歧视和最惠国待遇的新的贸易自由化义务以及在某些具体部门的新的投资自由化义务的关切,可能会阻止各国有效地颁布与贸易有关的措施,以防止不可持续的发展。第二个紧张关系涉及人们的担忧,即通过一项新的贸易和投资协定,将增加对贸易或投资带动的经济增长的激励,这可能会加剧国内因缺乏执法而已经存在的环境和社会问题。第三个紧张关系涉及对贸易或投资自由化规则的应用将无意中支持过时技术和部门的不可持续增长的担忧。
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引用次数: 0
Advancing Trade and Investment Rules for the World’s Sustainable Development Goals (SDGs) 推进贸易和投资规则,实现世界可持续发展目标
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0003
M. C. Segger
This chapter sets out the focus and four principal objectives of the volume. It canvasses how the volume explores the nature of the legal provisions that States are starting to use in trade and investment agreements to reconcile and integrate environmental, social and economic development norms, and makes recommendations for how such measures might be taken into account in the WTO and future regional trade and investment agreements. The chapter sets out the methods and classification system (typology) adopted for the book, as well as the research undertaken, including an analysis of over sixty bilateral and regional economic agreements featuring references to sustainable development, and over 110 environmental assessments, environmental reviews, human rights reviews or sustainability impact assessments. It also introduces selected case studies of experiences under existing treaties, which will offer insights into how sustainable development concerns can be addressed in bilateral and regional economic agreements.
本章阐述了本书的重点和四个主要目标。它探讨了本卷如何探讨各国在贸易和投资协定中开始使用的法律规定的性质,以调和和综合环境、社会和经济发展规范,并就如何在世贸组织和今后的区域贸易和投资协定中考虑到这些措施提出建议。本章列出了本书所采用的方法和分类系统(类型学),以及所进行的研究,包括对60多项双边和区域经济协定的分析,这些协定提到可持续发展,以及110多项环境评估、环境审查、人权审查或可持续性影响评估。它还介绍了对现有条约下的经验进行的若干案例研究,这将对如何在双边和区域经济协定中处理可持续发展问题提供见解。
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引用次数: 0
Trade and Investment Accords for Sustainable Development Goals 12–17 促进可持续发展目标12-17的贸易和投资协定
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0021
Marie-Claire Cordonier Segger
Chapter 21 focuses on how trade and investment agreements may contribute to international efforts to achieve SDGs 12 to 17, which address responsible consumption and production patterns (SDG 12), combatting climate change (SDG 13), conservation and sustainable use of marine resources (SDG 14), and sustainable use of terrestrial ecosystems (SDG 15). SDG 16, which calls for peace, justice and strong institutions for sustainable development, is also canvassed in its links to securing stability, effective governance and human rights. Finally, SDG 17, which calls on all countries to build partnerships towards achieving sustainable development, is discussed as the foundation of all the SDGs in the concluding note to this chapter, particularly given its explicit provisions on economic cooperation, trade, investment and finance.
第21章侧重于贸易和投资协定如何促进实现可持续发展目标12至17的国际努力,这些目标涉及负责任的消费和生产模式(可持续发展目标12)、应对气候变化(可持续发展目标13)、海洋资源的保护和可持续利用(可持续发展目标14)以及陆地生态系统的可持续利用(可持续发展目标15)。可持续发展目标16呼吁实现和平、正义和强有力的可持续发展机构,并讨论了其与确保稳定、有效治理和人权的联系。最后,可持续发展目标17呼吁所有国家建立伙伴关系以实现可持续发展,在本章的结束语中作为所有可持续发展目标的基础进行了讨论,特别是考虑到其对经济合作,贸易,投资和金融的明确规定。
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引用次数: 0
Trade and Investment Accords for Sustainable Development Goals 1–5 促进可持续发展目标1-5的贸易和投资协定
Pub Date : 2021-06-17 DOI: 10.1093/oso/9780198831341.003.0019
M. C. Segger
The Sustainable Development Goals (SDGs) set aspirational objectives for governments, international organizations and other stakeholders seeking to support sustainable development to achieve by 2030 or before, as well as indicators to facilitate measurement of attainment levels. Chapter 19 is the first of three chapters exploring provisions from over 110 innovative bilateral and regional economic treaties that could facilitate achievement of certain SDGs and their associated targets, to enable countries to maximize opportunities for their economic accords to assist in effectively contributing towards achievement of the SDG targets, particularly in a time of post-pandemic economic recovery. This chapter addresses trade and investment agreements provisions relevant to a first set of SDGs which target ‘basic needs’ challenges: eradicating poverty (SDG 1); ending hunger (SDG 2); promoting health and wellbeing (SDG 3); ensuring quality education (SDG 4) and achieving gender equality (SDG 5). The chapter canvasses the requirements of each goal and provides examples of treaty provisions that address each SDG.
可持续发展目标为寻求支持2030年或之前实现可持续发展的各国政府、国际组织和其他利益攸关方设定了理想目标,以及便于衡量实现水平的指标。第19章是三章中的第一章,探讨了110多个创新双边和区域经济条约中的条款,这些条款可促进实现某些可持续发展目标及其相关具体目标,使各国能够最大限度地利用其经济协定的机会,协助有效促进实现可持续发展目标具体目标,特别是在大流行后经济复苏时期。本章讨论了与第一套可持续发展目标相关的贸易和投资协定条款,这些目标针对“基本需求”挑战:消除贫困(可持续发展目标1);消除饥饿(可持续发展目标2);促进健康和福祉(可持续发展目标3);确保优质教育(可持续发展目标4)和实现性别平等(可持续发展目标5)。本章详细分析了每个目标的要求,并提供了针对每个可持续发展目标的条约条款示例。
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引用次数: 0
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Crafting Trade and Investment Accords for Sustainable Development
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