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Extending the Analysis 扩展分析
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0013
S. Agon
The present chapter extends the goal-based analytic framework applied in Parts II and III of the book to an additional category of disputes filed with the World Trade Organization (WTO) Dispute Settlement System (DSS)—those reflecting the growing friction between the WTO’s multilateral trade regime and the network of regional trade agreements (RTAs) proliferating around the globe. Looking at a series of prominent RTA-related cases that came before the WTO DSS, the extensive analysis carried out in this chapter shows that the dynamic reality of goal shifts and goal conflicts experienced within the DSS is not unique to trade-and and perennial disputes. Similar processes can be observed in the histories of other classes of WTO disputes, an analysis of which is likely to disclose different DSS goal-attainment patterns evidencing new goal priorities and trade-offs, and resulting in varying dimensions of judicial effectiveness and ineffectiveness, adjusted to the new operational environments.
本章将本书第二和第三部分中应用的基于目标的分析框架扩展到向世界贸易组织(WTO)争端解决系统(DSS)提交的另一类争端,这些争端反映了世贸组织多边贸易体制与在全球扩散的区域贸易协定(rta)网络之间日益增长的摩擦。回顾在WTO DSS之前出现的一系列突出的区域贸易协定相关案例,本章进行的广泛分析表明,DSS内部经历的目标转移和目标冲突的动态现实并非贸易和长期争端所独有。类似的过程可以在世贸组织其他类别争端的历史中观察到,对其进行分析可能会揭示不同的DSS目标实现模式,证明新的目标优先事项和权衡,并导致司法有效性和无效性的不同维度,以适应新的业务环境。
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引用次数: 0
Legitimating Behind the Smoke Screen in the Battle Over Clove Cigarettes 丁香香烟之争的烟幕背后的合法性
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0008
S. Agon
Recent years have confronted the World Trade Organization (WTO) Dispute Settlement System (DSS) with an intense wave of complex linkage disputes. US-Clove Cigarettes, which stands at the centre of this chapter, serves as the second case study in the investigation into the DSS’s goal-attainment endeavours in this category of WTO disputes. The chapter begins with a review of several jurisprudential milestones leading from the early US-Shrimp, examined in Chapter 5, to the more recent US-Clove Cigarettes, examined here, with a view to portraying the legitimation continuum of which the latter dispute forms a part. The chapter then discusses the intricate legitimacy setting in which US-Clove Cigarettes unfolded and, through a close goal-oriented analysis, shows how the intensified legitimacy concerns aroused shaped the goals pursued by the DSS and the judicial choices made towards their achievement. The chapter concludes by linking the goal-attainment efforts identified to the broader DSS goal-based effectiveness framework advanced in the book.
近年来,世界贸易组织(WTO)争端解决机制(DSS)面临着一波复杂的关联争端。作为本章中心的us - love卷烟案,是对DSS在这类WTO争端中实现目标的努力进行调查的第二个案例研究。本章首先回顾了几个法理学里程碑,从第5章中研究的早期美国-虾案,到最近的美国-丁香香烟案(此处研究),以期描绘后者争端构成一部分的合法性连续体。然后,本章讨论了us -丁香香烟展开的复杂合法性设置,并通过密切的目标导向分析,显示了引起的强化合法性关注如何塑造了DSS追求的目标以及为实现这些目标而做出的司法选择。本章最后将确定的目标实现努力与本书中提出的更广泛的决策支持系统基于目标的有效性框架联系起来。
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引用次数: 0
Reconceptualizing Judicial Effectiveness at the WTO 重新认识WTO的司法效力
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0002
S. Agon
Drawing on the rich social science literature on organizational effectiveness, this chapter puts forth the theoretical and methodological foundations of the WTO Dispute Settlement System (DSS) goal-based effectiveness framework. After discussing the main approaches developed in the social sciences to defining organizational effectiveness, the chapter explains the reasons for selecting the goal-based approach to serve as the basis for the study into the effectiveness of the WTO DSS. The chapter then reviews the central concepts associated with this approach and their application to the world of WTO adjudication, while focusing on organizational goals, goal multiplicity, goal conflict, and goal shifting. Finally, the chapter discusses several methodological determinations that should be made before applying the proposed WTO DSS goal-based effectiveness framework. These include the selection of the goal setters to inform the DSS’s effectiveness analysis, the choice of performance indicators, and the determination of the time frame in which effectiveness is to be measured.
