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The Paris Agreement’s Article 6 Market Mechanisms and wto Law 《巴黎协定》第六条市场机制与wto法律
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-11-16 DOI: 10.1163/18786561-11030004
G. Moon, C. Schwarte
The article analyses the market-based approaches in Article 6 of the Paris Agreement with respect to their potential interaction with international trade law. It focuses on the international dimension of Article 6 and the tensions associated with international trading of mitigation outcomes (under paragraphs 2–3 of the Article) and emission-reduction units generated through the sustainable development mechanism (paragraphs 4–7). We find that while there are significant normative tensions and legal uncertainties in the relationship between the regimes, international cooperation across the two law- and policy-making arenas could also help to develop new approaches to aligning wto trade law with international climate objectives.
文章分析了《巴黎协定》第6条中基于市场的方法与国际贸易法的潜在互动。它侧重于第六条的国际层面,以及与缓解成果(根据该条第2-3款)和通过可持续发展机制产生的减排单位(第4-7款)的国际贸易相关的紧张关系。我们发现,尽管这两个制度之间的关系存在严重的规范紧张关系和法律不确定性,但这两个法律和政策制定领域的国际合作也有助于制定新的方法,使世贸组织贸易法与国际气候目标相一致。
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引用次数: 0
Rebus sic stantibus as a Stabilizing Doctrine in the Climate Crisis 论气候危机中的稳定主义
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-11-16 DOI: 10.1163/18786561-11030001
D. A. A. Reisman
In the face of massive, unanticipated and even disjunctive changes, the balance of the respective interests of the state parties to existing treaties may no longer survive the changed—or changing—climate landscape. While, ideally, the co-contracting states to such treaties could mutually agree to terminate or revise their treaty obligations to accommodate such changes and redress the now imbalance of interests in the treaty, some scenarios are bound to be contentious. In such cases, is there any other procedure that can provide for an orderly and fair adjustment of treaties so as to avert a breakdown of the network of treaties and a destabilization of world order? This article proposes that the rebus sic stantibus doctrine may function as a stabilizing doctrine for maintaining and possibly adjusting treaty regimes in an orderly fashion. Unlike the doctrine of necessity or many explicit treaty carve-outs, such as the security exception of the US Model Bilateral Investment Treaty, the doctrine of rebus sic stantibus may allow for both an objective test and also one that must be pleaded before a third-party arbiter. For this reason, rebus operates within controlled limits. Rebus offers an international tribunal the opportunity to set out a fair termination or revision of a climate-impacted treaty. I trace the evolution of rebus as a stabilizing doctrine and illustrate the potentialities of its application to the climate crisis.
面对巨大的、意想不到的、甚至是分离性的变化,现有条约缔约国各自利益的平衡可能无法在变化或正在变化的气候格局中继续存在。虽然在理想情况下,这些条约的缔约国可以相互同意终止或修改其条约义务,以适应这种变化,并纠正条约中目前的利益不平衡,但某些情况必然会引起争议。在这种情况下,是否有任何其他程序可以规定对条约进行有序和公平的调整,以避免条约网络的崩溃和世界秩序的不稳定?本文提出,事实事实原则可以作为一种稳定原则,以有序的方式维持并可能调整条约制度。与必要性原则或许多明确的条约例外(如美国《双边投资条约范本》的安全例外)不同,事实事实原则可能既允许进行客观检验,也允许必须在第三方仲裁者面前进行检验。因此,rebus在可控范围内运行。Rebus为国际法庭提供了一个公平终止或修订气候影响条约的机会。我追溯了雷布斯作为一种稳定学说的演变过程,并说明了它在气候危机中的应用潜力。
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引用次数: 0
A Question of Value: On the Legality of Using Kyoto Protocol Units under the Paris Agreement 价值问题:论《巴黎协定》下使用《京都议定书》单位的合法性
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-11-16 DOI: 10.1163/18786561-11030005
D. Rossati
The first commitment period of the Kyoto Protocol generated about 4.3 billion Assigned Amount Units (aaus) and about 180 million Certified Emission Reductions (cers) for carry-over by Annex i states and potential use as ‘overachievements’ or offsets to discount emissions under ndcs. The second commitment period may generate additional carry-over units, and there is an estimated ‘dormant’ amount of about 4.6 billion cers that could be issued from ongoing cdm projects. To rely on these units risks upsetting the process of trust-building necessary to increase ambition under the Paris Agreement. This article questions the legality of carry-overs but finds that a textual interpretation of the current legal framework under both treaties leaves the matter unresolved. With a more refined legal interpretation, based on the principles of environmental integrity and sound accounting under the Paris Agreement, the article re-evaluates aaus and cers under the Agreement, by relying on insights from a social theory of value and the critical studies literature on the political economy of carbon markets. The conclusion is that aaus cannot be used under the ndc accounting framework, as their formal value of 1 Mt CO2 eq. under the Kyoto Protocol is considerably diminished under the Agreement. As for cers, their value depends on different social realities related to their issuance. States or the cma should adopt transparent criteria to select the cers that are worth transitioning pursuant to the Article 6.4 mechanism. The same conceptual framework of value-attribution can also inform the design and operation of the Article 6 mechanisms and their units in order to attain higher environmental integrity and sound accounting for ndcs.
