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Causation vs. Background Events 因果关系vs背景事件
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0005
G. Fletcher
This chapter examines the problem of causation. An intelligent approach to drafting a criminal code deliberately avoids certain problematic philosophical issues. Among these are the nature of human action; the purposes of punishment; and, most importantly, the problem of causation. The problem of causation runs through the crimes defined by the Rome Statute. The issue is implicit, even if the drafter wisely declined to define the concept. It is obvious that a concern for impunidad and the fate of victims presuppose the harm that has occurred to a defined victim, which implies that the harm must have been caused by the crimes defined by the Rome Statute. The chapter then considers the notion of causal energy, which explains the rise of comparative negligence in tort law.
本章探讨因果关系的问题。起草刑法的明智方法是故意避免某些有问题的哲学问题。其中包括人类行为的本质;惩罚的目的;最重要的是,因果关系的问题。因果关系问题贯穿于《罗马规约》所界定的罪行之中。这个问题是隐含的,即使起草者明智地拒绝定义这个概念。显然,对有罪不罚和受害者命运的关切是以对某一确定的受害者所造成的伤害为前提的,这意味着损害必须是由《罗马规约》所确定的罪行造成的。然后,本章考虑因果能的概念,它解释了侵权法中比较过失的兴起。
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引用次数: 0
Harming vs. Trying 伤害与尝试
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0009
G. Fletcher
This chapter assesses whether the codification of criminal attempts in a statutory regime that emphasizes completed crimes with consequences to personal or property interests is appropriate. A quick look at the four crimes within the jurisdiction of the International Criminal Court (ICC), as described by the Rome Statute, reveals that they are about concrete harming: killing, torture, rape, and invasion. Some of the sub-crimes within these categories address completed actions even though the harm is less tangible. However, attempts are one form of inchoate offense, that is, offenses that fall short of causing the harm or engendering the victimhood that would come with the completed offense. The problem is always how much the actor must do on the spectrum—from thought through the various stages of action to the final result of causing harm or instantiating the required “consequence” of the completed offenses.
本章评估在一个强调对个人或财产利益造成后果的已完成犯罪的法定制度中,对犯罪未遂的编纂是否适当。快速浏览一下《罗马规约》所描述的国际刑事法院(ICC)管辖范围内的四种罪行,就会发现它们涉及具体的伤害:杀戮、酷刑、强奸和入侵。这些类别中的一些次犯罪涉及已完成的行为,即使伤害不那么明显。然而,企图是早期犯罪的一种形式,也就是说,犯罪不足以造成伤害或产生受害者的行为,这将与完整的犯罪一起出现。问题始终是行为人必须在这个范围内做多少——从思想到行动的各个阶段,再到造成伤害的最终结果或实例化已完成的罪行所要求的“后果”。
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引用次数: 0
Accidents vs. Mistakes 事故vs.错误
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0011
G. Fletcher
This chapter discusses the distinction between accidents and mistakes. Much of the law of torts centers on negligent accidents—whether with cars, airplanes, guns, or simply walking on a slippery floor. The important feature of torts, as opposed to crime, is that there is no liability absent harm to the plaintiff. For example, there is no liability for merely attempting or risking harm. In domestic criminal law, accidents become relevant only in what can be called the pattern of harmful consequences, that is, where there is a causal chain between the action and the harm. Meanwhile, according to Article 31(1) of the Rome Statute, a mistake of fact is relevant only if it negates the mental element required for the crime.
本章讨论意外和错误的区别。侵权行为法大多集中在过失事故上——无论是汽车、飞机、枪支,还是仅仅是在湿滑的地板上行走。与犯罪相反,侵权行为的一个重要特征是,原告在不受损害的情况下不承担赔偿责任。例如,仅仅试图或冒着伤害的风险是不承担责任的。在国内刑法中,事故只有在可称为有害后果模式的情况下才具有相关性,即在行为与损害之间存在因果链的情况下。同时,根据《罗马规约》第31条第1款的规定,事实错误只有在否定构成犯罪所需的心理要件时才是相关的。
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引用次数: 0
Perpetration and Complicity 犯罪和共谋
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0012
G. Fletcher
This chapter examines the concept of complicity. The basic question is whether complicity is a crime in and of itself or a way of assisting another person to commit a crime. On the whole, the idea of complicity in the actions of another has become a standard part of modern legal and moral thought. One no longer thinks of individuals acting solely on their own account but of groups of people interacting in order to produce a crime of shared responsibility. This is particularly true in the crimes of genocide, aggression, and crimes against humanity. As for holding individual actors accountable, as Article 25 of the Rome Statute attempts to do, it would make sense to hold each liable for their causal role in the crime. That is, complicity should be seen not as a crime in itself but as a contribution to the crime of another.
