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Statistical Approaches to Multiplicity Issues in Clinical Trials 临床试验中多重性问题的统计方法
Pub Date : 2008-07-01 DOI: 10.5691/JJB.29.S15
T. Morikawa
This paper discusses various multiplicity issues arisen in clinical trials and possible statistical approaches to these issues. We especially stress the importance of the closed testing procedures (CTPs) in the setting of clinical trials: They include various modified Bonferroni procedures, e.g., step-down Dunnett procedure, hierarchical procedure, and Williams test. Moreover they can be even applied to adaptive designs in clinical trials. We illustrate the basic CTP procedures in detail.
本文讨论了临床试验中出现的各种多样性问题以及解决这些问题的可能的统计方法。我们特别强调封闭测试程序(ctp)在临床试验设置中的重要性:它们包括各种修改的Bonferroni程序,例如,降压Dunnett程序,分层程序和Williams测试。此外,它们甚至可以应用于临床试验中的适应性设计。我们将详细说明基本的CTP过程。
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引用次数: 1
Effective Size of Age-Structured Populations with Cyclic Change in Size 规模周期性变化的年龄结构种群的有效规模
Pub Date : 2008-06-01 DOI: 10.5691/JJB.29.45
T. Nomura
Assuming a random mating population of monoecious diploid, I derived an expression for the effective size of an age-structured population that varies the size over time in cycles of a given length. From the asymptotic contributions of age groups to the coancestry after many repetitions of cycles, an equation for the effective population size per cycle was derived, which showed a different expression from the previously published equation. Effect of the discrepancy was numerically evaluated with a hypothetical ladybird population with seasonal periodicity in size. The equation derived in this study gave a reasonably precise value, while the published one underestimated the effective size. The effect of estimation error of the census population size on the estimate of the effective size was also evaluated with the obtained formulae.
假设一个随机交配的雌雄同株二倍体种群,我得到了一个年龄结构种群的有效大小的表达式,该种群的大小在给定长度的周期内随时间变化。根据多次循环后各年龄群体对共祖的渐近贡献,导出了每周期有效种群规模的方程,该方程与先前发表的方程有不同的表达。用假设的具有季节性周期性的瓢虫种群对差异的影响进行了数值评价。本研究推导的方程给出了一个相当精确的值,而已发表的方程低估了有效大小。利用所得公式,评价了人口普查规模估计误差对有效规模估计的影响。
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引用次数: 1
A Modification of the 50 %-Conditional Power Approach for Increasing the Sample Size Based on an Interim Estimate of Treatment Difference 基于处理差异中期估计的增加样本量的50%条件功率法的修正
Pub Date : 2008-06-01 DOI: 10.5691/JJB.29.19
K. Uemura, Y. Matsuyama, Y. Ohashi
Recently, flexible approaches with updating of sample size during the course of clinical trials have been proposed; the weighted Z-statistic approach and the 50 %-conditional power approach. In this paper, we propose a modification of the 50 %-conditional power approach, which increases the sample size only when the conditional power based on the unblinded interim results is greater than 50 %. Our method can control the type I error rate due to the restriction on the minimum required sample size ratio under the decision of increasing sample size. Simulation studies showed that the proposed method increased power about 10 % compared with the fixed sample size design and attained higher power than the original 50 %-conditional power approach. Compared with the weighted Z-statistic approach, the proposed method had several promising operating characteristics; a substantial gain in conditional power given the decision of sample size adjustment, a low probability of reaching the maximum sample size, a substantial decrease in the conditional type II error rate given the maximum sample size, and a conservative property of not increasing sample size erroneously under no treatment effect.
近年来,随着临床试验过程中样本量的更新,提出了灵活的方法;加权z统计方法和50%条件功率方法。在本文中,我们提出了一种对50% -条件功率方法的改进,只有当基于非盲期中结果的条件功率大于50%时,才会增加样本量。在增加样本量的决定下,由于对最小样本量比的限制,我们的方法可以控制第一类错误率。仿真研究表明,该方法比固定样本量设计提高了约10%的功率,并且比原来的50%条件功率方法获得了更高的功率。与加权z统计量方法相比,该方法具有较好的工作特性;在样本量调整的决策下,条件功率大幅增加,达到最大样本量的概率较低,在样本量最大的情况下,条件II型错误率大幅降低,在没有处理效果的情况下不错误增加样本量的保守性。
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引用次数: 2
Mixture Models for Mixed Poisson Processes with Baseline Counts in Randomized Controlled Trials 随机对照试验中具有基线计数的混合泊松过程混合模型
Pub Date : 2008-06-01 DOI: 10.5691/JJB.29.1
H. Uehara, T. Tango
For the analysis of count data from comparative clinical study with patient screening which refers to the baseline observation, Cook and Wei (2003) proposed a conditional Gamma-Poisson model as a natural extension of ANCOVA. However, in some cases this model suffers from its insufficient capacity in expressing the inter-patient heterogeneity. As alternative we propose extended models that include an additional random effect into the conventional Poisson mixture, which can be estimated through conditioning by total sum of count or baseline. The resulting models can offer improved summary of patient heterogeneity, as well as other population parameters. The proposed models are illustrated with seizure count data from a clinical experiment for an anti-epileptic drug.