《京都议定书》的第一个承诺期产生了约43亿分配量单位(aus)和约1.8亿经认证的减排量(cers),供附件一国家结转,并可能用作“超额成就”或抵消ndcs下的排放。第二个承诺期可能会产生额外的结转单位,据估计,正在进行的清洁发展机制项目可能会发放大约46亿美元的“休眠”额度。依赖这些单位可能会破坏建立信任的进程,而这是根据《巴黎协定》增加雄心所必需的。本文对结转的合法性提出质疑,但发现对这两个条约下现行法律框架的文本解释没有解决这个问题。基于《巴黎协定》下的环境完整性和健全会计原则,本文基于社会价值理论和碳市场政治经济学批判性研究文献的见解,对《巴黎协定》下的aus和cers进行了更精细的法律解释,重新评估了aus和cers。结论是,aus不能在国家自主贡献核算框架下使用,因为它们在《京都议定书》下的100万吨二氧化碳当量的正式价值在《协定》下大大减少了。对于核证凭证而言,其价值取决于与发行核证凭证相关的不同社会现实。根据第6.4条机制,各国或cma应采用透明的标准来选择值得过渡的核证减量协定。同样的价值归因概念框架也可以为第六条机制及其单位的设计和运作提供信息,以实现更高的环境完整性和健全的国家自主贡献核算。
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引用次数: 1
The New German Coal Laws: A Difficult Balancing Act 德国新煤炭法:艰难的平衡法案
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-07-22 DOI: 10.1163/18786561-11020003
Louisa Raitbaur
The German government adopted a coal exit law in 2020. The law enshrines a coal exit pathway through to 2038 and provides for significant compensation for coal companies. An accompanying structural-support law is to create new prospects for coal regions and workers. The development of the laws involved participation by the public, experts, interest groups, and the German states. Concerns about just transition and climate justice played an important role. The final laws were nevertheless met with a significant degree of dissatisfaction from stakeholders across the political spectrum, science, industry, and ngo s. Flaws in the participation process and deviation from expert recommendations have been raised as criticisms. The climate ambition, economic rationale, and social-justice effects of the laws have been contested. Repeal of the laws in any substantive way nevertheless seems unlikely.
德国政府于2020年通过了一项煤炭退出法。该法律规定了一条到2038年的煤炭退出路径,并为煤炭公司提供了巨额补偿。伴随而来的结构扶持法是为煤炭地区和工人创造新的前景。法律的制定涉及公众、专家、利益集团和德国各州的参与。对公正过渡和气候正义的关注发挥了重要作用。然而,最终的法律遭到了来自政界、科学界、工业界和非政府组织的利益相关者的极大不满。参与过程中的缺陷和对专家建议的偏离被作为批评提出。这些法律的气候目标、经济原理和社会正义影响一直备受争议。然而,以任何实质性的方式废除这些法律似乎都不太可能。
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引用次数: 4
Bridging the Climate and Maritime Legal Regimes: The imo’s 2018 Climate Strategy as an Erga Omnes Obligation 弥合气候和海洋法律制度:国际海事组织2018年气候战略是Erga Omnes的义务
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-07-22 DOI: 10.1163/18786561-11020001
Baine P. Kerr
Scholarship and practice before the European Court of Justice indicate that international organizations can unilaterally bind themselves under international law. This article evaluates whether the International Maritime Organization did so with its 2018 ‘Strategy’ to reduce greenhouse gas emissions from shipping. After first identifying the source of the imo’s mandate to regulate greenhouse gas emissions from shipping and its treaty obligations to do so, it finds that the imo has the institutional competence to unilaterally bind itself with respect to its function and purpose of regulating vessel-source pollution. It further finds that the imo imposed on itself an erga omnes obligation to mitigate climate change in order to meet the Paris Agreement’s global warming limitation goals. The article reflects on the implications of these findings for climate law and international law generally.