本章借鉴了大量关于组织有效性的社会科学文献,提出了WTO争端解决机制(DSS)目标有效性框架的理论和方法基础。在讨论了社会科学中定义组织有效性的主要方法之后,本章解释了选择基于目标的方法作为研究WTO决策支持系统有效性的基础的原因。然后,本章回顾了与该方法相关的核心概念及其在WTO裁决领域的应用,同时重点关注组织目标、目标多样性、目标冲突和目标转移。最后,本章讨论了在应用拟议的WTO DSS基于目标的有效性框架之前应该做出的几种方法确定。其中包括选择目标设定者,以便为发展支助事务的有效性分析提供信息,选择绩效指标,以及确定衡量有效性的时间框架。
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引用次数: 0
Linkage Disputes and the Enduring Quest for Legitimacy 链接纠纷和对合法性的持久追求
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0006
Sivan Shlomo Agon
This chapter sets the scene for the analysis of the Dispute Settlement System (DSS) operation and goal-attainment efforts in ‘linkage’ (or ‘trade-and’) disputes, the dispute category at the centre of Part II. As the chapter explains, linkage disputes have long subjected the World Trade Organization (WTO) and the DSS to intense legitimacy challenges; they thus form an instructive site for examining how the systemic challenges raised in such cases shape DSS goal-attainment efforts, motivate shifts and trade-offs between its goals, and, in consequence, affect DSS effectiveness in realizing its manifold objectives. The chapter first clarifies the notion of legitimacy as employed here, and situates the story of linkage disputes in the broader historical and institutional context of the multilateral trading system. It then unpacks the various legitimacy challenges encapsulated in linkage disputes while highlighting the shifts these challenges seem to generate between DSS goals, engaging the system in a heightened quest after its legitimization objectives.
本章为分析争端解决系统(DSS)在“联系”(或“贸易和”)争端中的运作和实现目标的努力奠定了基础,这是第二部分中心的争端类别。正如本章所解释的那样,联动争端长期以来一直使世界贸易组织(WTO)和DSS受到强烈的合法性挑战;因此,它们形成了一个有益的网站,用于研究在这种情况下提出的系统挑战如何影响发展支助事务目标实现的努力,激励其目标之间的转变和权衡,并因此影响发展支助事务实现其多方面目标的有效性。本章首先澄清了这里所使用的合法性概念,并将联系争端的故事置于多边贸易体系的更广泛的历史和制度背景中。然后,它揭示了在联系纠纷中包含的各种合法性挑战,同时强调了这些挑战似乎在决策支持系统的目标之间产生的转变,使系统在追求其合法性目标之后更加积极。
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引用次数: 0
Escaping the Illegitimacy Net 逃离非法网络
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0007
S. Agon
This chapter engages in an in-depth, legal-empirical analysis of the landmark US-Shrimp dispute, the first case study examined under the category of trade-and disputes. The chapter begins with a short overview of the disputed measure at issue in US-Shrimp. It then discusses the infamous panel ruling rendered in the case and the intense legitimacy challenges the ruling ignited against the backdrop of the mounting criticism levelled at the World Trade Organization (WTO) in the late 1990s. On these foundations, the chapter turns to a comprehensive goal-based reading of the judicial endeavours carried out by the Appellate Body in US-Shrimp along the procedural, substantive, and rhetorical dimensions while tracing the goal shifts and trade-offs struck in the face of the enhanced legitimacy pressures the WTO and its Dispute Settlement System (DSS) confronted in this case. The chapter concludes by tying the goal-achievement patterns identified to the broader DSS goal-based effectiveness framework developed in the book.