本章探讨共犯的概念。最基本的问题是,共谋本身是犯罪,还是协助他人犯罪的一种方式。总的来说,串谋他人行为的观念已经成为现代法律和道德思想的一个标准部分。人们不再认为个人仅仅为自己的利益而行动,而是认为一群人为了共同承担责任而相互作用。在种族灭绝罪、侵略罪和危害人类罪方面尤其如此。至于追究个人行为者的责任,正如《罗马规约》第25条试图做到的那样,追究每个行为者在犯罪中的因果作用是有意义的。也就是说,共谋本身不应被视为一种犯罪,而应被视为对他人犯罪的一种帮助。
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引用次数: 0
Offenses and Defenses 进攻与防御
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0007
G. Fletcher
This chapter addresses the distinction between offenses and defenses in criminal cases. The Rome Statute draws a clear line between the four crimes subject to the jurisdiction of the Court and the grounds for excluding criminal responsibility in Article 31. The significance of the distinction between these offenses and defenses should not be underestimated. For example, the principle of nullum crimen sine lege, which applies to the former but not the latter, as evidenced by Article 31(3) permits the recognition of new defenses at trial. The four classic defenses of insanity, intoxication, self-defense, and duress spelled out in Article 31 are subject to controversy. Among the major legal systems of the world, there is considerable divergence in approaching these issues. Meanwhile, there are two reasons for the nullum crimen principle. One is to warn defendants of their possible liability. The other is to control the discretion of judges.
本章讨论刑事案件中犯罪与辩护的区别。《罗马规约》在属于法院管辖的四种罪行和第31条排除刑事责任的理由之间划清了界线。区分这些进攻和防御的重要性不应被低估。例如,法无明文不为罪原则,如第31条第3款所证明的,适用于前者而不适用于后者,允许在审判中承认新的辩护。第31条规定的精神错乱、醉酒、自卫和胁迫的四种经典辩护受到争议。在世界主要法律体系中,在处理这些问题上存在相当大的分歧。同时,无明文不为罪原则存在的原因有二。一是警告被告可能承担的责任。二是控制法官的自由裁量权。
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引用次数: 2
Punishment vs. Tort Liability 处罚与侵权责任
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0003
G. Fletcher
This chapter focuses on tort liability. In the international legal order, the tort regime is of particular importance. As we shall see, the Alien Tort Claims Act has a vital role to play either as a backup to a failed attempt at criminal prosecution or the inability to get jurisdiction over a defendant in hiding. Thus, the international regime of tort liability responds to the same concerns of “impunidad” as one finds in the Preamble of the Rome Statute. The chapter then looks at the concept of punishment. Punishment is the domain of criminal law. Liability in tort cases is not officially punishment. In fact, punitive damages imposed by an American jury can have more severe consequences than a brief period in jail. Yet the line between crime and tort is maintained strictly in American jurisprudence.
本章主要讨论侵权责任。在国际法律秩序中,侵权制度具有特别重要的地位。正如我们将看到的那样,《外国人侵权索赔法》可以发挥至关重要的作用,无论是作为刑事起诉失败的后备,还是作为无法对藏匿的被告获得管辖权的后备。因此,国际侵权责任制度回应了人们在《罗马规约》序言中发现的“有罪不罚”问题。这一章接着探讨了惩罚的概念。刑罚是刑法的领域。侵权案件中的责任不是正式的惩罚。事实上,美国陪审团施加的惩罚性损害赔偿可能比短暂的监禁产生更严重的后果。然而,在美国法理学中,犯罪和侵权之间的界限是严格保持的。
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引用次数: 0
Intention vs. Negligence 故意与过失
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0008
G. Fletcher
This chapter explores the role of mental state in criminal cases, considering the concept of negligence. Lawyers trained in the common law tradition are familiar with the concept of mens rea and the maxim actus non facit reus nisi mens sit rea. Literally this means that there is no criminal (or guilty) act without a criminal (or guilty) mind. The problem is that there are both descriptive and normative interpretations of mens rea and of the maxim. The normative or moral interpretation of mens rea holds that the term equivalent to a guilty mind, for example, a basis for blaming the actor for their conduct, is something not possible in the face of the defenses considered in the last chapter. Meanwhile, negligence is based, as in the classic definition from the law of torts, on the conduct of “a reasonable person under the circumstances.” The important point is that negligence is based on the fault of not knowing.