欧洲法院的奖学金和实践表明,国际组织可以根据国际法单方面约束自己。本文评估了国际海事组织在2018年减少航运温室气体排放的“战略”中是否做到了这一点。在首先确定国际海事组织监管航运温室气体排放的授权来源及其条约义务后,它发现国际海事组织有权单方面约束其监管船舶源污染的职能和目的。它进一步发现,为了实现《巴黎协定》的全球变暖限制目标,国际海事组织对自己施加了缓解气候变化的普遍义务。这篇文章反思了这些发现对气候法和一般国际法的影响。
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引用次数: 1
Milieudefensie et al. v. Shell: A Tipping Point in Climate Change Litigation against Corporations? Milieudensie等人诉壳牌:针对企业的气候变化诉讼的转折点?
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-07-22 DOI: 10.1163/18786561-11020005
Andreas Hösli
The District Court of The Hague’s decision in the matter of Milieudefensie et al. v. Shell, issued in May 2021, is an unprecedented ruling, holding a fossil-fuel company accountable for its alleged contribution to climate change. The decision provides ample opportunity to discuss climate change litigation against corporations, and the legal responsibility of such actors in the climate context more broadly.
海牙地区法院于2021年5月就Milieudefensie et al. v. Shell一案做出了史无前例的裁决,要求一家化石燃料公司对其所谓的气候变化贡献负责。该决定提供了充分的机会来讨论针对公司的气候变化诉讼,以及这些行为者在更广泛的气候背景下的法律责任。
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引用次数: 10
EU Climate Policy under the Paris Agreement 《巴黎协定》下的欧盟气候政策
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-07-22 DOI: 10.1163/18786561-11020002
C. Schwarte
The European Union has long sought to play a leadership role in the international response to climate change. As part of the “European Green Deal”, it announced new wide-ranging plans to step up its ambition, and in December 2020 updated its mitigation target under the Paris Agreement to an at-least 55 per cent reduction by 2030 compared to the 1990 level. In this article, I provide a legal analysis of the new EU climate change policy as outlined in the European Commission’s Stepping Up Europe’s 2030 Climate Ambition (September 2020) in light of the Paris Agreement itself and other norms of international environmental law. I find that the European Union provides a degree of leadership in the implementation of the Paris Agreement, but that there are also areas of concern, in particular the missing notification of member states’ individual emission levels as part of a joint ndc under Article 4 of the Paris Agreement.
欧洲联盟长期以来一直寻求在国际应对气候变化方面发挥领导作用。作为“欧洲绿色协议”的一部分,它宣布了新的广泛计划,以提高其雄心,并于2020年12月更新了《巴黎协定》规定的缓解目标,到2030年,与1990年的水平相比,至少减少55%。在这篇文章中,我根据《巴黎协定》本身和其他国际环境法规范,对欧盟委员会的《加快欧洲2030年气候雄心》(2020年9月)中概述的欧盟新气候变化政策进行了法律分析。我发现,欧盟在执行《巴黎协定》方面发挥了一定程度的领导作用,但也有一些令人担忧的领域,特别是作为《巴黎协定第4条》下联合ndc的一部分,成员国的个人排放水平没有得到通知。
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引用次数: 5
Possibilities for Justice and Equity in Human Rights and Climate Law: Benefit-Sharing in Climate Finance 人权与气候法中实现正义与公平的可能性:气候融资中的利益分享
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-04-01 DOI: 10.1163/18786561-11010001
K. Bouwer
This article examines benefit-sharing in the context of climate finance. Both benefit-sharing and climate finance are complex, heterogeneous, and fast-developing fields, where the interaction of international human rights law and climate law can create both clarity and confusion. Benefit-sharing as a means for greater equity and fairness is increasingly used or included in materials on climate finance, despite lacking clear conceptualization in this context. The article does three things. First, it establishes benefit-sharing as an emerging obligation in human rights law and environmental law. Second, it explores how benefit-sharing appears in the climate regime, with a view to determining whether benefit-sharing has a distinct meaning in this context – and, if so, what it is. The article argues that both the meaning and the practice of benefit-sharing in climate finance are incoherent. Third, the article interrogates the possibilities and problems of adopting universalized norms of benefit-sharing in this context, and suggests some places where norms might be beneficial.