本章对具有里程碑意义的美国虾争端进行了深入的法律实证分析,这是在贸易和争端类别下进行的第一个案例研究。本章首先简要概述了US-Shrimp案中存在争议的措施。然后讨论了该案件中臭名昭著的专家组裁决,以及在20世纪90年代末世界贸易组织(WTO)受到越来越多批评的背景下,该裁决引发的强烈合法性挑战。在此基础上,本章转向以目标为基础的全面解读上诉机构在US-Shrimp案中所做的司法努力,从程序、实质性和修辞层面进行解读,同时追踪WTO及其争端解决机制(DSS)在此案中面临的日益增强的合法性压力下的目标转变和权衡。本章最后将目标-成就模式与书中开发的更广泛的决策支持系统基于目标的有效性框架联系起来。
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引用次数: 0
The WTO Dispute Settlement System 世贸组织争端解决机制
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0004
S. Agon
The proposed goal-based approach, which ties effectiveness to goals, requires an in-depth inquiry into the question of what aims underlie the World Trade Organization (WTO) Dispute Settlement System (DSS), the spectrum of functions it should play, and the nature of the relations between them. The present chapter maps these multiple aims as prescribed for the DSS by its mandate providers while probing their complementary and contradictory relationships. In so doing, the chapter lays down the substantive building blocks of the WTO DSS’s goal-based effectiveness framework against which the system’s performance is to be evaluated. In analysing the DSS’s goal structure, the chapter begins with the system’s ultimate ends—the overarching purposes the DSS is expected to fulfil in the long-run—which frame the broad mission it is designed to achieve. It then follows with the system’s more specific, intermediate goals, those which serve as means for realizing the former, more general, open-ended objectives.
拟议的以目标为基础的办法将效力与目标联系起来,需要深入研究世界贸易组织(贸易组织)争端解决制度的目标是什么,它应发挥的职能范围,以及它们之间关系的性质。本章描绘了发展支助事务的任务提供者为其规定的这些多重目标,同时探讨了它们之间的补充和矛盾关系。在此过程中,本章规定了世贸组织发展支助系统基于目标的有效性框架的实质性组成部分,该体系的绩效将根据该框架进行评估。在分析决策支持系统的目标结构时,本章从系统的最终目标开始,即决策支持系统在长期内有望实现的总体目标,这些目标构成了决策支持系统旨在实现的广泛使命。然后是系统更具体的中间目标,这些目标是实现前一种更普遍的开放式目标的手段。
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引用次数: 0
The Multilateral Trade System Goes Bananas 多边贸易体系失灵
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0011
S. Agon
The transatlantic Bananas dispute rambled on in the multilateral trade system for almost two decades. The convoluted conflict, standing at the centre of this chapter, provides a useful starting point for studying the goal-attainment efforts exhibited by the World Trade Organization (WTO) Dispute Settlement System (DSS) in perennial disputes, together with the goal-shifting and goal-conflict patterns characterizing such cases. The chapter first provides a brief background of the Bananas case. It then recounts the dispute’s major turning points in the multilateral trading system, and identifies the main factors rendering the conflict so prolonged and resistant to resolution. On these foundations, the chapter turns to a close goal-based reading of EC-Bananas, tracing the DSS’s goal-attainment efforts and the goal shifts marking this lengthy dispute. Thereafter, the chapter examines the resulting conflicts between DSS goals and the mixed, noncompliant outcomes ultimately produced in EC-Bananas, while assessing their ramifications for an analysis of the system’s effectiveness.
跨大西洋香蕉争端在多边贸易体系中徘徊了近20年。本章的中心是错综复杂的冲突,它为研究世界贸易组织(WTO)争端解决机制(DSS)在长期争端中所表现出的实现目标的努力,以及这些案件的目标转移和目标冲突模式提供了一个有用的起点。本章首先简要介绍了香蕉案的背景。然后,它叙述了争端在多边贸易体系中的主要转折点,并确定了导致冲突如此持久和难以解决的主要因素。在这些基础上,本章转向对EC-Bananas的基于目标的密切解读,追溯DSS的目标实现努力和标志着这场漫长争论的目标转变。此后,本章考察了DSS目标与EC-Bananas最终产生的混合、不合规结果之间的冲突,同时评估了它们对系统有效性分析的影响。
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引用次数: 0
The Transatlantic Conflict Over Beefed-Up Beef 大西洋两岸关于牛肉问题的冲突
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0012
S. Agon
Alongside EC-Bananas, the transatlantic trade feud over hormone-fed beef constitutes another informative case study for investigating how the challenges invoked in perennial disputes affect the motivations for and the practice of disputing at the World Trade Organization (WTO), generate shifts and conflicts between the goals of the WTO Dispute Settlement System (DSS), and shape the outcomes it ultimately yields. The chapter first recounts the basic facts of EC-Hormones and the dispute’s major milestones in the multilateral trade system. It then distils the factors that rendered EC-Hormones so resistant to compliance and resolution. On this basis, the chapter turns to an in-depth, goal-based analysis of the dispute, exploring the goal shifting characterizing the DSS’s operation throughout the conflict and the heightened role the system played along the fine line between law and politics. Finally, the chapter examines the mixed outcomes delivered in the case while addressing the goal conflicts those outcomes represent and their implications for the DSS’s effectiveness assessment.