本章结合过失的概念,探讨了精神状态在刑事案件中的作用。在普通法传统中受过训练的律师都熟悉行为实质的概念和“事实不为事实即为事实”这一准则。从字面上看,这意味着没有犯罪(或有罪)的思想就没有犯罪(或有罪)的行为。问题在于,对于行为、意图和格言,既有描述性的解释,也有规范性的解释。对犯罪原意的规范或道德解释认为,等同于有罪心理的术语,例如,谴责行为人行为的基础,在面对上一章所考虑的辩护时是不可能的。与此同时,正如侵权行为法的经典定义那样,过失是基于“在特定情况下一个理性人”的行为。重要的一点是,过失是基于不知道的过错。
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引用次数: 0
The Law of War and its Many Distinctions 战争法及其诸多区别
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0010
G. Fletcher
This chapter focuses on the law of war and its many distinctions. The supreme distinction in this book is between lawful and unlawful. However, in the law of war, the distinctions multiply beyond control. Whether troops fighting abroad constitutes war is itself a disputed question; there has been a tendency in recent years to use “armed conflict” or “police action.” For the purposes of analyzing the Rome Statute and, in particular, Article 8 on war crimes, one has to assume an international perspective. Most countries in the international legal order are not democracies, and the internal allocation of power is not relevant to whether they violate Article 8. The complexity of Article 8 challenges the mind, with at least 50 distinct offenses. The chapter then elaborates on the perspectives necessary to grasp the general structure of war crimes in the international legal order.
本章着重讨论战争法及其诸多区别。这本书中最重要的区别是合法与不合法。然而,在战争法中,这些区别是无法控制的。军队在国外作战是否构成战争,这本身就是一个有争议的问题;近年来出现了使用“武装冲突”或“警察行动”的趋势。为了分析《罗马规约》,特别是关于战争罪的第8条,我们必须具有国际视角。国际法律秩序中的大多数国家都不是民主国家,内部权力分配与是否违反第8条无关。第八条的复杂性挑战了人们的思维,至少有50种不同的冒犯。然后,本章详细阐述了掌握国际法律秩序中战争罪的总体结构所必需的观点。
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引用次数: 0
Law vs. Justice 法律与正义
Pub Date : 2019-11-11 DOI: 10.1093/oso/9780190903572.003.0013
G. Fletcher
This concluding chapter looks at the concepts of law and justice. There are two concepts of law: law as principle and law as rule or regularity. The former is normative, while the latter is descriptive. The chapter then considers the concept of justice. In the philosophical theory of justice, one must distinguish among relevant areas of private and criminal law. Retributive justice applies in criminal law, corrective justice in torts, and distributive justice in property law. In all of these areas, the claims of justice face challenges from utilitarian and economic considerations and based on efficiency, for example, deterrence in criminal law, searching for the cheapest cost avoider in tort law, and stability in property law.
最后一章探讨法律和正义的概念。法律有两种概念:作为原则的法律和作为规则或规则的法律。前者是规范性的,后者是描述性的。这一章接着讨论了正义的概念。在正义的哲学理论中,必须区分私法和刑法的相关领域。报应正义适用于刑法,纠正正义适用于侵权行为,分配正义适用于物权法。在所有这些领域中,正义的主张面临着来自功利主义和经济考虑以及基于效率的挑战,例如刑法中的威慑,侵权法中寻找最便宜的成本规避,以及物权法中的稳定性。
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引用次数: 0
Subject vs. Object 主语和宾语
Pub Date : 2019-10-24 DOI: 10.1093/oso/9780190903572.003.0004
G. Fletcher
This chapter determines the difference between subject and object. The distinction between subject and object pervades the substantive law of war and, in general, the distinction between common law and civil law modes of criminal procedure and their relative influences on the procedures of the International Criminal Court (ICC). Criminal trials presuppose human subjects, agency, and judgment. The players in every trial take on different functions in common law and civil law trials. The notion of the accused’s guilt or innocence as an object of investigation takes on a stronger significance in civilian trials. The chapter then explores the ideal types of common law and civil law criminal procedure: one stressing the subjects as the determinative element and the other emphasizing the object of investigation.
这一章确定了主语和宾语的区别。主体与客体之间的区别普遍存在于战争实体法中,一般而言,也普遍存在于刑事诉讼的普通法模式与大陆法系模式之间的区别及其对国际刑事法院程序的相对影响中。刑事审判以人的主体、能动性和判断力为前提。在英美法系和大陆法系的审判中,每一次审判的当事人都扮演着不同的角色。作为调查对象的被告有罪或无罪的概念在民事审判中具有更强的意义。然后,本章探讨了英美法系和大陆法系刑事诉讼的理想类型:一种强调主体作为决定要件,另一种强调侦查客体。
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引用次数: 0
期刊
The Grammar of Criminal Law
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