本文探讨了气候融资背景下的利益分享。利益分享和气候融资都是复杂、异质和快速发展的领域,国际人权法和气候法的相互作用可能既清晰又混乱。尽管在这方面缺乏明确的概念,但利益分享作为实现更大公平和公平的手段越来越多地被用于气候融资材料或纳入其中。这篇文章做了三件事。首先,它将利益分享确立为人权法和环境法中的一项新义务。其次,它探讨了利益分享如何在气候制度中出现,以期确定利益分享在这一背景下是否具有独特的含义——如果有的话,它是什么。本文认为,气候融资中利益分享的意义和实践都是不连贯的。第三,本文探讨了在这种背景下采用普遍的利益分享规范的可能性和问题,并提出了规范可能有益的一些地方。
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引用次数: 1
The Variable Nature of Ownership of Emission Units in the Intersection of Climate Law, Property Law, and the Regulation of Financial Markets 气候法、物权法和金融市场监管交叉下排放单位所有权的可变性质
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-04-01 DOI: 10.1163/18786561-11010002
Emilie Yliheljo
The article analyses the impact of the origins of emission units in transnational climate policy on market participants in the EU ets and the extension of financial-market regulation to the European carbon market. To assess the consequences of the public-private nature of emission units, a broad view of ownership is taken. Ownership is understood as the legal position of the holder of emission units, being an aggregate of elements of private law but also climate law and financial-market regulation. As a consequence, a picture emerges of a legal position variable in the personal, temporal, and spatial dimensions, following policy-design choices and the evolution of regulation of carbon markets. The ownership of emission units reflects the ongoing balancing of the different public-policy goals of the EU ets and differs from economic theories laying the foundations of emission trading. Due to the necessity for a proactive management of the scheme, regulatory intervention and risk have become inherent features of the ownership of the units, and the impact of changes will vary across different market participants.
本文分析了跨国气候政策中排放单位的起源对欧盟碳交易市场参与者的影响,以及金融市场监管对欧洲碳市场的延伸。为了评估排放单位公私合营性质的后果,我们采取了一个广义的所有权观点。所有权被理解为排放单位持有者的法律地位,是私法、气候法和金融市场监管要素的集合。因此,随着政策设计选择和碳市场监管的演变,在个人、时间和空间维度上出现了一种法律地位变量的图景。排放单位所有权反映了欧盟排放权体系不同公共政策目标的持续平衡,不同于为排放交易奠定基础的经济理论。由于需要对计划进行积极的管理,监管干预和风险已经成为单位所有权的固有特征,变化的影响在不同的市场参与者之间会有所不同。
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引用次数: 1
Changing Climate, Unchanged Mandate: bric Countries in the UN Security Council 气候变化,使命不变:金砖四国在联合国安理会
IF 1 Q4 ENVIRONMENTAL STUDIES Pub Date : 2021-04-01 DOI: 10.1163/18786561-11010003
Tomáš Bruner
The UN Security Council has turned its attention to the link between climate change and security several times. Its members and other UN member states participating in discussions have remained divided over the Council’s engagement. Among vocal opponents are the bric countries: Brazil, Russia, India, and China. This article examines the argumentation of these countries during seven UN Security Council meetings between 2007 and 2020. The bric countries often concede that climate change is a threat, but they strongly resist the idea that such a threat could be addressed by the Council. I use a Critical Legal Studies approach to analyse how the bric countries bolstered their key argumentation before the Council. I find that the bric countries exploited a ‘background rule’ concerning the unsc mandate and used it to reaffirm the limits on the Council’s action. They were thus able to avoid self-contradiction and strengthen their political position through a legal argument. This complemented other objections they raised against the Council’s involvement: its insufficient expertise, inefficient tools, and the inapplicability of the principle of common but differentiated responsibilities to its decision-making.
联合国安理会多次将注意力转向气候变化与安全之间的联系。安理会成员国和其他参与讨论的联合国成员国在安理会的参与问题上仍然存在分歧。金砖四国的反对者包括巴西、俄罗斯、印度和中国。本文考察了这些国家在2007年至2020年的七次联合国安理会会议上的辩论。金砖四国经常承认气候变化是一种威胁,但他们强烈反对安理会可以解决这种威胁的想法。我使用批判性法律研究的方法来分析金砖四国是如何在安理会支持其关键论点的。我发现金砖四国利用了一条关于联合国安理会授权的“背景规则”,并利用它来重申安理会行动的限制。因此,他们能够避免自相矛盾,并通过法律辩论加强自己的政治地位。这补充了他们对安理会参与提出的其他反对意见:安理会的专门知识不足,工具效率低下,共同但有区别的责任原则不适用于安理会的决策。
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引用次数: 0
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Climate Law
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