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Monitor and the Competition and Markets Authority 监察和竞争及市场管理局
Pub Date : 2014-11-20 DOI: 10.2139/ssrn.2528569
A. Sanchez-Graells
As part of its enforcement duties under the National Health Service (Procurement, Patient Choice and Competition) (No. 2) Regulations 2013, and in exercise of the powers assigned to it by the Health and Social Care Act 2012, the health care sector regulator for England (Monitor) is co-competent with the competition watchdog (Competition and Markets Authority) to enforce competition law in health care markets. Oddly, though, unlike other sector regulators, Monitor does not have a duty to promote competition but ‘simply’ to prevent anti-competitive behaviour. Monitor is also competent to carry out reviews and to decide bid disputes concerning procurement carried out by health care bodies, provided there is no formal challenge under the Public Contracts Regulations 2006.This paper contends that such a concentration of regulatory, competition enforcement and procurement review powers puts Monitor in a unique situation of (potential) structural conflict of interest that can diminish significantly its ability to act as an effective (co-competent) competition authority. This paper focusses on this difficult structure for the enforcement of competition law in the health care sector in England, in particular due to the asymmetrical, sui generis concurrency regime created by the Enterprise and Regulatory Reform Act 2013 and the Concurrency Regulations 2014. As examples of such conflict of interest and its implications, the paper assesses Monitor’s incentives to bend the interpretation of both art.101(3) TFEU and the new special regime on procurement of social services (arts.72-77 dir 2014/24). The paper concludes that this situation requires regulatory reform to devolve powers to the Competition and Markets Authority.
作为《2013年国家卫生服务(采购、患者选择和竞争)(第2号)条例》规定的执法职责的一部分,并行使《2012年卫生和社会保健法》赋予它的权力,英格兰卫生保健部门监管机构(Monitor)与竞争监督机构(竞争和市场管理局)共同负责在卫生保健市场执行竞争法。然而,奇怪的是,与其他行业监管机构不同,摩立特并没有促进竞争的责任,而“只是”防止反竞争行为。监察员也有权对保健机构进行的采购进行审查和决定投标纠纷,只要没有根据《2006年公共合同条例》提出正式质疑。本文认为,这种监管、竞争执法和采购审查权力的集中,使摩立特处于一种(潜在的)结构性利益冲突的独特境地,这可能会大大削弱其作为一个有效的(共同主管的)竞争监管机构的能力。本文重点关注英国医疗保健部门竞争法执行的这种困难结构,特别是由于2013年《企业和监管改革法》和2014年《并行条例》创建的不对称、独特的并行制度。作为这种利益冲突及其影响的例子,本文评估了摩立特曲解对第101(3)条《全面自由贸易协定》和关于社会服务采购的新特别制度的解释的动机(第16和16条)。72-77 dir 2014/24)。本文的结论是,这种情况需要进行监管改革,将权力下放给竞争和市场管理局。
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引用次数: 1
The Public Perception of Investment Arbitration 公众对投资仲裁的看法
Pub Date : 2014-11-17 DOI: 10.2139/ssrn.2733046
Tony Cole, P. Ortolani
This paper examines the controversies around the incorporation of investment arbitration into the Transatlantic Trade and Investment Partnership (TTIP). It was drafted to be read by a non-specialist audience, and addresses the primary arguments made regarding the use of arbitration in the TTIP. For each argument it offers a clear explanation of the opposing positions, and then presents an accessible analysis of the issue on the basis of the available evidence.The paper was originally prepared at the request of the Legal Affairs Committee of the European Parliament, and was produced under a grant from the Parliament for a study on arbitration in the European Union. It was supplied to the Parliament in late 2014.
本文探讨了围绕将投资仲裁纳入跨大西洋贸易与投资伙伴关系(TTIP)的争议。它的起草目的是供非专业听众阅读,并讨论了关于在TTIP中使用仲裁的主要论点。对于每一个论点,它都对对立的立场提供了清晰的解释,然后在现有证据的基础上对问题进行了易于理解的分析。该文件最初是应欧洲议会法律事务委员会的要求编写的,是在欧洲议会为一项关于欧洲联盟仲裁的研究提供的赠款下编写的。它是在2014年底提供给议会的。
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引用次数: 0
Foreign Precedents in Judicial Argument: A Theoretical Account 司法论辩中的国外先例:一种理论解释
Pub Date : 2014-07-16 DOI: 10.2139/ssrn.2467155
Stefano Bertea, Claudio Sarra
Recourse to precedents in legal adjudication is a source of intriguing theoretical challenges and serious practical difficulties. That is especially so when we have to do not with domestic precedents but with foreign ones, that is, with decisions taken by foreign courts and international judicial institutions, particularly when there is no formal obligation for a court to resort to foreign law. Can a case decided by the judiciary of a different legal order — particularly if that case is remote and that legal order operates under different procedural rules and substantive laws — have any bearing on a dispute arising domestically here and now? Should such a foreign precedent be acknowledged to have any (formal) binding force on the case in question? How could the practice of following foreign precedents be justified? This paper is primary meant to lay the theoretical basis on which those questions can be addressed. The basis on which we proceed in answering those questions essentially lies in a theory of legal reasoning that, for lack of a better phrase, can be labelled a dialectical approach informed by standards of discursive rationality.