Cook和Wei(2003)对比较临床研究和患者筛查的计数数据进行分析,即基线观察,提出了条件γ -泊松模型作为ANCOVA的自然延伸。然而,在某些情况下,该模型在表达患者间异质性方面能力不足。作为替代方案,我们提出了扩展模型,其中包括常规泊松混合物中额外的随机效应,可以通过计数总和或基线的调节来估计。由此产生的模型可以提供更好的患者异质性总结,以及其他群体参数。所提出的模型用一种抗癫痫药物临床实验的癫痫发作计数数据加以说明。
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引用次数: 0
Fixation Probability of a Neutral Gene in an Age-Structured Population with Cyclic Change in Size 中性基因在大小周期性变化的年龄结构群体中的固定概率
Pub Date : 2008-06-01 DOI: 10.5691/JJB.29.35
T. Nomura
Fixation or extinction of neutral genes by genetic drift is especially important for understanding the evolution of small populations. Assuming a monoecious diploid species, I derived expressions for the fixation probability of a neutral gene in age-structured populations with cyclic change in size. Stochastic simulation with a small population showed that the obtained formulae give a good prediction of the fixation probability. Extension to a dioecious diploid species was also presented.
中性基因在遗传漂变中的固定或消失对于理解小种群的进化尤为重要。假设一个雌雄同株的二倍体物种,我推导了中性基因在大小周期性变化的年龄结构群体中的固定概率表达式。小种群随机模拟结果表明,所得公式能较好地预测固定概率。还介绍了一种雌雄异株二倍体种的推广。
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引用次数: 1
Survival Analysis for Gastric Cancer Using the Japanese Foundation Database Based on a Generalized Hazards Model Incorporating B-spline Functions 基于b样条函数的广义风险模型的胃癌生存分析
Pub Date : 2007-12-01 DOI: 10.5691/JJB.28.59
Hisao Takeuchi, I. Yoshimura, C. Hamada
The Japanese Foundation for Cancer Research (JFCR) has provided a large database on gastric cancer for open use comprised of data on survival times after surgery and related covariates including prognostic factors. Data analysis based on the generalized hazards model incorporating the B-spline function (GHMBS) was performed using a dataset (JFCR dataset) composed of 9,631 cases within this database. A model selection method was adopted for clarifying the meaning of estimated parameters, because the GHMBS was comprised of the proportional hazards model (PHM) and accelerated failure time model (AFTM) as submodels. A preliminary simulation experiment to examine the performance of the model selection method based on the GHMBS was conducted under the condition that multiple covariates were considered, where one was the target covariate and the other was covariate for adjustment. After validation of the method by this simulation experiment, the method was applied to the JFCR dataset to estimate the period effect for prolonging survival time with an adjustment for the stage effect. The analysis revealed that the PHM was suitable for the period effect, while a mixture of the PHM and AFTM was for the stage effect and treatment for gastric cancer made steady progress from the 1950s through the 1990s.