除了欧盟香蕉案,跨大西洋关于激素牛肉的贸易争端构成了另一个翔实的案例研究,用于调查长期争端中引发的挑战如何影响世界贸易组织(WTO)争端的动机和实践,如何在WTO争端解决机制(DSS)的目标之间产生转变和冲突,以及如何影响其最终产生的结果。本章首先叙述了欧共体-贺尔蒙争端的基本事实和该争端在多边贸易体制中的主要里程碑。然后提炼出使ec -激素如此难以依从和解决的因素。在此基础上,本章对争议进行了深入的、基于目标的分析,探讨了在整个冲突中,DSS运作的目标转移特征,以及该系统在法律与政治之间的微妙界限上发挥的增强作用。最后,本章探讨了在解决这些结果所代表的目标冲突及其对决策支持系统有效性评估的影响的同时,在案例中提供的混合结果。
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引用次数: 0
Conclusions to Part II 第二部分结论
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0005
S. Agon
When asked what, if anything, distinguishes US-Clove Cigarettes from other disputes filed with the World Trade Organization (WTO) Dispute Settlement System (DSS), an Appellate Body (AB) Secretariat staff member replied: ‘A number of things and nothing at the same time’.1 This answer aptly captures the story of trade-and disputes and the DSS’s goal-attainment patterns in such cases, as revealed in this second part of the book. On the one hand, as in all WTO disputes, the DSS appears to be engaged in this class of cases in the routine legal exercise of law application and interpretation while pursuing its multiple goals, including rule-compliance and dispute resolution. On the other hand, as a WTO practitioner remarked when discussing the ‘interpretative exercise’ carried out by the DSS in trade-and disputes:...
当被问及美国香烟与世界贸易组织(WTO)争端解决机制(DSS)提出的其他争端有什么区别时,上诉机构(AB)秘书处的一名工作人员回答说:“有很多事情,同时什么都没有。这个答案恰如其分地抓住了贸易和争端的故事,以及DSS在这种情况下的目标实现模式,正如本书第二部分所揭示的那样。一方面,正如在所有WTO争端中一样,DSS似乎在从事这类案件的法律适用和解释的日常法律行使,同时追求其多重目标,包括遵守规则和解决争端。另一方面,正如一位WTO从业者在讨论DSS在贸易和争端中进行的“解释性工作”时所说的那样:……
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引用次数: 0
Goals in Context 情境中的目标
Pub Date : 2019-09-12 DOI: 10.1093/oso/9780198788966.003.0003
S. Agon
Under the goal-based approach advanced in the book, a methodical and comprehensive investigation into the effectiveness of the World Trade Organization (WTO) Dispute Settlement System (DSS) ought to start from a fundamental question: what are the goals (i.e. the desired outcomes) this system is to generate? With a view to establishing the relevant context for identifying and analysing these goals, the chapter provides a brief overview of the origins and evolution of the WTO DSS. It also describes the system’s current design and procedures. The chapter closes with some reflections on the hybrid legal/diplomatic, bilateral/multilateral character of the WTO DSS, reflected in the system’s structure and procedures as well as in its goals. This dual character, as illustrated later in the book, nurtures many of the shifts, conflicts, and subsequent trade-offs exhibited between the system’s goals throughout its operations.
在本书中提出的基于目标的方法下,对世界贸易组织争端解决机制(DSS)有效性的系统和全面调查应该从一个基本问题开始:该系统产生的目标(即期望的结果)是什么?为了确立确定和分析这些目标的相关背景,本章简要概述了世贸组织发展支助系统的起源和演变。还介绍了系统的当前设计和程序。本章最后对世贸组织发展支助事务的法律/外交、双边/多边混合性质作了一些思考,这反映在该系统的结构和程序及其目标中。正如本书后面所阐述的那样,这种双重特性在整个系统的运行过程中,在系统的目标之间产生了许多变化、冲突和随后的权衡。
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引用次数: 1
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International Adjudication on Trial
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