在法律裁决中诉诸判例是一个有趣的理论挑战和严重的实践困难的来源。当我们必须处理的不是国内先例而是外国先例时,也就是说,当我们处理外国法院和国际司法机构作出的决定时,特别是当法院没有正式义务诉诸外国法时,情况尤其如此。一个由不同法律秩序下的司法机构裁决的案件- -特别是如果该案件是遥远的,而且该法律秩序是在不同的程序规则和实体法下运作的- -能对此时此刻国内发生的争端产生任何影响吗?这样的外国先例是否应该被承认对本案具有任何(正式)约束力?遵循外国先例的做法怎么可能是正当的呢?本文的主要目的是为解决这些问题奠定理论基础。我们继续回答这些问题的基础,本质上在于一种法律推理理论,由于缺乏更好的措辞,它可以被称为一种由话语理性标准提供信息的辩证方法。
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引用次数: 3
When Investment Law Takes Over: Towards a New Legal Regime to Regulate Asia Pacific's Submarine Cables Boom 当投资法接管:迈向一个新的法律制度,以规范亚太地区的海底电缆热潮
Pub Date : 2013-11-01 DOI: 10.1163/9789004425033_002
Paolo Vargiu, F. Borgia
This paper addresses the appropriateness of the UNCLOS framework to provide effective protection for cables-related activities from a public international lawperspective. In the absence of an adequate legal framework provided by the Law of the Sea, it is suggested that bilateral investment treaties (BITs) represent one of the most suitable ways to guarantee effective security and protection for the laying of submarine cables. The bilateral approach proper of investment law will be proposed as a model to solve the problem of the protection of submarine cables in those parts of the sea where the sovereignty of a State is not limited by the rights of other States.
本文从国际公法的角度探讨了《联合国海洋法公约》框架为电缆相关活动提供有效保护的适宜性。在《海洋法》没有提供适当的法律框架的情况下,建议双边投资条约(BITs)是保证铺设海底电缆的有效安全和保护的最合适方法之一。将提出适用于投资法的双边办法,作为解决在一国主权不受其他国家权利限制的部分海域保护海底电缆问题的一种模式。
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引用次数: 1
Rediscovering the Contract of Employment for Non-Standard Workers in the UK Common Law 英国普通法对非标准工人雇佣合同的再认识
Pub Date : 2013-06-01 DOI: 10.2139/ssrn.2324973
J. McClelland
The central concept underlying access to employment rights is based on a binary divide between contract of service (the employee) and contract for services (independent contractor). New classifications of work relationships have however been added over time. These new categories do not sit comfortably with the binary classification system. New ways of working may undermine what we traditionally understand as working relationships. As such the usefulness of this system has been questioned. Yet contract remains central. In view of the lack of any practical alternative it is worth considering whether the interpretation of contract law itself is capable of development. The modern law of contract has the potential capacity to redefine the binary divide so that only those who are truly self-employed are excluded from statutory protection. To do this the meaning of 'contract of service' would need to reflect the reality of labour market contracting and take account of the impact of exploitative bargaining strength. This reinterpretation could potentially expand the classification of contract of service to encompass more non-standard workers within the remit of full employment protection in the UK. Such a possibility depends on how far the employment tribunal and courts have incorporated a contextual framework into their interpretation of contract and how far any context incorporates wider social values consistent with public law standards of fairness and reasonableness. This paper contends that there needs to be explicit acknowledgement by the judiciary that the contextual interpretation of contracts needs to include the economic, political and social imperatives that informed the statutory environment. By seeing the employment relationship in this wider context the pragmatic judge may truly take a purposive stance.
获得就业权利的核心概念是基于服务合同(雇员)和服务合同(独立承包商)之间的二元划分。然而,随着时间的推移,新的工作关系分类已经增加。这些新的分类与二元分类系统不相容。新的工作方式可能会破坏我们传统上所理解的工作关系。因此,这一制度的有用性受到了质疑。然而,合同仍然是核心。鉴于缺乏任何可行的替代方案,合同法解释本身是否具有发展能力值得考虑。现代合同法有可能重新定义二元划分,以便只有那些真正的自雇人士才被排除在法定保护之外。要做到这一点,“服务合同”的含义需要反映劳动力市场合同的现实,并考虑到剥削性议价能力的影响。这种重新解释可能会扩大服务合同的分类,将更多的非标准工人纳入英国充分就业保护的范围内。这种可能性取决于就业法庭和法院在多大程度上将上下文框架纳入其对合同的解释,以及任何上下文在多大程度上纳入符合公法公平和合理标准的更广泛的社会价值。本文认为,司法机构需要明确承认,对合同的上下文解释需要包括影响法定环境的经济、政治和社会必要性。通过在这一更广泛的背景下看待雇佣关系,务实的法官可能真正采取一种目的立场。
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引用次数: 0
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University of Leicester School of Law Research Paper Series
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