日本癌症研究基金会(JFCR)提供了一个开放使用的大型胃癌数据库,包括手术后生存时间和相关协变量(包括预后因素)的数据。基于结合b样条函数的广义危害模型(GHMBS)进行数据分析,使用该数据库中9631例病例组成的数据集(JFCR数据集)。由于GHMBS是由比例危害模型(PHM)和加速失效时间模型(AFTM)作为子模型组成的,因此采用模型选择方法来明确估计参数的含义。在考虑多个协变量,其中一个为目标协变量,另一个为调整协变量的情况下,对基于GHMBS的模型选择方法的性能进行了初步的仿真实验。在模拟实验验证了该方法的有效性后,将该方法应用于JFCR数据集,在调整了阶段效应的情况下,估计了延长生存时间的周期效应。分析表明,PHM适用于期效,而PHM与AFTM的混合适用于期效,从20世纪50年代到90年代,胃癌的治疗取得了稳步进展。
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引用次数: 0
Finite Mixture Models in Assessing Anti-thyroglobulin Antibody Positivity as a Marker of Chronic Thyroiditis 有限混合模型评估抗甲状腺球蛋白抗体阳性作为慢性甲状腺炎的标志物
Pub Date : 2007-12-01 DOI: 10.5691/JJB.28.79
E. Nakashima, Y. Fujii, M. Imaizumi, K. Ashizawa
Positivity of anti-thyroglobulin antibody (TgAb) is one of the markers of chronic thyroiditis (Hashimoto disease). From 2000 to 2003, a thyroid disease prevalence study was conducted at the Radiation Effects Research Foundation, in Hiroshima and Nagasaki. Utilizing the study's results, we show that via EM algorithm log-transformed TgAb level is compatible with a two-component mixture normal distribution, with the smaller normal distribution corresponding to the TgAb negative group but the larger distribution not necessarily corresponding to the TgAb positive group. A subject is determined to be TgAb positive if TgAb level is greater than a given cutoff. We compared the cutoff values from population-based methods and the laboratory method. The population-based methods consist of a simple method, a receiver operating characteristic (ROC) curve method, and a minimum misclassification rate (MMR) method. The simple method is used to determine positivity from only TgAb negative populations. Since the ROC curve and MMR methods are valid only when TgAb positivity and negativity are known but the simple method is valid only when TgAb negativity is known, the simple method was deemed useful for determining the cutoff in our data. In comparison with the simple, population-based method, we show that the cutoff from the laboratory method is appropriate and that the TgAb positive rates from various methods are approximately equal. With the two-component mixture normal distribution in TgAb level, our simple population-based method for determination of cutoff is another more practical example of handling the clinical measurement than the method given in Thompson et al. (Applied Statistics 1998).
抗甲状腺球蛋白抗体(TgAb)阳性是慢性甲状腺炎(桥本病)的标志之一。2000年至2003年,在广岛和长崎的辐射效应研究基金会进行了一项甲状腺疾病患病率研究。利用研究结果,我们发现通过EM算法对数变换的TgAb水平符合双组分混合正态分布,较小的正态分布对应于TgAb阴性组,而较大的分布不一定对应于TgAb阳性组。如果TgAb水平大于给定的截止值,则确定受试者为TgAb阳性。我们比较了基于人群的方法和实验室方法的截止值。基于人群的方法包括简单法、受试者工作特征曲线法和最小误分类率法。这种简单的方法仅用于TgAb阴性人群的阳性测定。由于ROC曲线和MMR方法仅在已知TgAb阳性和阴性时有效,而简单方法仅在已知TgAb阴性时有效,因此简单方法被认为对确定我们数据中的截止点有用。与简单的基于群体的方法相比,我们表明实验室方法的截止值是合适的,各种方法的TgAb阳性率大致相等。对于TgAb水平的双组分混合正态分布,我们简单的基于人口的截止值确定方法是处理临床测量的另一个更实用的例子,而不是Thompson等人(应用统计学,1998)给出的方法。
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引用次数: 1
A Practical Method Adjusting for Publication Bias in Meta-analysis Based on p-value 基于p值调整meta分析发表偏倚的实用方法
Pub Date : 2007-07-01 DOI: 10.5691/JJB.28.19
N. Matsuoka, Chihiro Hasegawa, C. Hamada
Meta-analysis of randomized controlled trials is a widely used study methodology and it is considered to provide the highest level of evidence. The results of such analysis, however, by the nature of this methodology, may be affected by a very serious bias referred to as publication bias. Although the trim-and-fill method has been proposed as a means of adjusting for publication bias, it does not necessarily provide a suitable correction under realistic circumstances. This article proposes a new method to correct for publication bias based on p-value and evaluates the performance of this method by means of simulations. It is shown that the performance of the proposed method is superior to that of the trim-and-fill method under realistic situations.
随机对照试验的荟萃分析是一种广泛使用的研究方法,被认为可以提供最高水平的证据。然而,由于这种方法的性质,这种分析的结果可能会受到一种非常严重的偏倚的影响,这种偏倚被称为发表偏倚。虽然修剪填充法已被提出作为调整发表偏倚的一种手段,但它并不一定能在现实情况下提供适当的校正。本文提出了一种基于p值修正发表偏倚的新方法,并通过仿真对该方法的性能进行了评价。结果表明,在实际情况下,该方法的性能优于填充法。
{"title":"A Practical Method Adjusting for Publication Bias in Meta-analysis Based on p-value","authors":"N. Matsuoka, Chihiro Hasegawa, C. Hamada","doi":"10.5691/JJB.28.19","DOIUrl":"https://doi.org/10.5691/JJB.28.19","url":null,"abstract":"Meta-analysis of randomized controlled trials is a widely used study methodology and it is considered to provide the highest level of evidence. The results of such analysis, however, by the nature of this methodology, may be affected by a very serious bias referred to as publication bias. Although the trim-and-fill method has been proposed as a means of adjusting for publication bias, it does not necessarily provide a suitable correction under realistic circumstances. This article proposes a new method to correct for publication bias based on p-value and evaluates the performance of this method by means of simulations. It is shown that the performance of the proposed method is superior to that of the trim-and-fill method under realistic situations.","PeriodicalId":365545,"journal":{"name":"Japanese journal of biometrics","volume":null,"pages":null},"PeriodicalIF":0.0,"publicationDate":"2007-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"125497086","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 2
The Q-Q Plot of p-values for Predicting Outcomes with the Gene Expression Data 用基因表达数据预测预后的p值Q-Q图
Pub Date : 2007-07-01 DOI: 10.5691/JJB.28.37
Y. Ito, Y. Fujiwara, Y. Ohashi
Michiels et al. (2005) showed that a list of genes identified as predictors of prognosis via a non-repeated training — validation approach is unstable and advocate the validation by repeated random sampling. They considered that the genes which were selected as top 50 genes in more than half of their jackknife samples were stable for prediction. However, there is no rationale of the determination of the length of the gene list and the threshold of stability. Since evaluating an accumulation of low p-values in the repeated random sampling is essentially required for a stability assessment, it is better to compare the distribution of p-values of a gene observed with the distribution of p-values under the null hypothesis directly. In this study, the Quantile-Quantile plot (Q-Q plot) of p-values with null reference was proposed for this purpose. We applied the proposed method to a clinical data for primary breast cancer. The Q-Q plot approach can reveal that the genes with a similar p-value in the ordinary analysis have different p-value distributions in the repeated random sampling, and the gene with low p-values accumulated in the repeated random sampling could be evaluated according to the reference lines in the Q-Q plot.
Michiels et al.(2005)表明,通过非重复训练验证方法确定的预后预测因子基因列表是不稳定的,并主张通过重复随机抽样进行验证。他们认为,在一半以上的折刀样本中,被选为前50个基因的基因是稳定的,可以预测。然而,目前还没有确定基因列表长度和稳定性阈值的基本原理。由于评估重复随机抽样中低p值的积累对于稳定性评估是必不可少的,因此最好直接将观察到的基因p值分布与零假设下的p值分布进行比较。为此,本研究提出了无参考p值的分位数-分位数图(Q-Q图)。我们将提出的方法应用于原发性乳腺癌的临床资料。Q-Q图方法可以揭示在常规分析中p值相近的基因在重复随机抽样中p值分布不同,在重复随机抽样中积累的p值较低的基因可以根据Q-Q图中的参考线进行评价。
{"title":"The Q-Q Plot of p-values for Predicting Outcomes with the Gene Expression Data","authors":"Y. Ito, Y. Fujiwara, Y. Ohashi","doi":"10.5691/JJB.28.37","DOIUrl":"https://doi.org/10.5691/JJB.28.37","url":null,"abstract":"Michiels et al. (2005) showed that a list of genes identified as predictors of prognosis via a non-repeated training — validation approach is unstable and advocate the validation by repeated random sampling. They considered that the genes which were selected as top 50 genes in more than half of their jackknife samples were stable for prediction. However, there is no rationale of the determination of the length of the gene list and the threshold of stability. Since evaluating an accumulation of low p-values in the repeated random sampling is essentially required for a stability assessment, it is better to compare the distribution of p-values of a gene observed with the distribution of p-values under the null hypothesis directly. In this study, the Quantile-Quantile plot (Q-Q plot) of p-values with null reference was proposed for this purpose. We applied the proposed method to a clinical data for primary breast cancer. The Q-Q plot approach can reveal that the genes with a similar p-value in the ordinary analysis have different p-value distributions in the repeated random sampling, and the gene with low p-values accumulated in the repeated random sampling could be evaluated according to the reference lines in the Q-Q plot.","PeriodicalId":365545,"journal":{"name":"Japanese journal of biometrics","volume":null,"pages":null},"PeriodicalIF":0.0,"publicationDate":"2007-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"130532444","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 0
Comparison of Methods for Parameter Estimation in a Circular Linear Mixed Effect Model Incorporating the Diurnal Variation for Evaluating the Treatment Effects of Glaucoma Therapy 考虑日变化的圆形线性混合效应模型参数估计方法的比较,以评价青光眼治疗效果
Pub Date : 2007-07-01 DOI: 10.5691/JJB.28.1
H. Suganami, K. Kano, Y. Kuwayama, C. Hamada, I. Yoshimura
Glaucoma is the primary cause of vision loss in Japan. The most important glaucoma therapy is to decrease intraocular pressure (IOP) for preventing visual field defects in the pre-stage of vision loss. Considering a systematic diurnal variation of IOP, Kuwayama et al. (2006) proposed to use a circular linear mixed effect (CLME) model for evaluating the efficacy of therapy on IOP decrease for patients with normal tension glaucoma (NTG) and applied it to the data analysis in a clinical trial (Nipradilol trial) with 28 NTG patients. In this application, there occurred an issue that the parameter estimates were different depending on the method of estimation and the best method was not identified. We, therefore, compared six methods for parameter estimation (standard two-stage (STS) method, global two-stage (GTS) method, first order approximation (FOA) method, Laplacian approximation (LAP) method, Monte Carlo integration (MCI) method and Gaussian quadrature (GAUS) method) through a simulation experiment with the bias and square root of mean squared error as the criteria for evaluation. The GAUS method proved to be superior to others in realizing least bias and mean squared error under various simulation conditions, although it was most time consuming.
在日本,青光眼是导致视力丧失的主要原因。在视力丧失前期,降低眼压是预防视野缺损最重要的治疗方法。Kuwayama et al.(2006)考虑到IOP的系统性日变化,提出使用循环线性混合效应(circular linear mixed effect, CLME)模型评价治疗对正常紧张性青光眼(NTG)患者IOP降低的疗效,并将其应用于28例NTG患者的临床试验(Nipradilol试验)数据分析。在这个应用程序中,出现了一个问题,即参数估计根据估计方法的不同而不同,并且没有确定最佳方法。因此,我们通过以偏置和均方误差的平方根为评价标准,比较了六种参数估计方法(标准两阶段法(STS)、全局两阶段法(GTS)、一阶近似法(FOA)、拉普拉斯近似法(LAP)、蒙特卡罗积分法(MCI)和高斯正交法(GAUS))。GAUS方法虽然耗时较长,但在各种仿真条件下均方误差最小,优于其他方法。
{"title":"Comparison of Methods for Parameter Estimation in a Circular Linear Mixed Effect Model Incorporating the Diurnal Variation for Evaluating the Treatment Effects of Glaucoma Therapy","authors":"H. Suganami, K. Kano, Y. Kuwayama, C. Hamada, I. Yoshimura","doi":"10.5691/JJB.28.1","DOIUrl":"https://doi.org/10.5691/JJB.28.1","url":null,"abstract":"Glaucoma is the primary cause of vision loss in Japan. The most important glaucoma therapy is to decrease intraocular pressure (IOP) for preventing visual field defects in the pre-stage of vision loss. Considering a systematic diurnal variation of IOP, Kuwayama et al. (2006) proposed to use a circular linear mixed effect (CLME) model for evaluating the efficacy of therapy on IOP decrease for patients with normal tension glaucoma (NTG) and applied it to the data analysis in a clinical trial (Nipradilol trial) with 28 NTG patients. In this application, there occurred an issue that the parameter estimates were different depending on the method of estimation and the best method was not identified. We, therefore, compared six methods for parameter estimation (standard two-stage (STS) method, global two-stage (GTS) method, first order approximation (FOA) method, Laplacian approximation (LAP) method, Monte Carlo integration (MCI) method and Gaussian quadrature (GAUS) method) through a simulation experiment with the bias and square root of mean squared error as the criteria for evaluation. The GAUS method proved to be superior to others in realizing least bias and mean squared error under various simulation conditions, although it was most time consuming.","PeriodicalId":365545,"journal":{"name":"Japanese journal of biometrics","volume":null,"pages":null},"PeriodicalIF":0.0,"publicationDate":"2007-07-01","publicationTypes":"Journal Article","fieldsOfStudy":null,"isOpenAccess":false,"openAccessPdf":"","citationCount":null,"resultStr":null,"platform":"Semanticscholar","paperid":"126114161","PeriodicalName":null,"FirstCategoryId":null,"ListUrlMain":null,"RegionNum":0,"RegionCategory":"","ArticlePicture":[],"TitleCN":null,"AbstractTextCN":null,"PMCID":"","EPubDate":null,"PubModel":null,"JCR":null,"JCRName":null,"Score":null,"Total":0}
引用次数: 2
期刊
Japanese journal of biometrics
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